FHI (NYSE) affiliate files Form 144; prior sale of 5,000 shares reported

Rhea-AI Filing Summary

FHI affiliate filing a notice under Form 144 reporting proposed and recent transactions in Common Stock. The filing shows 409 shares tied to restricted stock vesting with an issuer-directed sale scheduled 05/26/2026, and a reported sale of 5,000 shares on 05/15/2026 for $275,800.

Insights

Securities Counsel

Routine affiliate sale notice under Form 144; procedural disclosure of a vesting-related sale.

The filing lists a proposed sale of 409 shares associated with restricted stock vesting and a prior sale of 5,000 shares on 05/15/2026 for $275,800. The seller used broker identification for execution.

These notices are procedural; cash‑flow treatment and any transfer restrictions are not detailed in the excerpt. Subsequent transaction confirmations and broker reports would show actual execution and proceeds.

Key Figures

Form type: Form 144 Proposed shares to be sold: 409 shares Prior sale reported: 5,000 shares +3 more

6 metrics

Form type Form 144 Notice of proposed sale by affiliate

Proposed shares to be sold 409 shares Restricted stock vesting scheduled <date>05/26/2026</date>

Prior sale reported 5,000 shares Sale dated <date>05/15/2026</date>

Proceeds reported for prior sale <money>$275,800</money> Proceeds from the <date>05/15/2026</date> sale of 5,000 shares

Broker Morgan Stanley Smith Barney LLC Broker/intermediary identified on the filing

Exchange listing noted NYSE Exchange indicated on the form

Key Terms

Form 144, restricted stock vesting, issuer

3 terms

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

issuer regulatory

"Issuer | | | 409 | 05/26/2026"

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Available on EDGAR 05/26/2026 - 04:24 PM Accepted by SEC EDGAR 05/26/2026 - 04:23 PM Learn about SEC filing dates

FAQ

What does FHI's Form 144 report?

It reports a proposed and a recent sale of FHI common stock by an affiliate. The filing lists 409 shares tied to vesting and a prior sale of 5,000 shares for $275,800 on 05/15/2026.

Who is the broker or intermediary named in the FHI filing?

The broker listed is Morgan Stanley Smith Barney LLC. The filing shows the broker's address and identifies execution services, but detailed execution terms are not provided in the excerpt.

When is the scheduled sale related to restricted stock vesting?

The restricted stock vesting sale is scheduled for 05/26/2026. The filing labels the shares as issuable for services rendered and identifies 409 shares tied to that date.

What size transaction was reported earlier in May 2026 for FHI?

A prior transaction reported on 05/15/2026 shows 5,000 shares sold for $275,800. The excerpt provides that gross sale figure without additional settlement details.

Does this Form 144 indicate who receives the sale proceeds?

The excerpt does not specify proceeds recipients beyond identifying the seller as an affiliate. The filing lists the sale value $275,800 for the May transaction but not the payee breakdown.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	409	22621.79	75904000	05/26/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/26/2026	Restricted stock vesting under a registered plan	Issuer			409	05/26/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Peter Germain 1001 Liberty Avenue Pittsburgh PA 15222	Common	05/15/2026	5000	275800.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)