196,397-share planned stock sale disclosed by FIG holder (NYSE: FIG)

Rhea-AI Filing Summary

FIG shareholders filed a Form 144 notice covering a proposed sale of up to 196,397 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE, with an aggregate market value of $4,894,213.24 as of the referenced price.

The planned sale includes 76,397 shares underlying Restricted Stock Units dated August 1, 2026 and 120,000 shares from previously exercised stock options dated June 23, 2021. Common shares outstanding were 445,682,595. Over the past three months, multiple Rule 10b5-1 plan sales occurred by Kristopher Rasmussen and related irrevocable trusts, including blocks of 240,000 shares sold on May 19, 2026 for $6,019,236.00 and on July 29, 2026 for $6,016,464.00.

Key Figures

Proposed shares to be sold: 196,397 shares Aggregate market value of proposed sale: $4,894,213.24 Shares outstanding: 445,682,595 shares +5 more

8 metrics

Proposed shares to be sold 196,397 shares Maximum common shares covered by Form 144 notice

Aggregate market value of proposed sale $4,894,213.24 Value of 196,397 shares based on reference market price

Shares outstanding 445,682,595 shares Issuer’s common shares outstanding as referenced

Restricted Stock Units underlying shares 76,397 shares RSUs dated 08/01/2026 included among securities to be sold

Previously exercised stock options shares 120,000 shares Shares from options exercised 06/23/2021 included for sale

10b5-1 sale on 05/19/2026 240,000 shares for $6,019,236.00 Kristopher Rasmussen Rule 10b5-1 transaction

10b5-1 sale on 07/29/2026 240,000 shares for $6,016,464.00 Kristopher Rasmussen Rule 10b5-1 transaction

Trust sale on 05/15/2026 10,000 shares for $230,000.00 One irrevocable trust’s Rule 10b5-1 sale of FIG stock

Key Terms

Form 144, Rule 10b5-1, Restricted Stock Units, Previously Exercised Stock Options, +2 more

6 terms

Form 144 regulatory

"FIG shareholders filed a Form 144 notice covering a proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 10b5-1 regulatory

"Over the past three months, multiple Rule 10b5-1 plan sales occurred"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Restricted Stock Units financial

"includes 76,397 shares underlying Restricted Stock Units dated August 1, 2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Previously Exercised Stock Options financial

"120,000 shares from previously exercised stock options dated June 23, 2021"

aggregate market value financial

"with an aggregate market value of $4,894,213.24 as of the referenced price"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Executive Financial Services financial

"through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/04/2026 - 04:33 PM Accepted by SEC EDGAR 08/04/2026 - 04:32 PM Learn about SEC filing dates

FAQ

How many FIG common shares are covered by the new Form 144 filing?

The Form 144 covers a proposed sale of up to 196,397 FIG common shares. These shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE, based on the last reported market price used in the notice.

What is the aggregate market value of the FIG shares proposed for sale?

The planned sale has an aggregate market value of $4,894,213.24. This value reflects the market price used in the Form 144 for the 196,397 shares of FIG common stock that the filer may sell on the NYSE.

How many FIG shares are tied to Restricted Stock Units in this filing?

The filing identifies 76,397 FIG shares underlying Restricted Stock Units dated August 1, 2026. These RSU shares form part of the securities that may be sold under the Form 144 notice by the reporting holder.

How many FIG shares come from previously exercised stock options?

The notice lists 120,000 FIG shares from previously exercised stock options dated June 23, 2021. These option-derived shares are included among the securities that the reporting person may sell under the Form 144 filing.

What were recent 10b5-1 plan sales related to FIG mentioned in the filing?

Recent Rule 10b5-1 sales include 240,000 FIG shares sold on May 19, 2026 for $6,019,236.00 and another 240,000 shares on July 29, 2026 for $6,016,464.00 by Kristopher Rasmussen, plus smaller sales by related irrevocable trusts.

How many FIG common shares are reported as outstanding in this Form 144?

The Form 144 states that 445,682,595 FIG common shares were outstanding. This figure provides a baseline for understanding the size of the proposed 196,397-share sale relative to the company’s total outstanding equity.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	196397	4894213.24	445682595	08/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/01/2026	Restricted Stock Units	Issuer			76397	08/01/2026	N/A
Common	06/23/2021	Previously Exercised Stock Options	Issuer			120000	06/23/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	07/29/2026	240000	6016464.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	07/29/2026	21301	533986.25
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	07/15/2026	5000	119809.50
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	07/15/2026	5000	119809.50
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	07/15/2026	5000	119809.50
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	07/07/2026	5000	115000.00
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	07/07/2026	5000	115000.00
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	07/07/2026	5000	115000.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/19/2026	240000	6019236.00
10b5-1 Sales for KRISTOPHER RASMUSSEN 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/19/2026	87046	2180260.10
10b5-1 Sales for OLIVIA MAE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/15/2026	10000	230000.00
10b5-1 Sales for GRACE HARPER RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/15/2026	10000	230000.00
10b5-1 Sales for ISLA ROSE RASMUSSEN IRREV TRUST U/A DTD 05/16/2025 760 Market Street, Floor 10 San Francisco CA 94102	Common	05/15/2026	10000	230000.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)