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FIGS chair Hasson has 30,141 shares withheld for taxes

FIGS, Inc. Executive Chairman Heather L. Hasson had 30,141 Class A shares withheld by the issuer on November 2, 2026, to satisfy tax obligations tied to vesting previously granted RSUs; the footnote says this was not a sale.

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Form Type
4

Rhea-AI Filing Summary

FIGS, Inc. Executive Chairman Heather L. Hasson had 30,141 Class A shares withheld by the issuer on November 2, 2026, to satisfy tax obligations tied to vesting previously granted RSUs; the footnote says this was not a sale. The reported amount was $21.29 per share, and her direct Class A position afterward was 1,359,899 shares, including 839,107 RSUs. Separate indirect holdings list 8,338 shares held by the Heather Hasson Revocable Trust and 141 shares held by Hollywood Capital Partners LLC, where Hasson is a managing member and disclaims beneficial ownership except to the extent of her pecuniary interest.

Insider Hasson Heather L.
Role Executive Chairman
Type Security Shares Price Value
Tax Withholding Class A Common Stock F1, F2, F3 30,141 $21.29 $642K
Holding Class A Common Stock -- -- --
Holding Class A Common Stock F4 -- -- --
Holdings After Transaction: Class A Common Stock — 1,359,899 shares (Direct); Class A Common Stock — 8,338 shares (Indirect, Held by the Heather Hasson Revocable Trust); Class A Common Stock — 141 shares (Indirect, Held by Hollywood Capital Partners LLC)
Footnotes (4)
  1. F1. THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs") AND THE RELATED WITHHOLDING OF SHARES TO SATISFY THE TAX OBLIGATION OWED IN CONNECTION THEREWITH. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION.
  2. F2. Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the Reporting Person.
  3. F3. 839,107 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person beneficially owns 2,814,480 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, each of which is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and 11,495,482 shares of the Issuer's Class A Common Stock underlying vested options.
  4. F4. The Reporting Person is a managing member of Hollywood Capital Partners LLC and disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
Class A shares withheld 30,141 shares November 2, 2026; withheld to satisfy tax obligations tied to RSU vesting
Reported amount per share $21.29 per share Withheld Class A shares on November 2, 2026
Direct Class A shares following transaction 1,359,899 shares Following the November 2, 2026 transaction
RSUs 839,107 RSUs Included among the reported direct Class A securities
Class B shares beneficially owned 2,814,480 shares Held directly and indirectly through various trusts
Class A shares underlying vested options 11,495,482 shares Reported as underlying vested options
Class A shares held by the Heather Hasson Revocable Trust 8,338 shares Indirect holding reported on November 2, 2026
Class A shares held by Hollywood Capital Partners LLC 141 shares Indirect holding reported on November 2, 2026
restricted stock units ("RSUs") financial
"vesting and settlement of restricted stock units ("RSUs")"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
tax withholding obligations financial
"to satisfy tax withholding obligations in connection with the vesting of RSUs"
beneficial ownership regulatory
"disclaims beneficial ownership of these securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest regulatory
"except to the extent of her pecuniary interest therein"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Did FIGS Executive Chairman Heather L. Hasson sell shares?

No. The footnote states the transaction does not concern a sale; 30,141 Class A shares were withheld by the issuer to satisfy tax withholding obligations tied to RSU vesting.

What other FIGS securities did Heather L. Hasson report?

The footnote says 839,107 of the reported Class A securities were RSUs. It also says she beneficially owns 2,814,480 Class B shares, held directly and indirectly through trusts, each convertible at her option into one Class A share, and 11,495,482 Class A shares underlying vested options.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hasson Heather L.

(Last)(First)(Middle)
C/O FIGS, INC., 2834 COLORADO AVENUE
SUITE 400

(Street)
SANTA MONICA CALIFORNIA 90404

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FIGS, Inc. [ FIGS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Executive Chairman
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock11/02/2026(1)F30,141(2)D$21.291,359,899(3)D
Class A Common Stock8,338IHeld by the Heather Hasson Revocable Trust
Class A Common Stock141(4)IHeld by Hollywood Capital Partners LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs") AND THE RELATED WITHHOLDING OF SHARES TO SATISFY THE TAX OBLIGATION OWED IN CONNECTION THEREWITH. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION.
2. Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the Reporting Person.
3. 839,107 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person beneficially owns 2,814,480 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, each of which is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and 11,495,482 shares of the Issuer's Class A Common Stock underlying vested options.
4. The Reporting Person is a managing member of Hollywood Capital Partners LLC and disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
Remarks:
/s/ Danielle Warner as Attorney-in-Fact for Heather Hasson11/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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