FIGS director Catherine Spear proposes $79.7M sale

The reported shares were acquired through employee option exercises, with shares withheld for exercise costs and applicable taxes.

Available on EDGAR 11/09/2026 - 07:54 PM EST Accepted by SEC EDGAR 11/09/2026 - 07:53 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

FIGS, Inc. (FIGS) is named as issuer in a notice by Catherine Spear, identified as a director, officer and 10% stockholder, reporting a proposed sale of 4,044,284 Class A common shares with an aggregate market value of $79,672,395. The approximate sale date is November 9, 2026. The shares were acquired through exercise of employee stock options under FIGS' 2016 Equity Incentive Plan and are net of shares withheld for option exercise costs and applicable taxes.

Key Figures

Shares proposed for sale: 4,044,284 Class A common shares Aggregate Market Value: $79,672,395 Shares outstanding: 157,487,979 shares

3 metrics

Shares proposed for sale 4,044,284 Class A common shares Approximate sale date: November 9, 2026

Aggregate Market Value $79,672,395 Shares reported for proposed sale

Shares outstanding 157,487,979 shares Issuer share count listed in the notice

Key Terms

Aggregate Market Value, employee stock options, 2016 Equity Incentive Plan

3 terms

Aggregate Market Value financial

"Number of Shares or Other Units To Be Sold | Aggregate Market Value"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

employee stock options financial

"Exercise of employee stock options"

Employee stock options are contracts that give workers the right to buy a company's shares at a set price sometime in the future, like a coupon that lets you purchase stock at today’s price later on. Investors care because they align employees’ incentives with company performance and create a potential future claim on shares that can reduce existing owners’ percentage and add to a company’s reported compensation costs.

2016 Equity Incentive Plan financial

"under the Issuer's 2016 Equity Incentive Plan"

FAQ

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How many FIGS shares does Catherine Spear propose to sell?

Catherine Spear's notice reports a proposed sale of 4,044,284 Class A common shares, with an aggregate market value of $79,672,395 and an approximate sale date of November 9, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001820448
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	FIGS, Inc.
SEC File Number	001-40448
Address of Issuer	2834 COLORADO AVE Suite 400 Santa Monica CALIFORNIA 90404
Phone	424-300-8330
Name of Person for Whose Account the Securities are To Be Sold	Catherine Spear
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	Officer
Relationship to Issuer	10% Stockholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	4044284	79672395	157487979	11/09/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	11/09/2026	Exercise of employee stock options	FIGS, Inc.			4044284	11/09/2026	Represents net shares acquired under the Issuer's 2016 Equity Incentive Plan after the withholding of shares to pay option exercise costs and applicable taxes

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	11/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Catherine Spear
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)