STOCK TITAN

[Form 4] First Foundation Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

First Foundation Inc. (FFWM) Form 4: the company’s Chief Financial Officer reported a transaction on 10/23/2025. The filing shows 7,648 shares of common stock were withheld at $5.45 per share to cover taxes upon the vesting of 31,410 restricted stock units on the same date. Following this transaction, the officer beneficially owned 62,009 shares, held directly.

First Foundation Inc. (FFWM) Form 4: la responsabile finanziaria dell’azienda ha riportato una transazione il 23/10/2025. La raccolta indica che sono stati trattenuti 7.648 azioni ordinarie a 5,45 USD per azione per coprire le tasse al vesting di 31.410 unità azionarie vincolate nello stesso giorno. A seguito di questa operazione, l’ufficiale possedeva effettivamente 62.009 azioni, detenute direttamente.

First Foundation Inc. (FFWM) Formulario 4: El Director Financiero de la empresa informó una operación el 23/10/2025. La presentación indica que se retuvieron 7,648 acciones comunes a 5,45 USD por acción para cubrir impuestos al vesting de 31.410 unidades de acciones restringidas en la misma fecha. Después de esta operación, el funcionario poseía beneficiosamente 62,009 acciones, directamente.

First Foundation Inc. (FFWM) Form 4: 회사의 최고재무책임자(CFO)가 2025년 10월 23일 거래를 보고했습니다. 공시에는 같은 날짜에 31,410개의 제한 주식단위가 vesting될 때 세금을 충당하기 위해 주당 5.45달러로 7,648주의 보통주가 보류되었다고 나와 있습니다. 이 거래 이후 해당 임원은 직접 보유한 62,009주를 유익하게 소유하게 되었습니다.

First Foundation Inc. (FFWM) Form 4 : Le directeur financier de la société a déclaré une opération le 23/10/2025. Le dossier indique que 7 648 actions ordinaires ont été retenues à 5,45 USD par action pour couvrir les impôts sur l’acquisition de 31 410 unités d’actions restreintes le même jour. Suite à cette opération, l’officier détenait favorablement 62 009 actions, détenues directement.

First Foundation Inc. (FFWM) Form 4: Der Chief Financial Officer des Unternehmens meldete eine Transaktion am 23.10.2025. Die Einreichung zeigt, dass 7.648 Stammaktien zum Preis von 5,45 USD pro Aktie zurückbehalten wurden, um Steuern bei der Vesting von 31.410 Restricted Stock Units am selben Datum zu decken. Nach dieser Transaktion hielt der Beamte wirtschaftlich 62.009 Aktien, direkt gehalten.

First Foundation Inc. (FFWM) Form 4: أبلغ المدير المالي للشركة عن معاملة في 23/10/2025. يُظهر الملف أن 7,648 سهماً من الأسهم العادية مُحتجَزاً بسعر 5.45 دولار للسهم لتغطية الضرائب عند vesting 31,410 وحدة أسهم مقيدة في نفس التاريخ. بعد هذه المعاملة، أصبح الموظف يمتلك بشكل منفعي 62,009 سهماً، مملوكة مباشرة.

Positive
  • None.
Negative
  • None.

First Foundation Inc. (FFWM) Form 4: la responsabile finanziaria dell’azienda ha riportato una transazione il 23/10/2025. La raccolta indica che sono stati trattenuti 7.648 azioni ordinarie a 5,45 USD per azione per coprire le tasse al vesting di 31.410 unità azionarie vincolate nello stesso giorno. A seguito di questa operazione, l’ufficiale possedeva effettivamente 62.009 azioni, detenute direttamente.

First Foundation Inc. (FFWM) Formulario 4: El Director Financiero de la empresa informó una operación el 23/10/2025. La presentación indica que se retuvieron 7,648 acciones comunes a 5,45 USD por acción para cubrir impuestos al vesting de 31.410 unidades de acciones restringidas en la misma fecha. Después de esta operación, el funcionario poseía beneficiosamente 62,009 acciones, directamente.

First Foundation Inc. (FFWM) Form 4: 회사의 최고재무책임자(CFO)가 2025년 10월 23일 거래를 보고했습니다. 공시에는 같은 날짜에 31,410개의 제한 주식단위가 vesting될 때 세금을 충당하기 위해 주당 5.45달러로 7,648주의 보통주가 보류되었다고 나와 있습니다. 이 거래 이후 해당 임원은 직접 보유한 62,009주를 유익하게 소유하게 되었습니다.

First Foundation Inc. (FFWM) Form 4 : Le directeur financier de la société a déclaré une opération le 23/10/2025. Le dossier indique que 7 648 actions ordinaires ont été retenues à 5,45 USD par action pour couvrir les impôts sur l’acquisition de 31 410 unités d’actions restreintes le même jour. Suite à cette opération, l’officier détenait favorablement 62 009 actions, détenues directement.

First Foundation Inc. (FFWM) Form 4: Der Chief Financial Officer des Unternehmens meldete eine Transaktion am 23.10.2025. Die Einreichung zeigt, dass 7.648 Stammaktien zum Preis von 5,45 USD pro Aktie zurückbehalten wurden, um Steuern bei der Vesting von 31.410 Restricted Stock Units am selben Datum zu decken. Nach dieser Transaktion hielt der Beamte wirtschaftlich 62.009 Aktien, direkt gehalten.

First Foundation Inc. (FFWM) Form 4: أبلغ المدير المالي للشركة عن معاملة في 23/10/2025. يُظهر الملف أن 7,648 سهماً من الأسهم العادية مُحتجَزاً بسعر 5.45 دولار للسهم لتغطية الضرائب عند vesting 31,410 وحدة أسهم مقيدة في نفس التاريخ. بعد هذه المعاملة، أصبح الموظف يمتلك بشكل منفعي 62,009 سهماً، مملوكة مباشرة.

First Foundation Inc. (FFWM) Form 4: 公司首席财务官于 2025 年 10 月 23 日报告了一笔交易。申报显示,出于在同一天归属的 31,410 股受限股票单位的税负考虑,按每股 5.45 美元的价格扣留了 7,648 股普通股。完成该交易后,该高管直接持有 62,009 股。

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Britton James

(Last) (First) (Middle)
5221 NORTH O'CONNOR BOULEVARD
STE 1375

(Street)
IRVING TX 75039

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
First Foundation Inc. [ FFWM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/23/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/23/2025 F 7,648 D $5.45 62,009(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This reported transaction involved the payment of tax liability by delivering shares in connection with the vesting of 31,410 restricted stock units of the Company on October 23, 2025.
/s/ James Britton 10/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did FFWM’s CFO report on this Form 4?

A tax withholding transaction on 10/23/2025 related to RSU vesting, with 7,648 shares withheld at $5.45 per share.

How many RSUs vested for FFWM’s CFO?

31,410 restricted stock units vested on 10/23/2025.

What was the price used for the tax withholding shares?

The reported price was $5.45 per share.

How many FFWM shares does the CFO own after the transaction?

The filing lists 62,009 shares beneficially owned, held directly.

What was the transaction code on the Form 4?

The filing shows transaction code F.

What role does the reporting person hold at FFWM?

The reporting person is the Chief Financial Officer of First Foundation Inc.
First Foundation

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