Fiserv director awarded 4,121 restricted stock units

DE CASTRO HENRIQUE reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

DE CASTRO HENRIQUE reported acquisition or exercise transactions in this Form 4 filing.

Fiserv Inc. director Henrique De Castro received an equity award of 4,121 restricted stock units, each representing a contingent right to one share of common stock. This is a compensation grant at no cash cost to him.

Following the award, he holds 28,233 shares of common stock directly. The restricted stock units vest 100% on the earlier of the first anniversary of the grant date or immediately before the first annual shareholder meeting after the grant date, tying his compensation to future service and company performance over that period.

Insider Trade Summary

Grant/Award: 4,121 shares

Grant/Award 1 txn

Insider DE CASTRO HENRIQUE

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,121	$0.00	$0.00

Holdings After Transaction: Common Stock — 28,233 shares (Direct)

Footnotes (1)

1. F1. These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

Key Figures

Restricted stock units granted: 4,121 units Shares held after transaction: 28,233 shares Transaction price per share: $0.0000 per share +1 more

4 metrics

Restricted stock units granted 4,121 units Equity award to director Henrique De Castro

Shares held after transaction 28,233 shares Direct ownership following RSU grant

Transaction price per share $0.0000 per share Compensation grant, not open-market purchase

Vesting condition 100% cliff vesting Earlier of 1-year anniversary or first annual meeting after grant

Key Terms

restricted stock units, contingent right, vest, grant date, +1 more

5 terms

restricted stock units financial

"These restricted stock units each represent a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"represent a contingent right to receive one share of Fiserv, Inc. common stock"

vest financial

"The restricted stock units vest 100% on the earlier of: (i) the first anniversary"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

grant date financial

"the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting"

The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.

annual meeting of shareholders financial

"immediately prior to the first annual meeting of shareholders after the grant date"

A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.

FAQ

What did Fiserv (FI) director Henrique De Castro report in this Form 4?

Henrique De Castro reported receiving 4,121 restricted stock units as an equity award. Each unit represents a contingent right to one Fiserv common share, with vesting tied to time and the next annual shareholder meeting.

How many Fiserv (FI) shares does Henrique De Castro hold after this grant?

After the reported grant, Henrique De Castro holds 28,233 shares of Fiserv common stock directly. This figure reflects his ownership following the 4,121-unit restricted stock award disclosed in the Form 4 filing.

What are the vesting terms of the 4,121 restricted stock units at Fiserv (FI)?

The 4,121 restricted stock units vest 100% on the earlier of two dates. Vesting occurs on the first anniversary of the grant date or immediately before the first annual shareholders’ meeting that takes place after the grant date.

Did Henrique De Castro buy or sell Fiserv (FI) shares in the open market?

No open-market purchases or sales were reported. The Form 4 shows a grant of 4,121 restricted stock units as compensation, with a transaction price per share of zero, rather than a market transaction involving cash.

What does each restricted stock unit for Fiserv (FI) represent in this filing?

Each restricted stock unit represents a contingent right to receive one share of Fiserv common stock. The units convert into actual shares only if the vesting conditions are satisfied, linking the award to future service milestones.

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Accepted by SEC EDGAR 05/22/2026 - 04:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DE CASTRO HENRIQUE

(Last) (First) (Middle)

600 N. VEL R. PHILLIPS AVENUE

(Street)

MILWAUKEE WISCONSIN 53203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FISERV INC [ FISV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/21/2026		A		4,121(1)	A	$0	28,233	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

Remarks:

	/s/ Eric C. Nelson (attorney-in-fact)	05/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)