STOCK TITAN

Finwise Bancorp (FINW) officer discloses common stock and option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Finwise Bancorp officer Timothy Stephen Brosnan reported his initial ownership on Form 3. He directly holds 18,692 shares of common stock. He also holds employee stock options covering 4,128 shares at $8.63 per share expiring in 2033, 2,235 shares at $13.04 expiring in 2032, and 6,000 shares at $4.50 expiring in 2031, with footnotes indicating these options are partially or fully vested and exercisable on specified dates.

Positive

  • None.

Negative

  • None.
Insider Brosnan Timothy Stephen
Role See Remarks
Type Security Shares Price Value
holding Employee Stock Option (Right to Buy) -- -- --
holding Employee Stock Option (Right to Buy) -- -- --
holding Employee Stock Option (Right to Buy) -- -- --
holding Common Stock, par value $0.001 per share -- -- --
Holdings After Transaction: Employee Stock Option (Right to Buy) — 4,128 shares (Direct); Common Stock, par value $0.001 per share — 18,692 shares (Direct)
Footnotes (1)
  1. The stock option became exercisable as to 1,376 shares on April 18, 2024 and 1,376 shares on April 18, 2025 and becomes exercisable as to 1,376 shares on April 18, 2026. The stock option is fully vested and exercisable as of June 9, 2025. The stock option is fully vested and exercisable as of January 1, 2026.
Direct common stock holdings 18,692 shares Common Stock, par value $0.001 per share, direct ownership
Option grant 1 exercise price $8.63 per share Employee Stock Option over 4,128 underlying common shares, expires 2033-04-18
Option grant 1 underlying shares 4,128 shares Employee Stock Option, partially vesting April 18, 2024–2026
Option grant 2 exercise price $13.04 per share Employee Stock Option over 2,235 underlying common shares, expires 2032-06-09
Option grant 2 underlying shares 2,235 shares Stock option fully vested and exercisable as of June 9, 2025
Option grant 3 exercise price $4.50 per share Employee Stock Option over 6,000 underlying common shares, expires 2031-01-01
Option grant 3 underlying shares 6,000 shares Stock option fully vested and exercisable as of January 1, 2026
Employee Stock Option (Right to Buy) financial
"security_title: Employee Stock Option (Right to Buy)"
Common Stock, par value $0.001 per share financial
"underlying_security_title: Common Stock, par value $0.001 per share"
fully vested and exercisable financial
"The stock option is fully vested and exercisable as of June 9, 2025."
exercisable as to financial
"The stock option became exercisable as to 1,376 shares on April 18, 2024..."
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Brosnan Timothy Stephen

(Last)(First)(Middle)
C/O FINWISE BANK
756 EAST WINCHESTER, SUITE 100

(Street)
MURRAY UTAH 84107

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2026
3. Issuer Name and Ticker or Trading Symbol
Finwise Bancorp [ FINW ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.001 per share18,692D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy) (1)04/18/2033Common Stock, par value $0.001 per share4,128$8.63D
Employee Stock Option (Right to Buy) (2)06/09/2032Common Stock, par value $0.001 per share2,235$13.04D
Employee Stock Option (Right to Buy) (3)01/01/2031Common Stock, par value $0.001 per share6,000$4.5D
Explanation of Responses:
1. The stock option became exercisable as to 1,376 shares on April 18, 2024 and 1,376 shares on April 18, 2025 and becomes exercisable as to 1,376 shares on April 18, 2026.
2. The stock option is fully vested and exercisable as of June 9, 2025.
3. The stock option is fully vested and exercisable as of January 1, 2026.
Remarks:
Relationship of Reporting Person(s) to Issuer: EVP, Chief Credit Officer of FinWise Bank, a wholly owned subsidiary of FinWise Bancorp
/s/ Timothy S. Brosnan04/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Finwise Bancorp (FINW) Form 3 filing show for Timothy Stephen Brosnan?

The Form 3 shows that officer Timothy Stephen Brosnan directly owns 18,692 shares of Finwise Bancorp common stock and holds several employee stock option awards covering additional shares at specified exercise prices and expiration dates.

How many Finwise Bancorp (FINW) common shares does Timothy Stephen Brosnan hold directly?

Timothy Stephen Brosnan directly holds 18,692 shares of Finwise Bancorp common stock. This figure reflects his reported direct ownership as of the Form 3 filing date and does not include shares underlying stock options.

What employee stock options does Timothy Stephen Brosnan report in Finwise Bancorp (FINW)?

He reports employee stock options over 4,128 shares at $8.63, 2,235 shares at $13.04, and 6,000 shares at $4.50 of Finwise Bancorp common stock, each with its own expiration date in 2033, 2032, and 2031 respectively.

Are Timothy Stephen Brosnan’s Finwise Bancorp (FINW) stock options vested and exercisable?

Footnotes state one option became exercisable in tranches on April 18, 2024 and April 18, 2025 with more in 2026, while two other options are described as fully vested and exercisable as of June 9, 2025 and January 1, 2026.

Does the Finwise Bancorp (FINW) Form 3 indicate any recent buy or sell transactions?

No buy or sell transactions are indicated. The filing lists holding entries for common stock and stock options, with transaction summaries showing no recorded purchases, sales, exercises, gifts, or tax-withholding events in this Form 3 data.