STOCK TITAN

Fiserv (NYSE: FI) director amends Form 3 to add 2,500 shares

(Neutral)
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Fiserv Inc. director Gordon M. Nixon filed an amended Form 3 to correct his previously reported holdings. The filing shows he directly holds 2,500 shares of Fiserv common stock, which had been omitted from his original Form 3 and a subsequent Form 4 filed earlier.

Positive

  • None.

Negative

  • None.
Insider Nixon Gordon M.
Role Director
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 2,500 shares (Direct)
Footnotes (1)
  1. F1. These shares of common stock were omitted from the reporting person's original Form 3 and from the reporting person's Form 4 filed on January 5, 2026.
Direct common shares held 2,500 shares Total shares following reporting correction
Form 3 regulatory
"omitted from the reporting person's original Form 3"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Form 4 regulatory
"from the reporting person's Form 4 filed on January 5, 2026"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
reporting person regulatory
"omitted from the reporting person's original Form 3"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the amended Form 3 for FI disclose about Gordon M. Nixon?

The amended Form 3 discloses that director Gordon M. Nixon directly holds 2,500 shares of Fiserv common stock. These shares were previously omitted from his original Form 3 and a later Form 4, so the amendment updates his reported ownership.

Did Gordon M. Nixon buy or sell FI shares in this Form 3/A filing?

The Form 3/A does not report a new purchase or sale of FI shares. Instead, it corrects prior filings by adding 2,500 common shares that were previously left out, updating Nixon’s reported direct ownership position.

How many Fiserv (FI) shares does Gordon M. Nixon now report owning?

Gordon M. Nixon now reports owning 2,500 shares of Fiserv common stock directly. This figure reflects shares that were omitted from his original Form 3 and a Form 4 filed on January 5, 2026, and are now properly disclosed.

Why was an amended Form 3 filed for Fiserv (FI)?

An amended Form 3 was filed because 2,500 shares of common stock were mistakenly omitted from Gordon M. Nixon’s original Form 3 and his Form 4 dated January 5, 2026. The amendment corrects his initial beneficial ownership reporting.

Does the FI Form 3/A indicate indirect ownership or special entities?

The Form 3/A shows Nixon’s 2,500 common shares are held directly, with no special ownership entity described. The footnote focuses on prior omission from earlier forms rather than trusts, LLCs, or other indirect ownership structures.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Nixon Gordon M.

(Last)(First)(Middle)
600 N. VEL R. PHILLIPS AVENUE

(Street)
MILWAUKEE WISCONSIN 53203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026
3. Issuer Name and Ticker or Trading Symbol
FISERV INC [ FISV ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
01/05/2026
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock2,500(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares of common stock were omitted from the reporting person's original Form 3 and from the reporting person's Form 4 filed on January 5, 2026.
Remarks:
/s/ Eric C. Nelson (attorney-in-fact)04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)