FinVolution (FINV) Form 144 lists 15,000 ADRs; option exercises noted

Rhea-AI Filing Summary

FinVolution Group (FINV) reported a Form 144 notice listing 15,000 ADRs available for sale with an associated date of 05/28/2026. The filing lists recurring Employee Stock Option Exercise entries of 3,750 ADRs on 05/24/2022, 05/24/2023, 05/24/2024, and 05/24/2025.

Insights

Securities Counsel

Form 144 lists 15,000 ADRs for sale and multiple option exercises.

The filing shows a notice under Rule 144 identifying 15,000 ADRs and four prior annual Employee Stock Option Exercise entries of 3,750 ADRs each on the dates shown. This is a regulatory notice required when restricted or control securities are to be sold.

Timing and exact sales method are not detailed in the excerpt; subsequent transaction filings or broker confirmations would show whether sales occurred and their cash‑flow treatment.

Key Figures

Shares listed: 15,000 ADRs Option exercise (annual): 3,750 ADRs Option exercise (annual): 3,750 ADRs +2 more

5 metrics

Shares listed 15,000 ADRs line showing securities to be sold with date <date>05/28/2026</date>

Option exercise (annual) 3,750 ADRs Employee Stock Option Exercise on <date>05/24/2022</date>

Option exercise (annual) 3,750 ADRs Employee Stock Option Exercise on <date>05/24/2023</date>

Option exercise (annual) 3,750 ADRs Employee Stock Option Exercise on <date>05/24/2024</date>

Option exercise (annual) 3,750 ADRs Employee Stock Option Exercise on <date>05/24/2025</date>

Key Terms

Form 144, ADR, Employee Stock Option Exercise

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

ADR financial

"ADR (Common) | The Core Securities Co., Ltd."

An American Depositary Receipt (ADR) is a financial certificate that lets investors buy shares of a foreign company through U.S. stock markets, similar to buying a local wrapper that represents the underlying foreign shares. ADRs matter because they make investing in overseas companies easier and more liquid by trading in U.S. dollars and under U.S. market rules, while still carrying currency, regulatory, and country-specific risks that can affect share value.

Employee Stock Option Exercise financial

"Employee Stock Option Exercise | FinVolution Group."

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
ADR (Common)	The Core Securities Co., Ltd. 20/F, Standard Chartered Bank Building 4-4A Des Voeux Road Central Hong Kong K3 999077	15000	67350.00	243288567	05/28/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
ADR (Common)	05/24/2025	Employee Stock Option Exercise	FinVolution Group.			3750	05/24/2025	option cost
ADR (Common)	05/24/2024	Employee Stock Option Exercise	FinVolution Group.			3750	05/24/2024	option cost
ADR (Common)	05/24/2023	Employee Stock Option Exercise	FinVolution Group.			3750	05/24/2023	option cost
ADR (Common)	05/24/2022	Employee Stock Option Exercise	FinVolution Group.			3750	05/24/2022	option cost

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the FINV Form 144 filing disclose?

The filing discloses a notice of up to 15,000 ADRs available for sale with a dated entry of 05/28/2026. It also lists four prior Employee Stock Option Exercise entries of 3,750 ADRs on annual dates from 05/24/2022 to 05/24/2025.

Do the listed option exercises in the FINV excerpt mean shares were sold?

The excerpt records Employee Stock Option Exercise events of 3,750 ADRs on each annual date but does not state whether those exercised ADRs were subsequently sold. Sale execution details are not provided in the excerpt.

What is the significance of the 05/28/2026 date in the FINV filing?

The excerpt shows 05/28/2026 adjacent to the 15,000 ADRs line, indicating a filing date or effective notice date. The excerpt does not attach further qualifiers explaining how that date affects sale timing or methods.

Where can I find proceeds or price information for the ADRs listed in FINV Form 144?

The provided excerpt does not state proceeds or sale prices. It lists quantities and exercise dates but contains no dollar proceeds or transaction prices. Price and proceeds details would appear in subsequent trade confirmations or additional filings.