FINS Form 3: President reports direct ownership of 820 shares

Q: What does the FINS Form 3 filed for Robert Edward Bortz III report?

The Form 3 reports that Robert Edward Bortz III directly beneficially owns 820 shares of common stock in Angel Oak Financial Strategies Income Term Trust (FINS).

Q: What roles does the reporting person hold at FINS according to the filing?

The filing lists the reporting person as an Officer with the title President and also marks Director on the form.

Q: What is the effective date of the event requiring this Form 3 filing?

The date of the event requiring the statement is 10/01/2025.

Q: Was the ownership reported as direct or indirect?

Ownership is reported as Direct (denoted with a D in Table I).

Angel Oak Financial Strategies Income Term Trust (FINS) Form 3 shows that Robert Edward Bortz III, serving as President and an officer/director, reported beneficial ownership of 820 shares of the issuer's common stock.

Accepted by SEC EDGAR 10/03/2025 - 08:19 AM EDT

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Form Type

Rhea-AI Filing Summary

Angel Oak Financial Strategies Income Term Trust (FINS) Form 3 shows that Robert Edward Bortz III, serving as President and an officer/director, reported beneficial ownership of 820 shares of the issuer's common stock. The filing covers the event dated 10/01/2025 and is an initial statement required under Section 16. The ownership is reported as direct and no derivative securities were listed.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Bortz Robert Edward III

Role President

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--

Holdings: Common Stock — 820 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the FINS Form 3 filed for Robert Edward Bortz III report?

The Form 3 reports that Robert Edward Bortz III directly beneficially owns 820 shares of common stock in Angel Oak Financial Strategies Income Term Trust (FINS).

What roles does the reporting person hold at FINS according to the filing?

The filing lists the reporting person as an Officer with the title President and also marks Director on the form.

What is the effective date of the event requiring this Form 3 filing?

The date of the event requiring the statement is 10/01/2025.

Are there any derivative securities reported on this Form 3?

No. Table II for derivative securities shows no entries; only 820 shares of common stock are reported in Table I.

Was the ownership reported as direct or indirect?

Ownership is reported as Direct (denoted with a D in Table I).

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Bortz Robert Edward III

(Last)

(First)

(Middle)

3344 PEACHTREE ROAD NE

SUITE 1725

(Street)

ATLANTA

30326

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2025

3. Issuer Name and Ticker or Trading Symbol
Angel Oak Financial Strategies Income Term Trust [ FINS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	820	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

	Chase Eldredge	10/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR