FIGS shareholder Catherine Spear sells 4.04M shares

The ownership disclosure also lists 120,980 restricted stock units and options to purchase 11,484,680 shares, tied to vesting and exercise within 60 days.

Available on EDGAR 11/10/2026 - 04:13 PM EST Accepted by SEC EDGAR 11/10/2026 - 04:12 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Catherine Spear, a reporting person for FIGS, Inc., disposed of 4,044,284 shares of Class A Common Stock at $19.70 per share in a block trade with a broker on November 9, 2026.

The amended ownership disclosure lists her beneficial ownership as 19,484,976 shares, or 11.2% of the class, based on 157,487,979 Class A shares outstanding as of October 29, 2026. The disclosure also lists 120,980 restricted stock units and options to purchase 11,484,680 Class A shares, described as vested and exercisable, respectively, within 60 days. Her Class B shares are convertible into Class A shares on a one-to-one basis.

Key Figures

Class A shares disposed: 4,044,284 shares Price per share: $19.70 per share Beneficial ownership: 19,484,976 shares +4 more

7 metrics

Class A shares disposed 4,044,284 shares Block trade on November 9, 2026

Price per share $19.70 per share Block trade on November 9, 2026

Beneficial ownership 19,484,976 shares Catherine Spear's reported amount

Class ownership percentage 11.2% Based on Class A shares outstanding as of October 29, 2026

Class A shares outstanding 157,487,979 shares As of October 29, 2026

Restricted stock units 120,980 units Reported as within the stated 60-day period

Options to purchase Class A shares 11,484,680 shares Reported as exercisable within the stated 60-day period

Key Terms

block trade, beneficial ownership, restricted stock units, sole dispositive power

4 terms

block trade financial

"disposed of 4,044,284 shares ... in a block trade with a broker"

A block trade is a large, privately arranged sale or purchase of a company's shares or bonds between big investors, often negotiated to avoid upsetting the public market price. Think of it like selling a truckload of goods directly to one buyer instead of unloading it on a busy street — it moves a lot of supply at once and can signal shifting demand, affect immediate liquidity, and influence short-term stock prices.

beneficial ownership financial

"Amount beneficially owned: 19,484,976"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

restricted stock units financial

"holds 120,980 restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

sole dispositive power technical

"Sole power to dispose or direct the disposition of"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares of FIGS did Catherine Spear dispose of, and at what price?

On November 9, 2026, Catherine Spear disposed of 4,044,284 shares of FIGS Class A Common Stock at $19.70 per share in a block trade with a broker.

What was Catherine Spear's reported beneficial ownership in FIGS?

Her reported beneficial ownership was 19,484,976 shares, or 11.2% of the class, based on 157,487,979 Class A shares outstanding as of October 29, 2026.

How many FIGS restricted stock units and options did Catherine Spear report?

The disclosure lists 120,980 restricted stock units and options to purchase 11,484,680 Class A shares; the units and options are described as vested and exercisable, respectively, within 60 days.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 11)

FIGS, Inc.

(Name of Issuer)

Class A Common Stock, $0.0001 par value per share

(Title of Class of Securities)

30260D103

(CUSIP Number)

Todd Maron
c/o FIGS, Inc. 2834 Colorado Avenue, Suite 400
Santa Monica, CA, 90404
424-300-8330

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

11/09/2026

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

schemaVersion:

SCHEDULE 13D

CUSIP Number(s): 30260D103

1

Name of reporting person

Spear Catherine Eva

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

OO

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 19,484,835.00
8	Shared Voting Power 141.00
9	Sole Dispositive Power 19,484,835.00
10	Shared Dispositive Power 141.00

11

Aggregate amount beneficially owned by each reporting person

19,484,976.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

11.2 %

14

Type of Reporting Person (See Instructions)

IN

SCHEDULE 13D

Item 1.	Security and Issuer
(a)	Title of Class of Securities: Class A Common Stock, $0.0001 par value per share
(b)	Name of Issuer: FIGS, Inc.
(c)	Address of Issuer's Principal Executive Offices: 2834 Colorado Avenue, Suite 400, Santa Monica, CALIFORNIA , 90404.
Item 1 Comment: EXPLANATORY NOTE: This Amendment No. 11 to Schedule 13D amends and supplements the Schedule 13D originally filed with the United States Securities and Exchange Commission (the "SEC") on May 26, 2022 (as amended, the "Schedule 13D"), relating to the Class A Common Stock, $0.0001 par value per share (the "Class A Common Stock"), of FIGS, Inc., a Delaware corporation (the "Issuer"). Capitalized terms used herein without definition shall have the meaning set forth in the Schedule 13D.
Item 5.	Interest in Securities of the Issuer
(a)	Item 5(a)-(e) of the Schedule 13D is hereby amended and restated in its entirety as follows: Amount beneficially owned: 19,484,976 Percent of Class: 11.2% The above percentage is based upon 157,487,979 shares of Class A Common Stock outstanding as of October 29, 2026 based on the Quarterly Report on Form 10-Q filed with the SEC on November 5, 2026.
(b)	Number of shares the Reporting Person has: -Sole power to vote or direct the vote: 19,484,835 -Shared power to vote: 141 -Sole power to dispose or direct the disposition of: 19,484,835 -Shared power to dispose or direct the disposition of: 141 The Reporting Person is the record holder of 1,612,941 shares of Class A Common Stock and 1,352,608 shares of Class B Common Stock, which are convertible at any time at the option of the Reporting Person into shares of Class A Common Stock of the Issuer on a one-to-one basis. In addition, the Reporting Person holds 120,980 restricted stock units and options to purchase 11,484,680 shares of Class A Common Stock that are vested and exercisable, respectively, within 60 days of the date hereof. The Reporting Person may also be deemed to beneficially own (i) 797,073 shares of Class A Common Stock and 4,116,553 shares of Class B Common Stock held of record by various trusts, which are convertible at any time at the option of the Reporting Person into shares of Class A Common Stock on a one-to-one basis and (ii) 141 shares of Class A Common Stock held of record by Hollywood Capital Partners LLC, of which the Reporting Person and Heather Hasson, the Issuer's Executive Chairman, are the sole members. In addition, as discussed in Item 2 above, by virtue of the agreements made pursuant to the Voting Agreement, the Voting Parties may be deemed to be a group for purposes of Rule 13d-3 under the Exchange Act. Except for the shares of Class A Common Stock held by Hollywood Capital Partners LLC, shares beneficially owned by the other Voting Parties are not the subject of this Schedule 13D and accordingly, none of the other Voting Parties are included as reporting persons herein. The Reporting Person expressly disclaims beneficial ownership over any shares of Class A Common Stock that are beneficially owned by the other Voting Parties in the group and that she may be deemed to beneficially own solely by reason of the Voting Agreement.
(c)	On November 9, 2026, the Reporting Person disposed of 4,044,284 shares of Class A Common Stock at $19.70 per share in a block trade with a broker pursuant to Rule 144 under the Securities Act of 1933, as amended.
(d)	None.
(e)	Not applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Spear Catherine Eva

Signature:	/s/ Catherine Spear
Name/Title:	Catherine Spear
Date:	11/10/2026