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Director DiSimone gets 4,121 Fiserv (NYSE: FI) restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DiSimone Harry reported acquisition or exercise transactions in this Form 4 filing.

Fiserv director Harry DiSimone reported an equity compensation grant of restricted stock units tied to the company’s common stock. He received 4,121 restricted stock units, each representing a contingent right to one Fiserv share. These units vest 100% on the earlier of the first anniversary of the grant date or immediately before the first annual meeting of shareholders after the grant date.

Following this grant, DiSimone directly holds 21,519 shares of Fiserv common stock. In addition, 2,706 shares are held indirectly through the Harry DiSimone 2021 Irrevocable Exemption Trust for the benefit of family members, with those family members serving as trustees.

Positive

  • None.

Negative

  • None.
Insider DiSimone Harry
Role null
Type Security Shares Price Value
Grant/Award Common Stock 4,121 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 21,519 shares (Direct, null); Common Stock — 2,706 shares (Indirect, By Trust)
Footnotes (1)
  1. These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. Held by the Harry DiSimone 2021 Irrevocable Exemption Trust for the benefit of family members of the reporting person and of which such family members serve as trustee.
RSU grant size 4,121 restricted stock units Grant to director Harry DiSimone
Direct holdings after grant 21,519 shares Fiserv common stock held directly after transaction
Indirect trust holdings 2,706 shares Held by Harry DiSimone 2021 Irrevocable Exemption Trust
RSU vesting trigger 100% vesting Earlier of first anniversary or just before next annual meeting
RSU share ratio 1:1 Each restricted stock unit equals one Fiserv common share
restricted stock units financial
"These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Irrevocable Exemption Trust financial
"Held by the Harry DiSimone 2021 Irrevocable Exemption Trust for the benefit of family members"
annual meeting of shareholders financial
"immediately prior to the first annual meeting of shareholders after the grant date"
A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DiSimone Harry
(Last)(First)(Middle)
600 N. VEL R. PHILLIPS AVENUE
(Street)
MILWAUKEE WISCONSIN 53203
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
FISERV INC [ FISV ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/21/2026A4,121(1)A$021,519D
Common Stock2,706IBy Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.
2. Held by the Harry DiSimone 2021 Irrevocable Exemption Trust for the benefit of family members of the reporting person and of which such family members serve as trustee.
Remarks:
/s/ Eric C. Nelson (attorney-in-fact)05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Fiserv (FI) director Harry DiSimone report in this Form 4?

Harry DiSimone reported an equity compensation grant of 4,121 restricted stock units. Each unit represents a contingent right to one Fiserv common share, increasing his reported direct holdings and reflecting standard director compensation rather than an open-market stock purchase.

How many Fiserv (FI) restricted stock units did Harry DiSimone receive?

He received 4,121 restricted stock units of Fiserv common stock. These units are granted at no cash cost and convert into shares only if vesting conditions are met, aligning director compensation with future company equity performance over the vesting period.

When do Harry DiSimone’s Fiserv (FI) restricted stock units vest?

The restricted stock units vest 100% on the earlier of the first anniversary of the grant date or immediately before the first annual shareholder meeting after the grant. This time-based vesting schedule is typical for director equity awards at large public companies.

What are Harry DiSimone’s direct Fiserv (FI) share holdings after this transaction?

After the reported grant, Harry DiSimone directly holds 21,519 shares of Fiserv common stock. This figure reflects his ownership following the award of restricted stock units and provides context for the scale of his equity stake as a company director.

What Fiserv (FI) shares are held through the Harry DiSimone 2021 Irrevocable Exemption Trust?

The filing shows 2,706 Fiserv common shares held by the Harry DiSimone 2021 Irrevocable Exemption Trust. The trust benefits family members of the reporting person, and those family members serve as trustees, indicating these are indirect holdings associated with DiSimone.

Does this Fiserv (FI) Form 4 show any stock sales by Harry DiSimone?

No stock sales are reported in this Form 4. The filing reflects an acquisition classified as a grant or award of restricted stock units and a separate holding entry for shares in a family trust, without any open-market sale transactions disclosed.