STOCK TITAN
  1. Home
  2. Sec-filings
  3. FHI
  4. [144] FEDERATED HERMES, INC. SEC Filing

Paul Uhlman files Form 144 to sell FHI shares (NYSE: FHI)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

FHI insider sale notice: This Form 144 filing reports proposed dispositions by Paul Uhlman of two equity lots and a planned restricted-stock vesting. The filing lists a sale of 72,392 Common shares on 03/12/2026 with proceeds shown as $4,070,754.18, and 11,739 Class B Common shares on 03/05/2026 with proceeds shown as $663,595.10. The record also notes restricted stock vesting under a registered plan dated 05/26/2026 and identifies Morgan Stanley Smith Barney LLC as the broker.

Positive

  • None.

Negative

  • None.

Insights

Form 144 lists proposed sales by a reporting person and a scheduled vesting event.

The filing documents proposed dispositions of 72,392 Common shares and 11,739 Class B Common shares with explicit proceeds amounts. It also records a restricted stock vesting under a registered plan dated 05/26/2026.

These entries are procedural disclosures required when restricted securities are to be sold; cash-flow treatment and final transaction details depend on subsequent sale execution and broker activity.

Common shares proposed sale 72,392 shares proposed disposition dated 03/12/2026
Proceeds from Common sale $4,070,754.18 proceeds shown for 72,392 shares
Class B Common proposed sale 11,739 shares proposed disposition dated 03/05/2026
Proceeds from Class B sale $663,595.10 proceeds shown for 11,739 shares
Restricted stock vesting date 05/26/2026 restricted stock vesting under a registered plan
Form 144 regulatory
"The filing type shown as "144: Securities To Be Sold""
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
restricted stock vesting financial
"Restricted stock vesting under a registered plan dated 05/26/2026"
Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.
registered plan regulatory
"restricted stock vesting under a registered plan"
A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.
broker-dealer market
"Morgan Stanley Smith Barney LLC listed with address and NYSE"
A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google

FAQ

What does Paul Uhlman's Form 144 filing for FHI report?
It reports proposed dispositions of 72,392 Common shares (03/12/2026, proceeds $4,070,754.18) and 11,739 Class B Common shares (03/05/2026, proceeds $663,595.10). The filing also notes restricted stock vesting on 05/26/2026.

Does the filing show completed sales for FHI shares?
No. The filing lists proposed dispositions and dates; it shows sale quantities and proceeds amounts but does not itself confirm final execution or settlement of those sales.

Is there a broker named in the FHI Form 144 filing?
Yes. The filing identifies Morgan Stanley Smith Barney LLC at 1 New York Plaza as the broker-dealer connected with the reported transactions.

What is the restricted stock item in the filing for FHI?
The filing records restricted stock vesting under a registered plan dated 05/26/2026, indicating securities becoming reportable on that vesting date; further disposition details are not provided in the excerpt.

Are proceeds amounts provided in the Form 144 for FHI?
Yes. The excerpt shows proceeds of $4,070,754.18 for 72,392 Common shares and $663,595.10 for 11,739 Class B Common shares as listed in the filing.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR