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Financial Instns SEC Filings

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Welcome to our dedicated page for Financial Instns SEC filings (Ticker: FIISP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Financial Instns's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Financial Instns's regulatory disclosures and financial reporting.

Rhea-AI Summary

Financial Institutions Inc: The Vanguard Group filed an amendment on a Schedule 13G to report beneficial ownership changes following an internal realignment. The filing reports Amount beneficially owned: 0 and Percent of class: 0. The filing explains subsidiaries will report ownership separately in reliance on SEC Release No. 34-39538 dated January 12, 1998.

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FINANCIAL INSTITUTIONS INC Chief Financial Officer William Jack Plants II exercised restricted stock units and received common shares as equity compensation. On March 20, 2026, 2,898 restricted stock units converted into 2,898 shares of common stock, with 1,044 shares withheld at $30.59 per share to cover tax obligations.

After these transactions, he held 8,013 common shares directly, plus 1,813 shares in a 401(k) plan and 4,937 shares in an IRA, all related to FINANCIAL INSTITUTIONS INC. There were no remaining restricted stock units reported after this exercise.

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FINANCIAL INSTITUTIONS INC Chief Risk Officer Gary A. Pacos exercised restricted stock units into common shares. On March 20, 2026, he converted 2,302 restricted stock units into the same number of common shares. To cover tax obligations, 829 shares of common stock were withheld at $30.59 per share. After these transactions, Pacos directly holds 3,473 shares of common stock. The filing shows a routine compensation-related exercise and tax withholding, not an open-market purchase or sale.

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FINANCIAL INSTITUTIONS INC executive Kevin B. Quinn, Chief Commercial Banking Officer, exercised 2,684 restricted stock units into common shares. The units converted on a one-for-one basis into 2,684 shares of FISI common stock.

To cover tax obligations, 967 common shares were disposed of at $30.59 per share through share withholding, which is not an open-market sale. After these transactions, Quinn directly holds 6,992 common shares and indirectly holds 47 shares through a 401(k) plan.

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FINANCIAL INSTITUTIONS INC insider activity: Principal Accounting Officer Sandra L. Byers exercised 690 restricted stock units into 690 shares of common stock on March 20, 2026. The RSUs converted on a one-for-one basis with no cash exercise price.

After the transaction, Byers directly holds 2,150 shares of common stock. The filing shows an exercise and share acquisition only, with no reported share sales or tax-withholding dispositions, which is consistent with routine equity compensation vesting.

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FINANCIAL INSTITUTIONS INC Chief Legal Officer exercises RSUs and covers taxes with shares. Samuel J. Burruano Jr. exercised 2,416 restricted stock units into 2,416 shares of common stock on March 20, 2026. To cover tax obligations, 870 common shares were withheld at $30.59 per share, leaving him with 15,238 common shares held directly after the transactions. All 2,416 restricted stock units converted into common stock on a one-for-one basis, and no derivative holdings remain from this award.

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FINANCIAL INSTITUTIONS INC President & CEO Martin Kearney Birmingham exercised restricted stock units into common shares. On March 20, 2026 he converted 10,672 restricted stock units into an equal number of common shares, consistent with the one-for-one RSU terms.

To cover tax obligations, 3,847 common shares were withheld at $30.59 per share, leaving a net increase of 6,825 directly held shares. Following these transactions, he held 137,622 common shares directly, plus 7,500 shares in an IRA and 15,042 shares in a 401(k) plan. No derivative awards remain from this RSU grant.

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Financial Institutions Inc Chief Human Resources Officer Laurie R. Collins reported routine equity compensation activity. She exercised 2,254 restricted stock units, which converted into the same number of common shares on a one-for-one basis. To cover tax obligations, 812 common shares were withheld at $30.59 per share.

Following these transactions, Collins directly holds 7,669 shares of common stock and also has 726 shares held indirectly in a 401(k) plan. No derivative securities remain from this restricted stock unit award, making this a standard vesting and tax-settlement event rather than an open‑market trade.

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Financial Institutions Inc.’s Chief Financial Officer, William Jack Plants II, bought 660 shares of common stock in an open‑market purchase at $30.119 per share. After this transaction, he directly owns 6,159 common shares.

He also has indirect holdings reported as 1,700 shares held in a 401(k) plan and 4,937 shares held in an IRA, providing additional retirement‑focused exposure to the company’s stock.

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Financial Institutions, Inc. reported that longtime director Donald K. Boswell will retire from the boards of the company and its wholly owned subsidiary, Five Star Bank. He informed the board on March 4, 2026, that he will not stand for re-election at the 2026 Annual Meeting of Shareholders.

His retirement will take effect immediately following the 2026 Annual Meeting, after nine years of board service. The company states that his decision reflects his intent to pursue outside interests and was not due to any disagreement with the company, its management, operations, policies, or practices.

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FAQ

How many Financial Instns (FIISP) SEC filings are available on StockTitan?

StockTitan tracks 65 SEC filings for Financial Instns (FIISP), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Financial Instns (FIISP)?

The most recent SEC filing for Financial Instns (FIISP) was filed on March 26, 2026.

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