FIG (NYSE: FIG) insider/affiliate reports May 2026 10b5-1 sales totaling large lots

Rhea-AI Filing Summary

FIG affiliate reported proposed sales of Common Stock under Rule 144. The filing lists a proposed sale of 5,000 shares acquired 12/13/2018 and multiple 10b5-1 sales completed in May 2026 including 240,000 shares and 87,046 shares by Kristopher Rasmussen. The filing lists sale proceeds for each transaction as stated.

Insights

Securities Attorney

Routine affiliate resale activity under Rule 144 and 10b5-1 plans.

The filing documents proposed and completed dispositions of Common Stock by affiliated holders, including a 5,000-share proposed sale and recorded 10b5-1 sales in May 2026 (240,000 shares; 87,046 shares; multiple 10,000-share entries). These entries are transactional disclosures rather than corporate actions.

Timing and method reflect prearranged plans; cash‑flow recipients are the selling holders as listed. Subsequent filings may show additional dispositions or confirmations of settlement.

Key Figures

Proposed shares to be sold: 5,000 shares 10b5-1 sale (largest listed): 240,000 shares Proceeds for 240,000-share sale: $6,019,236.00 +3 more

6 metrics

Proposed shares to be sold 5,000 shares acquired 12/13/2018, estate planning transfers

10b5-1 sale (largest listed) 240,000 shares 10b5-1 sale dated 05/19/2026

Proceeds for 240,000-share sale $6,019,236.00 10b5-1 sale dated 05/19/2026

Additional 10b5-1 sale 87,046 shares 10b5-1 sale dated 05/19/2026

Proceeds for 87,046-share sale $2,180,260.10 10b5-1 sale dated 05/19/2026

Three smaller 10b5-1 entries 10,000 shares each 10b5-1 sales dated 05/15/2026 for three irrevocable trusts

Key Terms

Rule 144, 10b5-1, Estate Planning Transfers

3 terms

Rule 144 regulatory

"Proposed sale of 5,000 shares under Rule 144 disclosure"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

10b5-1 regulatory

"10b5-1 Sales for KRISTOPHER RASMUSSEN dated 05/19/2026"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Estate Planning Transfers other

"Estate Planning Transfers — Acquired from the Settlor of the Trust"

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Available on EDGAR 07/07/2026 - 04:34 PM Accepted by SEC EDGAR 07/07/2026 - 04:33 PM Learn about SEC filing dates

FAQ

What does FIG's Form 144 disclose about the 5,000-share sale?

The filing states a proposed sale of 5,000 shares of Common Stock acquired 12/13/2018 and held in a trust; the entry is labeled an estate planning transfer and listed as securities to be sold.

Which holders executed 10b5-1 sales reported in the FIG filing?

The filing lists Kristopher Rasmussen and related irrevocable trusts as sellers. It records 10b5-1 sales on 05/19/2026 and 05/15/2026 with multiple share lots and stated proceeds for each transaction.

How many shares and proceeds are shown for the largest 10b5-1 sale?

The largest single 10b5-1 sale shown is 240,000 shares on 05/19/2026 with proceeds listed as $6,019,236.00 in the filing excerpt.

Does the Form 144 indicate the company receives proceeds from these sales?

No issuer proceeds are described; the filing attributes sales to affiliated holders and lists dollar proceeds per transaction, indicating proceeds accrue to the selling holders rather than the company.

Are these transactions part of prearranged trading plans according to the filing?

Yes. The filing explicitly labels several entries as 10b5-1 sales, indicating they were executed under prearranged trading plans on the dates shown in May 2026.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5000	105400.00	445682595	07/07/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/13/2018	Estate Planning Transfers	Acquired from the Settlor of the Trust, Kris Rasmussen. Shares being sold for account of said Trust			5000	12/13/2018	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/19/2026	240000	6019236.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/19/2026	87046	2180260.10
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/15/2026	10000	230000.00
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/15/2026	10000	230000.00
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/15/2026	10000	230000.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)