FIG (FIG) investor details Rule 144 stock sale and 10b5-1 trades

Rhea-AI Filing Summary

A shareholder of FIG, identified as Shaunt Voskanian, has arranged a potential sale of common stock under Rule 144, using Morgan Stanley Smith Barney LLC Executive Financial Services as the broker. The securities were acquired on 09/01/2025 as Restricted Stock Units issued by the company.

The notice lists prior Rule 10b5-1 plan transactions in FIG common stock during the past three months, including an entry dated 06/03/2026 for 87,510 with a corresponding amount of $2,013,749.63 and an entry dated 07/06/2026 for 8,629 with a corresponding amount of $177,911.00.

Key Figures

Common stock amount: 87,510 Transaction amount: $2,013,749.63 Common stock amount: 8,629 +2 more

5 metrics

Common stock amount 87,510 Entry dated 06/03/2026 in securities sold during the past 3 months

Transaction amount $2,013,749.63 Corresponding amount for 06/03/2026 common stock entry

Common stock amount 8,629 Entry dated 07/06/2026 in securities sold during the past 3 months

Transaction amount $177,911.00 Corresponding amount for 07/06/2026 common stock entry

Acquisition date 09/01/2025 Date associated with Restricted Stock Units in securities to be sold

Key Terms

Form 144, Restricted Stock Units, Rule 10b5-1, Executive Financial Services

4 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Common | 09/01/2025 | Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Rule 10b5-1 regulatory

"10b5-1 Sales for SHAUNT VOSKANIAN 760 Market Street"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

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Available on EDGAR 07/14/2026 - 04:48 PM Accepted by SEC EDGAR 07/14/2026 - 04:48 PM Learn about SEC filing dates

FAQ

What does the Form 144 related to FIG disclose?

The Form 144 related to FIG discloses a potential sale of common stock by shareholder Shaunt Voskanian under Rule 144. It notes shares acquired as Restricted Stock Units on 09/01/2025 and references prior Rule 10b5-1 plan transactions in FIG stock.

Who is the selling security holder in FIG's Form 144 and what securities are involved?

The Form 144 for FIG identifies Shaunt Voskanian as the selling security holder. The securities involved are FIG common stock, originally acquired from the issuer as Restricted Stock Units dated 09/01/2025 and now eligible for resale under Rule 144.

What 10b5-1 plan trades in FIG stock are listed in the past three months?

The notice lists two Rule 10b5-1 entries for FIG common stock: on 06/03/2026 for 87,510 with a corresponding amount of $2,013,749.63, and on 07/06/2026 for 8,629 with a corresponding amount of $177,911.00, both attributed to Shaunt Voskanian.

When were the FIG securities proposed for sale acquired and how?

The FIG securities referenced were acquired on 09/01/2025. They are described as Restricted Stock Units received from the issuer, indicating an equity-based award that later became eligible for potential resale under Rule 144, subject to applicable conditions.

Which broker is designated in the FIG Form 144 notice?

The Form 144 for FIG designates Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, as the securities firm involved in handling the common stock transactions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	11219	265329.35	445682595	07/14/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/01/2025	Restricted Stock Units	Issuer			11219	09/01/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for SHAUNT VOSKANIAN 760 Market Street, Floor 10 San Francisco CA 94102	Common	07/06/2026	8629	177911.00
10b5-1 Sales for SHAUNT VOSKANIAN 760 Market Street, Floor 10 San Francisco CA 94102	Common	06/03/2026	87510	2013749.63

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)