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Figure Technology Solutions, Inc. (FGRS) SEC Filings

FGRS OTC
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Figure Technology Solutions, Inc. (FGRS) reported unaudited preliminary operating data for the quarter ended September 30, 2026, saying select results were at the high end of its previously issued $4.8 billion–$5.2 billion guidance range. Consumer Loan Marketplace Volume was $5.119 billion, up 20% from Q2 2026 and 107% from Q3 2025. The measure excludes Kiavi platform volume originated after the September 1 closing; Figure said its Q3 guidance did not include Kiavi.

September Consumer Loan Marketplace Volume was $1.783 billion, up 9% month over month and 104% year over year. Q3 Democratized Prime balances were $588 million in matched offers, $600 million in borrower demand and $825 million in available lender supply. $YLDS in circulation was $504 million, down 9% from Q2. Figure said approximate one-month post-merger Kiavi volumes will be included in Q3 financial results to be released in November. The figures are estimates subject to completion of closing procedures, and final results might vary.

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Figure Technology Solutions, Inc. (FIGR) Chief Financial Officer Minchung Kgil exercised stock options on September 11, 2026 to acquire 20,746 shares of Class A Common Stock at an exercise price of $4.82 per share. The exercise reduced a stock option position by 20,746 options, leaving 654,254 options outstanding and increased direct common stock holdings to 481,067 shares. No Rule 10b5-1 trading plan is reported for these transactions.

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Figure Technology Solutions, Inc. (FIGR) reported that director and ten percent owner June Ou had 263,910 shares of Class B Common Stock (indirectly held by a spouse) withheld on September 10, 2026 to satisfy tax liability upon vesting of restricted stock units, at a reference value of $36.57 per share. The company states this was not a market sale. Following this tax-withholding disposition, the spouse’s indirect holdings are reported as 4,512,877 shares of Class B Common Stock, and a family trust associated with Ou holds 31,521,107 Class B shares, each convertible into an equal number of Class A shares at any time. The reporting person also notes no reportable pecuniary interest in previously reported children’s trusts for Section 16 purposes.

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Figure Technology Solutions, Inc. (FIGR) director and ten percent owner Michael Scott Cagney reported a code F disposition on September 10, 2026 related to equity compensation. The company withheld 263,910 shares of Class B Common Stock, corresponding to 263,910 underlying shares of Class A Common Stock, to pay tax liability on vesting of restricted stock unitsnot a market sale at a reference value of $36.57 per share.

After this withholding event, Cagney held 4,512,877 Class B shares directly and an additional 31,521,107 Class B shares indirectly through a Family Trust, each Class B share being convertible 1-for-1 into Class A Common Stock and subject to automatic conversion upon most transfers.

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Figure Technology Solutions, Inc. (FIGR) received a Rule 144 notice indicating that Figure Investments, LLC may sell up to 3,000,000 shares of common stock through Merrill Lynch. The shares were originally acquired from the issuer in a private placement for cash on April 30, 2018. A securities table lists an aggregate market value of $114,810,000 for these shares and 185,672,153 shares of common stock outstanding as of September 9, 2026, which is a baseline figure, not the amount being sold.

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Figure Technology Solutions, Inc. (FIGR) received a Form 144 notice covering a proposed sale of 141,728 shares of common stock held for the account of investors managed by Morgan Creek Capital Management, LLC. The shares were acquired in a private placement on February 27, 2019 for cash. The notice cites an aggregate market value of $5,423,930.56 for the shares to be sold and reports that 185,672,153 shares of common stock were outstanding as of September 9, 2026. In the prior three months, entities associated with Morgan Creek sold 50,190 shares for a total of $1,771,497.91. Morgan Creek Capital Management, LLC and the related entities state that they expressly disclaim status as an “affiliate” of the issuer under Rule 144.

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Figure Technology Solutions, Inc. (FIGR) reported that Chief Financial Officer Minchung Kgil had 23,330 shares of Class A Common Stock withheld on September 2, 2026 to satisfy tax liability upon vesting of restricted stock units. According to the company’s disclosure, this was not a market sale. After this tax-withholding transaction, the CFO directly holds 460,321 shares of Class A Common Stock.

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Figure Technology Solutions, Inc. (FIGR) completed its previously announced acquisition of Kiavi, Inc. on September 1, 2026. Through a merger of a wholly owned subsidiary into Kiavi, Kiavi now operates as a wholly owned subsidiary of Figure.

Figure paid cash consideration of approximately $590 million, net of cash acquired, subject to customary adjustments for Kiavi’s cash, indebtedness, transaction expenses, and operating net working capital. The company primarily funded this with net proceeds from $600 million aggregate principal amount of 8.500% Senior Notes due 2031, which closed on July 14, 2026.

At closing, Figure repaid in full all outstanding obligations under Kiavi’s Third Amended and Restated Credit Agreement and terminated a Master Repurchase Agreement involving Kiavi Funding, Inc. and Kiavi Funding Trust 2, releasing all related liens. The company highlights forward-looking risks around integrating Kiavi, realizing anticipated synergies, regulatory compliance, and broader economic and market conditions.

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Figure Technology Solutions, Inc. (FIGR) reported that Chief Financial Officer Minchung Kgil sold Class A Common Stock in two open-market transactions on August 24, 2026. The transactions, made under a Rule 10b5-1 trading plan adopted on December 10, 2025, totaled 8,000 shares at weighted average prices within disclosed ranges.

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FAQ

How many Figure Technology Solutions (FGRS) SEC filings are available on StockTitan?

StockTitan tracks 90 SEC filings for Figure Technology Solutions (FGRS), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Figure Technology Solutions (FGRS)?

The most recent SEC filing for Figure Technology Solutions (FGRS) was filed on October 6, 2026.