FinVolution (NYSE: FINV) COO Wang reports RSU vesting and sell-to-cover tax share disposition

Rhea-AI Filing Summary

FinVolution Group COO and CTO Wang Yuxiang reported equity compensation activity and related tax withholding. On April 10, 2026, Wang received a grant of 970,720 restricted share units (RSUs), each representing a right to one Class A ordinary share, which vested the same day and were exercised into 970,720 Class A ordinary shares.

To cover tax withholding obligations from this vesting, 453,545 Class A ordinary shares were disposed of in a sell-to-cover transaction at $0.99 per share, rather than through a discretionary open-market sale. After these transactions, Wang directly holds 7,065,140 Class A ordinary shares and indirectly holds 5,001,290 Class A ordinary shares through Mobilescope Holding Limited. The Class A ordinary shares are held in the form of American depositary shares, with each ADS representing five Class A ordinary shares.

Insider Trade Summary

Net Buyer: 517,175 shares

Net Buy 5 txns

Insider Wang Yuxiang

Role COO and CTO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A Ordinary Shares	453,545	$0.99	$449K
Grant/Award	Restricted Share Units	970,720	$0.00	$0.00
Exercise	Restricted Share Units	970,720	$0.00	$0.00
Exercise	Class A Ordinary Shares	970,720	$0.00	$0.00
holding	Class A Ordinary Shares	--	--	--

Holdings After Transaction: Restricted Share Units — 0 shares (Direct); Class A Ordinary Shares — 7,065,140 shares (Direct); Class A Ordinary Shares — 5,001,290 shares (Indirect, Mobilescope Holding Limited)

Footnotes (5)

1. F1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.
2. F2. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 10, 2026.
3. F3. The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs.
4. F4. Each RSU represents a contingent right to receive, when vested, one Class A ordinary share.
5. F5. The RSUs vested on April 10, 2026 and have no expiration date.

Key Figures

RSUs granted and vested: 970,720 units Shares from RSU exercise: 970,720 shares Sell-to-cover shares: 453,545 shares +4 more

7 metrics

RSUs granted and vested 970,720 units Restricted share units vested and exercised on April 10, 2026

Shares from RSU exercise 970,720 shares Class A ordinary shares acquired upon RSU vesting

Sell-to-cover shares 453,545 shares Shares disposed to cover tax withholding obligations

Sell-to-cover price $0.99 per share Price for Class A ordinary shares in tax-withholding disposition

Direct holdings after transactions 7,065,140 shares Class A ordinary shares directly held by Wang Yuxiang post-transactions

Indirect holdings 5,001,290 shares Class A ordinary shares held indirectly via Mobilescope Holding Limited

ADS to share ratio 1 ADS = 5 shares Each American depositary share represents five Class A ordinary shares

Key Terms

Restricted Share Units, sell-to-cover, American depositary shares, tax withholding obligations, +1 more

5 terms

Restricted Share Units financial

"Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 10, 2026."

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

sell-to-cover financial

"The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs."

Sell-to-cover is when part of newly issued or exercised company stock is immediately sold to pay required taxes and fees, so the recipient keeps the remaining shares. For investors this matters because it reduces the number of shares insiders or employees actually hold after a grant, can create small, routine share sales that aren’t signal of cashing out, and slightly increases share supply on the market—like selling a portion of a paycheck to cover the tax bill.

American depositary shares financial

"The Class A ordinary shares are held in the form of American depositary shares."

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

tax withholding obligations financial

"The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs."

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 04/14/2026 - 06:54 AM Learn about SEC filing dates

FAQ

What insider transactions did FinVolution (FINV) COO and CTO Wang Yuxiang report?

Wang Yuxiang reported the vesting and exercise of 970,720 restricted share units into Class A ordinary shares, followed by a sell-to-cover tax transaction involving 453,545 Class A ordinary shares at $0.99 per share to satisfy tax withholding obligations.

How many FinVolution (FINV) RSUs did Wang Yuxiang receive and vest?

Wang Yuxiang received 970,720 restricted share units that vested on April 10, 2026. Each RSU represents a contingent right to receive one Class A ordinary share, and all vested RSUs were exercised into 970,720 Class A ordinary shares on the same date.

Was the FinVolution (FINV) insider share disposition an open-market sale?

The disposition was a sell-to-cover tax-withholding transaction, not a discretionary open-market sale. 453,545 Class A ordinary shares were delivered at $0.99 per share to cover tax obligations related to the vesting and settlement of Wang Yuxiang’s restricted share units.

What are Wang Yuxiang’s FinVolution (FINV) direct share holdings after these transactions?

After the reported transactions, Wang Yuxiang directly holds 7,065,140 Class A ordinary shares. These shares result from prior holdings plus the 970,720 RSUs exercised into Class A ordinary shares, net of 453,545 shares disposed to satisfy tax withholding obligations from the RSU vesting.

What indirect FinVolution (FINV) holdings are associated with Wang Yuxiang?

In addition to direct holdings, there is an indirect holding of 5,001,290 Class A ordinary shares through Mobilescope Holding Limited. This entry reflects shares held by that entity, which is associated with Wang Yuxiang, and is reported as indirect ownership on the Form 4 filing.

How are FinVolution (FINV) Class A ordinary shares held in the U.S. market?

FinVolution’s Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares, providing a convenient way for investors to hold and trade the company’s equity on U.S. markets.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wang Yuxiang

(Last) (First) (Middle)

BUILDING G1, NO.999 DANGUI ROAD

(Street)

SHANGHAI 201203

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
FinVolution Group [ FINV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	COO and CTO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Ordinary Shares(1)	04/10/2026		M		970,720(2)	A	$0.00	7,518,685	D
Class A Ordinary Shares(1)	04/13/2026		F		453,545(3)	D	$0.99	7,065,140	D
Class A Ordinary Shares(1)								5,001,290	I	Mobilescope Holding Limited

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(4)	04/10/2026		A		970,720		(5)	(5)	Class A ordinary shares	970,720	$0	970,720	D
Restricted Share Units	(4)	04/10/2026		M			970,720	(5)	(5)	Class A ordinary shares	970,720	$0	0	D

Explanation of Responses:

1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.

2. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 10, 2026.

3. The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs.

4. Each RSU represents a contingent right to receive, when vested, one Class A ordinary share.

5. The RSUs vested on April 10, 2026 and have no expiration date.

	/s/ Yuxiang Wang	04/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)