FIG (NYSE: FIG) holder plans 5,000-share sale after 10b5-1 trades

Rhea-AI Filing Summary

A shareholder in FIG plans to sell 5,000 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services. The shares, listed on the NYSE, have an aggregate market value of $119,300.00. The planned sale date is July 15, 2026.

The shares being sold were acquired on December 13, 2018 via estate planning transfers from the settlor of the trust, Kris Rasmussen, for the account of that trust. Over the past three months, the notice lists multiple 10b5-1 sales by Kristopher Rasmussen and three Rasmussen irrevocable trusts in May and July 2026.

Key Figures

Planned shares to be sold: 5,000 shares Aggregate market value of planned sale: $119,300.00 Planned sale date: 07/15/2026 +5 more

8 metrics

Planned shares to be sold 5,000 shares Common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services

Aggregate market value of planned sale $119,300.00 Valuation of 5,000 NYSE-listed common shares to be sold on July 15, 2026

Planned sale date 07/15/2026 Date of proposed sale of 5,000 common shares

Kristopher Rasmussen 10b5-1 sale 240,000 shares 10b5-1 sale for Kristopher Rasmussen on 05/19/2026; proceeds $6,019,236.00

Proceeds from 240,000-share sale $6,019,236.00 10b5-1 sale of common stock for Kristopher Rasmussen on 05/19/2026

Additional Kristopher Rasmussen 10b5-1 sale 87,046 shares 10b5-1 sale on 05/19/2026; proceeds $2,180,260.10

Trust sales on 05/15/2026 10,000 shares Each of three Rasmussen irrevocable trusts sold 10,000 common shares under 10b5-1 on 05/15/2026

Trust sale proceeds on 07/07/2026 $115,000.00 Each Rasmussen irrevocable trust sold 5,000 common shares for $115,000.00 on 07/07/2026

Key Terms

10b5-1 Sales, Estate Planning Transfers, IRREV TRUST U/A DTD 05/16/2025, Executive Financial Services

4 terms

10b5-1 Sales financial

"10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

Estate Planning Transfers financial

"Common | 12/13/2018 | Estate Planning Transfers | Acquired from the Settlor of the Trust"

IRREV TRUST U/A DTD 05/16/2025 financial

"10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025"

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/15/2026 - 04:23 PM Accepted by SEC EDGAR 07/15/2026 - 04:22 PM Learn about SEC filing dates

FAQ

What does the FIG Form 144 disclosure show about planned share sales?

The disclosure shows a FIG shareholder plans to sell 5,000 common shares on the NYSE. The planned sale, valued at $119,300.00, is scheduled for July 15, 2026 through Morgan Stanley Smith Barney LLC Executive Financial Services.

How many FIG common shares are planned for sale and what is their value?

The notice states 5,000 FIG common shares are planned for sale with an aggregate market value of $119,300.00. These NYSE-listed shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on July 15, 2026.

When and how were the FIG shares now being sold originally acquired?

The shares were acquired on December 13, 2018 through estate planning transfers. They were obtained from the settlor of the trust, Kris Rasmussen, and are being sold for the account of that trust according to the disclosure details.

What recent 10b5-1 sales related to FIG stock are listed in the Form 144?

The notice lists several 10b5-1 sales, including transactions on May 15, 2026 and July 7, 2026 by three Rasmussen irrevocable trusts, and two large 10b5-1 sales on May 19, 2026 by Kristopher Rasmussen involving substantial share amounts.

Who are the selling security holders named in the FIG Form 144 disclosure?

Named sellers include Kristopher Rasmussen and three entities titled OLIVIA MAE, GRACE HARPER, and ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025. These holders are associated with multiple 10b5-1 sales of FIG common stock over the past three months.

On which exchange are the FIG shares in this Form 144 listed?

The common shares referenced in the Form 144 are listed on the NYSE. The planned 5,000-share sale valued at $119,300.00 is to occur on this exchange through Morgan Stanley Smith Barney LLC Executive Financial Services.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5000	119300.00	445682595	07/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/13/2018	Estate Planning Transfers	Acquired from the Settlor of the Trust, Kris Rasmussen. Shares being sold for account of said Trust			5000	12/13/2018	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	07/07/2026	5000	115000.00
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	07/07/2026	5000	115000.00
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	07/07/2026	5000	115000.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/19/2026	240000	6019236.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/19/2026	87046	2180260.10
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/15/2026	10000	230000.00
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/15/2026	10000	230000.00
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/15/2026	10000	230000.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)