Welcome to our dedicated page for Fiserv SEC filings (Ticker: FI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Fiserv, Inc. filings document the regulatory record of a payments and financial technology company with common stock and multiple series of senior notes registered under the Exchange Act. Form 8-K filings cover quarterly and annual operating results, leadership and compensation matters, exchange-listing transfers, and other material events. The company’s securities disclosures include common stock and senior notes listed on Nasdaq, as well as Form 25 documentation for the voluntary withdrawal of NYSE listings.
Proxy materials describe governance, board refreshment, executive compensation, leadership transitions, shareholder voting matters, and the One Fiserv action plan. The filings also identify capital-structure matters involving Fiserv and Fiserv Funding Unlimited Company debt securities, including notes guaranteed by Fiserv.
Fiserv, Inc. reported the results of its annual shareholder meeting. Shareholders elected eleven directors, with each nominee receiving more than 400 million votes in favor and substantial broker non-votes recorded on the director items.
Shareholders approved, on an advisory basis, the compensation of the named executive officers, with 323,865,898 votes for and 92,820,632 against, indicating strong but not unanimous support. They also ratified Deloitte & Touche LLP as independent auditor for the year ending December 31, 2026, with 427,451,661 votes for and 36,179,569 against. A shareholder proposal requesting an independent board chair policy was rejected, drawing 67,875,650 votes for and 348,333,433 votes against.
Yarkoni Charlotte reported acquisition or exercise transactions in this Form 4 filing.
Fiserv Inc. director Charlotte Yarkoni received a grant of 4,121 restricted stock units (RSUs) of common stock. The Form 4 classifies this as a grant or award, not a market purchase or sale. Following this award, she directly holds 8,123 shares of Fiserv common stock.
The RSUs each represent a contingent right to receive one Fiserv share. They vest 100% on the earlier of the first anniversary of the grant date or immediately before the first annual shareholder meeting after the grant date, tying the award to both time and corporate governance milestones.
Shedlin Gary reported acquisition or exercise transactions in this Form 4 filing.
Fiserv Inc director Gary Shedlin received an equity award of 4,121 shares of common stock in the form of restricted stock units. These units were granted at no cash purchase price and increase his direct holdings to 5,435 shares. The restricted stock units vest 100% on the earlier of the first anniversary of the grant date or immediately before the first annual shareholder meeting after the grant date, tying the award to his continued board service over roughly a one-year horizon.
Nixon Gordon M. reported acquisition or exercise transactions in this Form 4 filing.
Fiserv Inc. director Gordon M. Nixon reported an equity compensation grant involving 5,913 restricted stock units, each representing a right to receive one share of Fiserv common stock. These units were awarded at no cash cost and increase his reported holdings to 10,156 shares or equivalent units.
The restricted stock units vest 100% on the earlier of the first anniversary of the grant date or immediately before the first annual meeting of shareholders after the grant date. This filing reflects a routine director compensation award rather than an open-market share purchase.
Mamilli Wafaa reported acquisition or exercise transactions in this Form 4 filing.
Fiserv Inc. director Wafaa Mamilli received a grant of 4,121 restricted stock units of common stock as equity compensation. The award was recorded at a price of $0.00 per unit, indicating it is a stock-based grant rather than an open-market purchase. These restricted stock units each represent a contingent right to receive one Fiserv common share and will vest 100% on the earlier of the first anniversary of the grant date or immediately before the first annual shareholders meeting after the grant date. Following this grant, Mamilli directly holds 12,426 shares of Fiserv common stock, reflecting her updated equity stake.
Fiserv Inc. director Ajei Gopal reported a stock-based compensation grant. He acquired 4,121 shares of common stock through restricted stock units awarded at no cash cost. These units each represent the right to receive one Fiserv common share.
The restricted stock units vest 100% on the earlier of the first anniversary of the grant date or immediately before the first annual shareholder meeting after the grant date. Following this award, Gopal holds 7,329 shares of Fiserv common stock directly.
Fiserv Inc. director Lance M. Fritz received a grant of 4,121 restricted stock units (RSUs) of Fiserv common stock as equity compensation. The award was reported as an acquisition with no cash paid per share, reflecting a typical stock-based grant rather than a market purchase.
The RSUs will vest 100% on the earlier of the first anniversary of the grant date or immediately before the first annual shareholders’ meeting after the grant date. After this grant, Fritz directly holds 17,207 shares and RSUs in total, aligning his compensation further with shareholder interests.
Dufetel Celine S reported acquisition or exercise transactions in this Form 4 filing.
Fiserv Inc. director Celine S. Dufetel received an equity award in the form of 4,121 restricted stock units, each representing a contingent right to receive one share of Fiserv common stock. These units vest 100% on the earlier of the first anniversary of the grant date or immediately before the first annual shareholder meeting after the grant date. Following this grant, Dufetel holds 5,435 shares or share-equivalent units directly.
DiSimone Harry reported acquisition or exercise transactions in this Form 4 filing.
Fiserv director Harry DiSimone reported an equity compensation grant of restricted stock units tied to the company’s common stock. He received 4,121 restricted stock units, each representing a contingent right to one Fiserv share. These units vest 100% on the earlier of the first anniversary of the grant date or immediately before the first annual meeting of shareholders after the grant date.
Following this grant, DiSimone directly holds 21,519 shares of Fiserv common stock. In addition, 2,706 shares are held indirectly through the Harry DiSimone 2021 Irrevocable Exemption Trust for the benefit of family members, with those family members serving as trustees.
DE CASTRO HENRIQUE reported acquisition or exercise transactions in this Form 4 filing.
Fiserv Inc. director Henrique De Castro received an equity award of 4,121 restricted stock units, each representing a contingent right to one share of common stock. This is a compensation grant at no cash cost to him.
Following the award, he holds 28,233 shares of common stock directly. The restricted stock units vest 100% on the earlier of the first anniversary of the grant date or immediately before the first annual shareholder meeting after the grant date, tying his compensation to future service and company performance over that period.