FIG (FIG) Form 144: Affiliates report large May 2026 10b5-1 sales

Rhea-AI Filing Summary

FIG affiliate files a notice to sell shares under Rule 144. The filing lists 5,000 shares offered in an estate planning transfer and reports recent 10b5-1 sales by related trusts and individuals, including 240,000 shares on 05/19/2026 and multiple smaller blocks in May 2026. The sales are disclosed as planned dispositions under existing arrangements.

Insights

Securities Counsel

Notice of proposed resale activity by affiliated holders under Rule 144; appears procedural.

The filing lists a 5,000-share estate planning transfer and multiple reported 10b5-1 dispositions (largest: 240,000 shares on 05/19/2026). This is a disclosure of intended/resolved sales by affiliates rather than an offering by the issuer.

Timing and cash‑flow treatment are those of the selling holders; further detail on the mechanics or any broker arrangements is not included in the excerpt.

Key Figures

Shares offered (estate planning): 5,000 shares 10b5-1 sale (largest): 240,000 shares 10b5-1 sale (secondary): 87,046 shares +1 more

4 metrics

Shares offered (estate planning) 5,000 shares Estate Planning Transfers, acquired 12/13/2018

10b5-1 sale (largest) 240,000 shares Sale date <date>05/19/2026</date>, proceeds <money>$6,019,236.00</money>

10b5-1 sale (secondary) 87,046 shares Sale date <date>05/19/2026</date>, proceeds <money>$2,180,260.10</money>

Trust sales (each) 10,000 shares Sales dated <date>05/15/2026</date> for three named irrevocable trusts, proceeds <money>$230,000.00</money> each

Key Terms

10b5-1, Form 144, Estate Planning Transfers, Settlor

4 terms

10b5-1 regulatory

"10b5-1 Sales for KRISTOPHER RASMUSSEN"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Estate Planning Transfers other

"Estate Planning Transfers | Acquired from the Settlor of the Trust"

Settlor legal

"Acquired from the Settlor of the Trust, Kris Rasmussen"

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Available on EDGAR 07/07/2026 - 04:34 PM Accepted by SEC EDGAR 07/07/2026 - 04:34 PM Learn about SEC filing dates

FAQ

What does the FIG Form 144 filing disclose?

The filing discloses an affiliate notice to sell securities, listing 5,000 shares for an estate planning transfer and multiple 10b5-1 sales in May 2026 such as 240,000 shares on 05/19/2026.

Who is selling shares according to the FIG Form 144?

The excerpt shows sales by related parties and trusts, including transactions by Kristopher Rasmussen and several irrevocable trusts named in the filing, reported under 10b5-1 plans and an estate planning transfer.

How many shares were sold in recent 10b5-1 transactions listed?

Recent reported dispositions include 240,000 shares on 05/19/2026, 87,046 shares on 05/19/2026, and three 10,000-share blocks on 05/15/2026 by named trusts.

Does the Form 144 indicate proceeds go to the issuer (FIG)?

Proceeds are shown alongside each selling-holder transaction (e.g., $6,019,236.00 for 240,000 shares) and are attributable to the selling holders; the filing does not state that the issuer receives proceeds.

What is the role of 10b5-1 plans in these disclosures?

The filing identifies certain dispositions as executed under 10b5-1 sales plans, indicating the sales were effected pursuant to prearranged trading instructions for the named holder or trust.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5000	105400.00	445682595	07/07/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/13/2018	Estate Planning Transfers	Acquired from the Settlor of the Trust, Kris Rasmussen. Shares being sold for account of said Trust			5000	12/13/2018	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/19/2026	240000	6019236.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/19/2026	87046	2180260.10
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/15/2026	10000	230000.00
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/15/2026	10000	230000.00
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/15/2026	10000	230000.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)