STOCK TITAN

Federated Hermes (NYSE: FHI) VP sells 72,392 Class B common shares

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Federated Hermes, Inc. vice president Paul A. Uhlman reported open-market sales of Class B common stock. On March 12, 2026, he sold 62,105 shares at a weighted average price of $56.1507 and 10,287 shares at $56.7236, totaling 72,392 shares. The weighted average prices reflect multiple trades in ranges of $55.58–$56.56 and $56.59–$56.86. After these transactions, he directly owns 263,987 Class B shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Uhlman Paul A

(Last) (First) (Middle)
FEDERATED HERMES, INC.
1001 LIBERTY AVENUE

(Street)
PITTSBURGH PA 15222-3779

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FEDERATED HERMES, INC. [ FHI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President
3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock 03/12/2026 S 62,105 D $56.1507(1) 274,274 D
Class B Common Stock 03/12/2026 S 10,287 D $56.7236(2) 263,987 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in 110 transactions at prices ranging from $55.58 to $56.56 inclusive. The reporting person undertakes to provide to Federated Hermes, Inc., any security holder of Federated Hermes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
2. The price reported in Column 4 is a weighted average price. These shares were sold in 27 transactions at prices ranging from $56.59 to $56.86 inclusive. The reporting person undertakes to provide to Federated Hermes, Inc., any security holder of Federated Hermes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:
The Power of Attorney dated August 30, 2022, is incorporated herein by reference.
/s/John D. Martini (Attorney-in-Fact) 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Federated Hermes (FHI) report for Paul A. Uhlman?

Federated Hermes reported that vice president Paul A. Uhlman sold Class B common stock in open-market transactions. He disposed of a total of 72,392 shares on March 12, 2026, through two weighted-average price sales and retained a sizable direct shareholding afterward.

How many Federated Hermes (FHI) shares did Paul A. Uhlman sell and at what prices?

Paul A. Uhlman sold 72,392 Class B shares in two blocks. He sold 62,105 shares at a weighted average price of $56.1507 and 10,287 shares at $56.7236, executed across numerous individual trades within stated price ranges.

How many Federated Hermes (FHI) shares does Paul A. Uhlman hold after the reported sales?

After the reported transactions, Paul A. Uhlman directly holds 263,987 shares of Federated Hermes Class B common stock. This figure comes from the post-transaction ownership reported in the Form 4 for the second open-market sale on March 12, 2026.

Were Paul A. Uhlman’s Federated Hermes (FHI) share sales single trades or multiple transactions?

The reported sales were executed as multiple transactions aggregated into weighted average prices. One block involved 110 separate trades between $55.58 and $56.56, and the other involved 27 trades between $56.59 and $56.86, all on March 12, 2026.

What type of transaction code was used for Paul A. Uhlman’s Federated Hermes (FHI) trades?

The Form 4 lists transaction code “S” for Paul A. Uhlman’s trades, indicating open-market or private sales of non-derivative Class B common stock. Both reported transactions are categorized as open-market sales of directly owned shares.

Does the Form 4 show any option exercises or derivative positions for Paul A. Uhlman in FHI?

The Form 4 shows only sales of non-derivative Class B common stock for Paul A. Uhlman. The derivative section is empty in the provided data, indicating no reported option exercises or other derivative transactions in this particular filing.
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