STOCK TITAN

Fiserv (FI) director Celine Dufetel receives 4,121 restricted stock units in equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dufetel Celine S reported acquisition or exercise transactions in this Form 4 filing.

Fiserv Inc. director Celine S. Dufetel received an equity award in the form of 4,121 restricted stock units, each representing a contingent right to receive one share of Fiserv common stock. These units vest 100% on the earlier of the first anniversary of the grant date or immediately before the first annual shareholder meeting after the grant date. Following this grant, Dufetel holds 5,435 shares or share-equivalent units directly.

Positive

  • None.

Negative

  • None.
Insider Dufetel Celine S
Role null
Type Security Shares Price Value
Grant/Award Common Stock 4,121 $0.00 --
Holdings After Transaction: Common Stock — 5,435 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs granted 4,121 units Restricted stock units awarded to director
Grant price per share $0.00 per share Compensation-related equity award
Holdings after grant 5,435 shares/units Total direct holdings following transaction
Vesting condition 1 First anniversary of grant date RSUs vest 100% on this date if earlier
Vesting condition 2 Before first annual shareholder meeting Alternative full vesting trigger
restricted stock units financial
"These restricted stock units each represent a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"represent a contingent right to receive one share of Fiserv, Inc. common stock"
vest 100% financial
"The restricted stock units vest 100% on the earlier of: (i) the first anniversary"
grant date financial
"on the earlier of: (i) the first anniversary of the grant date"
The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.
annual meeting of shareholders financial
"or (ii) immediately prior to the first annual meeting of shareholders after the grant date"
A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dufetel Celine S

(Last)(First)(Middle)
600 N. VEL R. PHILLIPS AVENUE

(Street)
MILWAUKEE WISCONSIN 53203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FISERV INC [ FISV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/21/2026A4,121(1)A$05,435D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.
Remarks:
/s/ Eric C. Nelson (attorney-in-fact)05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Fiserv (FI) director Celine S. Dufetel report in this Form 4?

Celine S. Dufetel reported receiving 4,121 restricted stock units of Fiserv common stock as a compensation-related equity grant. Each unit represents a contingent right to one share, vesting based on time and the next annual shareholder meeting.

How many Fiserv (FI) restricted stock units were granted to Celine S. Dufetel?

The filing shows a grant of 4,121 restricted stock units to Celine S. Dufetel. Each unit is tied to one share of Fiserv common stock and vests fully on a specified future date tied to tenure and the annual shareholder meeting.

When do Celine S. Dufetel’s Fiserv (FI) restricted stock units vest?

The restricted stock units vest 100% on the earlier of the first anniversary of the grant date or immediately prior to the first annual meeting of shareholders after the grant date. Vesting is therefore linked to both time and the company’s shareholder meeting schedule.

What does each Fiserv (FI) restricted stock unit granted to Celine S. Dufetel represent?

Each restricted stock unit represents a contingent right to receive one share of Fiserv common stock. The units convert into actual shares only upon vesting, aligning the director’s compensation with the company’s equity over the vesting period.

How many Fiserv (FI) shares or units does Celine S. Dufetel hold after this Form 4 transaction?

After the reported grant, Celine S. Dufetel directly holds 5,435 shares or share-equivalent units. This total reflects her position following the award of 4,121 restricted stock units described in the Form 4 filing.