FinVolution executive RSU vesting and tax sale

FinVolution Group President and CCO Chen Pingping reported compensation-related share activity.

Rhea-AI Filing Summary

FinVolution Group President and CCO Chen Pingping reported compensation-related share activity. On April 10, 2026, 966,140 restricted share units (RSUs) vested and were exercised into the same number of Class A ordinary shares, eliminating the RSU balance.

On April 13, 2026, 450,180 Class A ordinary shares were disposed of in a sell-to-cover tax-withholding transaction at $0.99 per share linked to that vesting, rather than a discretionary market sale. After these transactions, Chen directly holds 6,760,565 Class A ordinary shares, in the form of American depositary shares, each representing five Class A ordinary shares.

Insider Trade Summary

966,140 shares exercised/converted

Exercise 4 txns

Insider Chen Pingping

Role President and CCO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A Ordinary Shares	450,180	$0.99	$446K
Grant/Award	Restricted Share Units	966,140	$0.00	$0.00
Exercise	Restricted Share Units	966,140	$0.00	$0.00
Exercise	Class A Ordinary Shares	966,140	$0.00	$0.00

Holdings After Transaction: Restricted Share Units — 0 contracts (Direct); Class A Ordinary Shares — 6,760,565 shares (Direct)

Footnotes (5)

1. F1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.
2. F2. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 10, 2026.
3. F3. The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs.
4. F4. Each RSU represents a contingent right to receive, when vested, one Class A ordinary share.
5. F5. The RSUs vested on April 10, 2026 and have no expiration date.

Key Figures

RSUs vested: 966,140 units Shares acquired from RSUs: 966,140 Class A shares Tax-withholding shares: 450,180 Class A shares +3 more

6 metrics

RSUs vested 966,140 units Restricted share units vested on April 10, 2026

Shares acquired from RSUs 966,140 Class A shares Class A ordinary shares received upon RSU vesting

Tax-withholding shares 450,180 Class A shares Sell-to-cover disposition on April 13, 2026

Tax sale price $0.99 per share Price for 450,180 Class A shares disposed

Post-transaction holdings 6,760,565 Class A shares Directly held by Chen Pingping after transactions

ADS to share ratio 1 ADS : 5 Class A shares Each American depositary share represents five Class A ordinary shares

Key Terms

Restricted Share Units, sell-to-cover, American depositary shares, tax withholding obligations, +1 more

5 terms

Restricted Share Units financial

"Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 10, 2026."

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

sell-to-cover financial

"The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs."

Sell-to-cover is when part of newly issued or exercised company stock is immediately sold to pay required taxes and fees, so the recipient keeps the remaining shares. For investors this matters because it reduces the number of shares insiders or employees actually hold after a grant, can create small, routine share sales that aren’t signal of cashing out, and slightly increases share supply on the market—like selling a portion of a paycheck to cover the tax bill.

American depositary shares financial

"The Class A ordinary shares are held in the form of American depositary shares."

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

tax withholding obligations financial

"The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs."

Exercise or conversion of derivative security financial

"Exercise or conversion of derivative security"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did FinVolution (FINV) report for Chen Pingping?

FinVolution reported that President and CCO Chen Pingping had 966,140 restricted share units vest into Class A ordinary shares, then disposed of 450,180 Class A shares in a sell-to-cover tax-withholding transaction related to that vesting, rather than a discretionary open-market trade.

How many RSUs vested for FinVolution (FINV) executive Chen Pingping?

Chen Pingping had 966,140 restricted share units vest on April 10, 2026. These RSUs were immediately exercised into 966,140 Class A ordinary shares, leaving no remaining RSU balance reported in this filing after the conversion was completed.

Why were 450,180 FinVolution (FINV) shares disposed of at $0.99?

The 450,180 Class A ordinary shares were sold in a sell-to-cover transaction at $0.99 per share. This sale was conducted specifically to cover tax withholding obligations arising from the vesting and settlement of the restricted share units granted to Chen Pingping.

How many FinVolution (FINV) shares does Chen Pingping hold after these transactions?

After the vesting, conversion, and tax-withholding sale, Chen Pingping directly holds 6,760,565 Class A ordinary shares. These shares are held in the form of American depositary shares, with each American depositary share representing five Class A ordinary shares.

Are the reported FinVolution (FINV) insider sales discretionary market sales?

The filing describes the 450,180-share disposition as a sell-to-cover transaction for tax withholding, tied to RSU vesting. This indicates the shares were sold to satisfy tax obligations, not as a standalone discretionary decision to sell shares on the open market.

How are FinVolution (FINV) American depositary shares related to Class A shares?

The filing states that the Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares, providing a clear ratio between the depositary receipts and the underlying equity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/14/2026 - 06:51 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chen Pingping

(Last) (First) (Middle)

BUILDING G1, NO.999 DANGUI ROAD

(Street)

SHANGHAI 201203

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
FinVolution Group [ FINV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CCO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Ordinary Shares(1)	04/10/2026		M		966,140(2)	A	$0.00	7,210,745	D
Class A Ordinary Shares(1)	04/13/2026		F		450,180(3)	D	$0.99	6,760,565	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(4)	04/10/2026		A		966,140		(5)	(5)	Class A ordinary shares	966,140	$0	966,140	D
Restricted Share Units	(4)	04/10/2026		M			966,140	(5)	(5)	Class A ordinary shares	966,140	$0	0	D

Explanation of Responses:

1. The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.

2. Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 10, 2026.

3. The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs.

4. Each RSU represents a contingent right to receive, when vested, one Class A ordinary share.

5. The RSUs vested on April 10, 2026 and have no expiration date.

	/s/ Pingping Chen	04/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)