Canaccord Genuity: Holder Sold 3,200 Shares

Canaccord Genuity Corp Rule 144 notice reports resale activity by a holder across multiple dates.

Accepted by SEC EDGAR 04/30/2026 - 04:42 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Canaccord Genuity Corp Rule 144 notice reports resale activity by a holder across multiple dates. The excerpt shows an initial private purchase of 3,200 shares on 01/18/2025 and selling transactions of 3,200 shares on 04/27/2026, 04/28/2026, and 04/29/2026 with per-entry numeric amounts listed in the excerpt. The filing lists prior sales in January–April 2026 and identifies the selling party as DCG International Investments Ltd.

Key Figures

Private purchase: 3,200 shares Sale on 04/27/2026: 3,200 shares Sale on 04/28/2026: 3,200 shares +2 more

5 metrics

Private purchase 3,200 shares Purchased from issuer on 01/18/2025

Sale on 04/27/2026 3,200 shares Sale entry shows numeric 5656.96 on 04/27/2026

Sale on 04/28/2026 3,200 shares Sale entry shows numeric 5688.00 on 04/28/2026

Sale on 04/29/2026 3,200 shares Sale entry shows numeric 5676.16 on 04/29/2026

Earlier sales 1,950; 1,500; 1,500; 1,875 shares Sales dated 01/30/2026, 02/02/2026, 02/03/2026, 02/05/2026

Key Terms

Form 144, Privately Negotiated Transaction, Rule 144 resale

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction market

"Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

Rule 144 resale regulatory

"144: Securities Sold During The Past 3 Months"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does FILG Form 144 disclose about recent transactions?

The Form 144 discloses resale activity by a holder, including a private purchase of 3,200 shares on 01/18/2025 and sales of 3,200 shares on 04/27/2026, 04/28/2026, and 04/29/2026. The selling party is shown as DCG International Investments Ltd.

Who is named as the selling holder in the FILG excerpt?

The excerpt names DCG International Investments Ltd as the selling holder. The filing lists that entity's address and multiple sale entries dated in 2026, indicating it executed several dispositions of common shares during the referenced period.

Does the Form 144 show how the shares were originally acquired?

Yes; the excerpt records a privately negotiated purchase from the issuer of 3,200 shares on 01/18/2025, with payment indicated as cash. That acquisition appears in the filing’s securities-to-be-sold section.

What dates and volumes of sales are listed in the FILG excerpt?

The excerpt lists multiple sales in early 2026: 1,950 shares on 01/30/2026, 1,500 shares on 02/02/2026, 1,500 shares on 02/03/2026, 1,875 shares on 02/05/2026, and 3,200-share entries on 04/27/2026, 04/28/2026, and 04/29/2026, each with numeric amounts shown.

Do the numeric amounts listed appear to be per-share prices or totals?

The filing shows numeric values alongside each sale (for example, 5656.96 on 04/27/2026), but the excerpt does not label those figures explicitly as per-share prices or aggregate values. The filing text presents the numbers without a clear unit label.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001977454
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	GRAYSCALE FILECOIN TRUST (FIL)
SEC File Number	000-56541
Address of Issuer	290 Harbor Drive Stamford CONNECTICUT 06902
Phone	212-668-1427
Name of Person for Whose Account the Securities are To Be Sold	DCG International Investments Ltd
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	3200	5656.96	2633200	04/27/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	3200	5688.00	2633200	04/28/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	3200	5676.16	2633200	04/29/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	3200	5600.00	2633200	04/30/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/18/2025	Privately Negotiated Transaction	Purchased from Issuer			3200	01/19/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	01/30/2026	1950	3219.45
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/02/2026	1500	2287.95
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/03/2026	1500	2281.95
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/05/2026	1875	2610.19
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/27/2026	3200	5656.96
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/28/2026	3200	5688.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/29/2026	3200	5676.16

144: Remarks and Signature

Remarks
Date of Notice	04/30/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	DCG International Investments Ltd
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)