Fiserv director granted 4,121 RSUs

Fiserv Inc. director Ajei Gopal reported a stock-based compensation grant.

Rhea-AI Filing Summary

Fiserv Inc. director Ajei Gopal reported a stock-based compensation grant. He acquired 4,121 shares of common stock through restricted stock units awarded at no cash cost. These units each represent the right to receive one Fiserv common share.

The restricted stock units vest 100% on the earlier of the first anniversary of the grant date or immediately before the first annual shareholder meeting after the grant date. Following this award, Gopal holds 7,329 shares of Fiserv common stock directly.

Insights

Equity compensation analyst

Director receives routine RSU grant as part of equity compensation.

Director Ajei Gopal was granted 4,121 restricted stock units, each tied to one share of Fiserv common stock. The grant was reported with a zero per-share price, indicating it is a compensation award rather than an open-market purchase.

The units vest in full on the earlier of the first anniversary of the grant date or immediately before the first annual shareholder meeting after the grant date. After this grant, Gopal directly holds 7,329 common shares. This appears to be a standard non-cash equity award and does not, by itself, signal a change in the company’s outlook.

Insider Trade Summary

Grant/Award: 4,121 shares

Grant/Award 1 txn

Insider Gopal Ajei

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,121	$0.00	$0.00

Holdings After Transaction: Common Stock — 7,329 shares (Direct)

Footnotes (1)

1. F1. These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

Key Figures

RSU grant size: 4,121 shares Award price per share: $0.0000 per share Post-transaction holdings: 7,329 shares

3 metrics

RSU grant size 4,121 shares Restricted stock units awarded to director Ajei Gopal

Award price per share $0.0000 per share Reported transaction price for RSU-related common stock

Post-transaction holdings 7,329 shares Fiserv common shares held directly after the award

Key Terms

restricted stock units, vest, grant date, annual meeting of shareholders

4 terms

restricted stock units financial

"These restricted stock units each represent a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vest financial

"The restricted stock units vest 100% on the earlier of the first anniversary"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

grant date financial

"vest 100% on the earlier of: (i) the first anniversary of the grant date"

The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.

annual meeting of shareholders financial

"or (ii) immediately prior to the first annual meeting of shareholders after the grant date"

A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.

FAQ

What did Fiserv (FI) director Ajei Gopal report in this Form 4?

Director Ajei Gopal reported receiving 4,121 restricted stock units linked to Fiserv common stock. These awards are stock-based compensation, not open-market purchases, and increase his direct holdings to 7,329 common shares after the transaction.

How many Fiserv (FI) shares did Ajei Gopal acquire in this transaction?

Ajei Gopal acquired 4,121 shares through restricted stock units, each representing one Fiserv common share. The award was granted at a reported price of $0.0000 per share as part of his director equity compensation package.

When do Ajei Gopal’s new Fiserv (FI) restricted stock units vest?

The restricted stock units vest 100% on the earlier of the first anniversary of the grant date or immediately before the first annual shareholder meeting after the grant date. This creates a single cliff-vesting event rather than gradual vesting over several periods.

How many Fiserv (FI) shares does Ajei Gopal hold after this award?

After the reported grant, Ajei Gopal holds 7,329 shares of Fiserv common stock directly. This total reflects his ownership following the addition of 4,121 restricted stock units that each convert into one share upon vesting and settlement.

Was cash paid for the Fiserv (FI) shares reported in this Form 4?

No cash was paid for these shares. The Form 4 shows a transaction price of $0.0000 per share, indicating the 4,121 shares came from an equity award, not an open-market purchase, as part of stock-based compensation for serving as a director.

What type of security was involved in Ajei Gopal’s Fiserv (FI) transaction?

The transaction involved Fiserv common stock delivered through restricted stock units. Each unit represents a contingent right to receive one share, with vesting based on time or the timing of the next annual shareholder meeting, rather than immediate ownership at grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/22/2026 - 04:08 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gopal Ajei

(Last) (First) (Middle)

600 N. VEL R. PHILLIPS AVENUE

(Street)

MILWAUKEE WISCONSIN 53203

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FISERV INC [ FISV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/21/2026		A		4,121(1)	A	$0	7,329	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.

Remarks:

	/s/ Eric C. Nelson (attorney-in-fact)	05/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)