STOCK TITAN

Fiserv (FI) director converts $32,500 fees into 484 deferred stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Fiserv Inc. director compensation details show the director elected to defer cash fees into stock-based units rather than taking cash. On December 31, 2025, the director was credited with 484 deferred compensation notional units under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan, corresponding to $32,500 of deferred director fees. The number of units was calculated using the closing price of Fiserv common stock of $67.17 per share on that date. Each notional unit represents the right to receive one share of Fiserv common stock after the director’s service with the company ends, and following this transaction the director beneficially owned 5,594 such derivative securities directly.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DE CASTRO HENRIQUE

(Last) (First) (Middle)
600 N. VEL R. PHILLIPS AVENUE

(Street)
MILWAUKEE WI 53203

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FISERV INC [ FISV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Compensation Notional Units (1) 12/31/2025 A 484 (1) (1) Common Stock 484 $67.17(1) 5,594 D
Explanation of Responses:
1. These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on December 31, 2025, in respect of $32,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On December 31, 2025, the closing price of Fiserv's common stock was $67.17 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.
Remarks:
/s/ Eric C. Nelson (attorney-in-fact) 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Fiserv Inc (FI) disclose in this Form 4?

Fiserv Inc disclosed that a director elected to defer $32,500 of cash director fees into 484 deferred compensation notional units under the company’s Non-Employee Director Deferred Compensation Plan on December 31, 2025.

How were the deferred compensation units at Fiserv Inc (FI) calculated?

The 484 notional units were calculated by dividing the $32,500 of deferred compensation by the $67.17 closing price of Fiserv’s common stock on December 31, 2025.

What does each deferred compensation notional unit represent at Fiserv Inc (FI)?

Each notional unit under the Fiserv Non-Employee Director Deferred Compensation Plan will be settled in one share of Fiserv common stock after the reporting person’s service to the company ends.

How many derivative securities does the Fiserv Inc (FI) director own after this transaction?

After this transaction, the reporting person beneficially owned 5,594 deferred compensation notional units, representing derivative securities linked to Fiserv common stock, held in direct ownership form.

What plan governs the deferred compensation units reported by Fiserv Inc (FI)?

The units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan, which allows directors to defer fees otherwise payable in cash in exchange for notional units tied to Fiserv common stock.

Is the Fiserv Inc (FI) Form 4 transaction related to a Rule 10b5-1 trading plan?

The form includes a checkbox for indicating transactions made under a Rule 10b5-1(c) plan, but the provided content does not show that this box was checked for this deferred compensation allocation.

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34.31B
533.75M
0.72%
91.97%
1.19%
Information Technology Services
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United States
MILWAUKEE