FIG (NYSE: FIG) reports multiple 10b5-1 sales and a 10,000-share estate transfer

Rhea-AI Filing Summary

FIG: A Form 144 notice lists proposed sales of common stock tied to estate planning transfers and systematic trading plans. The excerpt shows a 12/13/2018 acquisition line of 10,000 shares and multiple 10b5-1 sales between 02/17/2026 and 03/16/2026, including transactions of 150,000, 30,000, and several 5,000‑share lots. The filing records cash amounts for executed 10b5-1 sales reported in the excerpt.

Insights

Securities Compliance Analyst

Form 144 lists planned and recent 10b5-1 sales by trust and individual holders.

10b5-1 plans are identified for multiple trusts and an individual, with execution dates spanning 02/17/2026 to 03/16/2026. The excerpt records executed sale quantities and gross proceeds for those executions.

Cash‑flow treatment is described as gross proceeds per sale in the table; the excerpt ties certain lots to an Estate Planning Transfer acquisition date of 12/13/2018. Subsequent filings would report final sale completion and broker handling.

Key Figures

Estate transfer shares: 10,000 shares Large 10b5-1 sale: 150,000 shares Medium lots: 30,000 shares +2 more

5 metrics

Estate transfer shares 10,000 shares acquired 12/13/2018 listed for sale

Large 10b5-1 sale 150,000 shares executed 03/03/2026 with proceeds <money>$4,470,720.00</money>

Medium lots 30,000 shares executed 02/25/2026 with proceeds <money>$900,249.00</money>

Small trust lots 5,000 shares (multiple) executed 02/17/2026 and 03/16/2026 by named trusts

Reported proceeds example <money>$874,204.54</money> proceeds for a 29,331-share sale on 03/03/2026

Key Terms

10b5-1, Form 144, Estate Planning Transfers

3 terms

10b5-1 regulatory

"10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Estate Planning Transfers other

"Estate Planning Transfers | Acquired from the Settlor of the Trust"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10000	202400.00	445682595	05/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/13/2018	Estate Planning Transfers	Acquired from the Settlor of the Trust, Kris Rasmussen. Shares being sold for account of said Trust			10000	12/13/2018	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	03/16/2026	5000	134416.00
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	03/16/2026	5000	134389.50
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	03/16/2026	5000	134455.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	03/03/2026	150000	4470720.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	03/03/2026	29331	874204.54
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/25/2026	30000	900249.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/25/2026	21359	640770.00
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/17/2026	5000	115000.00
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/17/2026	5000	115000.00
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	02/17/2026	5000	115000.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does FIG's Form 144 disclose about recent sales?

The filing lists systematic 10b5-1 sales executed between 02/17/2026 and 03/16/2026, showing multiple lots including 150,000, 30,000, and several 5,000-share transactions with reported gross proceeds per lot.

Who appears to be selling FIG shares under 10b5-1 plans?

The excerpt names multiple trust accounts (e.g., Olivia Mae Rasmussen Irrev Trust) and an individual (Kristopher Rasmussen) as parties executing 10b5-1 sales, with addresses and plan dates shown in the table.

How many shares are listed as acquired via estate planning transfers?

The filing shows an Estate Planning Transfers entry with an acquisition date of 12/13/2018 for 10,000 shares, listed under the securities to be sold section of the excerpt.

Do the reported sales in the excerpt include gross proceeds?

Yes; the excerpt records gross proceeds for executed 10b5-1 sales, for example $4,470,720.00 for a 150,000-share lot and $447,072.00 for a smaller lot, as shown in the table.