FHI insider sale notice: Paul Uhlman 72,392 shares

FHI insider sale notice: This Form 144 filing reports proposed dispositions by Paul Uhlman of two equity lots and a planned restricted-stock vesting.

Rhea-AI Filing Summary

FHI insider sale notice: This Form 144 filing reports proposed dispositions by Paul Uhlman of two equity lots and a planned restricted-stock vesting. The filing lists a sale of 72,392 Common shares on 03/12/2026 with proceeds shown as $4,070,754.18, and 11,739 Class B Common shares on 03/05/2026 with proceeds shown as $663,595.10. The record also notes restricted stock vesting under a registered plan dated 05/26/2026 and identifies Morgan Stanley Smith Barney LLC as the broker.

Insights

Securities Compliance Counsel

Form 144 lists proposed sales by a reporting person and a scheduled vesting event.

The filing documents proposed dispositions of 72,392 Common shares and 11,739 Class B Common shares with explicit proceeds amounts. It also records a restricted stock vesting under a registered plan dated 05/26/2026.

These entries are procedural disclosures required when restricted securities are to be sold; cash-flow treatment and final transaction details depend on subsequent sale execution and broker activity.

Key Figures

Common shares proposed sale: 72,392 shares Proceeds from Common sale: $4,070,754.18 Class B Common proposed sale: 11,739 shares +2 more

5 metrics

Common shares proposed sale 72,392 shares proposed disposition dated 03/12/2026

Proceeds from Common sale $4,070,754.18 proceeds shown for 72,392 shares

Class B Common proposed sale 11,739 shares proposed disposition dated 03/05/2026

Proceeds from Class B sale $663,595.10 proceeds shown for 11,739 shares

Restricted stock vesting date 05/26/2026 restricted stock vesting under a registered plan

Key Terms

Form 144, restricted stock vesting, registered plan, broker-dealer

4 terms

Form 144 regulatory

"The filing type shown as "144: Securities To Be Sold""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Restricted stock vesting under a registered plan dated 05/26/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

"restricted stock vesting under a registered plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

broker-dealer market

"Morgan Stanley Smith Barney LLC listed with address and NYSE"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

FAQ

What does Paul Uhlman's Form 144 filing for FHI report?

It reports proposed dispositions of 72,392 Common shares (03/12/2026, proceeds $4,070,754.18) and 11,739 Class B Common shares (03/05/2026, proceeds $663,595.10). The filing also notes restricted stock vesting on 05/26/2026.

Does the filing show completed sales for FHI shares?

No. The filing lists proposed dispositions and dates; it shows sale quantities and proceeds amounts but does not itself confirm final execution or settlement of those sales.

Is there a broker named in the FHI Form 144 filing?

Yes. The filing identifies Morgan Stanley Smith Barney LLC at 1 New York Plaza as the broker-dealer connected with the reported transactions.

What is the restricted stock item in the filing for FHI?

The filing records restricted stock vesting under a registered plan dated 05/26/2026, indicating securities becoming reportable on that vesting date; further disposition details are not provided in the excerpt.

Are proceeds amounts provided in the Form 144 for FHI?

Yes. The excerpt shows proceeds of $4,070,754.18 for 72,392 Common shares and $663,595.10 for 11,739 Class B Common shares as listed in the filing.

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Accepted by SEC EDGAR 05/26/2026 - 04:24 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001676267
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	FEDERATED HERMES INC.
SEC File Number	001-14818
Address of Issuer	1001 Liberty Avenue Pittsburgh PENNSYLVANIA 15222
Phone	412-288-1900
Name of Person for Whose Account the Securities are To Be Sold	PAUL UHLMAN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1021	56466.41	75904000	05/26/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/26/2026	Restricted stock vesting under a registered plan	Issuer			1021	05/26/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
PAUL UHLMAN 1001 Liberty Avenue Pittsburgh PA 15222	Common	03/12/2026	72392	4070754.18
PAUL UHLMAN 1001 Liberty Avenue Pittsburgh PA 15222	Class B Common	03/05/2026	11739	663595.10

144: Remarks and Signature

Remarks
Date of Notice	05/26/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Paul A Uhlman
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)