Finwise Bancorp officer reports initial holdings

Q: How many Finwise Bancorp (FINW) common shares does Timothy Stephen Brosnan hold directly?

Timothy Stephen Brosnan directly holds 18,692 shares of Finwise Bancorp common stock. This figure reflects his reported direct ownership as of the Form 3 filing date and does not include shares underlying stock options.

Q: What employee stock options does Timothy Stephen Brosnan report in Finwise Bancorp (FINW)?

He reports employee stock options over 4,128 shares at $8.63, 2,235 shares at $13.04, and 6,000 shares at $4.50 of Finwise Bancorp common stock, each with its own expiration date in 2033, 2032, and 2031 respectively.

Finwise Bancorp officer Timothy Stephen Brosnan reported his initial ownership on Form 3.

Accepted by SEC EDGAR 04/08/2026 - 04:55 PM EDT

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Filing Sentiment

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Form Type

Rhea-AI Filing Summary

Finwise Bancorp officer Timothy Stephen Brosnan reported his initial ownership on Form 3. He directly holds 18,692 shares of common stock. He also holds employee stock options covering 4,128 shares at $8.63 per share expiring in 2033, 2,235 shares at $13.04 expiring in 2032, and 6,000 shares at $4.50 expiring in 2031, with footnotes indicating these options are partially or fully vested and exercisable on specified dates.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Brosnan Timothy Stephen

Role See Remarks

Type	Security	Shares	Price	Value
Holding	Employee Stock Option (Right to Buy)	--	--	--
Holding	Employee Stock Option (Right to Buy)	--	--	--
Holding	Employee Stock Option (Right to Buy)	--	--	--
Holding	Common Stock, par value $0.001 per share	--	--	--

Holdings: Employee Stock Option (Right to Buy) — 12,363 contracts (Direct); Common Stock, par value $0.001 per share — 18,692 shares (Direct)

Footnotes (3)

F1. The stock option became exercisable as to 1,376 shares on April 18, 2024 and 1,376 shares on April 18, 2025 and becomes exercisable as to 1,376 shares on April 18, 2026.
F2. The stock option is fully vested and exercisable as of June 9, 2025.
F3. The stock option is fully vested and exercisable as of January 1, 2026.

Key Figures

Direct common stock holdings: 18,692 shares Option grant 1 exercise price: $8.63 per share Option grant 1 underlying shares: 4,128 shares +4 more

7 metrics

Direct common stock holdings 18,692 shares Common Stock, par value $0.001 per share, direct ownership

Option grant 1 exercise price $8.63 per share Employee Stock Option over 4,128 underlying common shares, expires 2033-04-18

Option grant 1 underlying shares 4,128 shares Employee Stock Option, partially vesting April 18, 2024–2026

Option grant 2 exercise price $13.04 per share Employee Stock Option over 2,235 underlying common shares, expires 2032-06-09

Option grant 2 underlying shares 2,235 shares Stock option fully vested and exercisable as of June 9, 2025

Option grant 3 exercise price $4.50 per share Employee Stock Option over 6,000 underlying common shares, expires 2031-01-01

Option grant 3 underlying shares 6,000 shares Stock option fully vested and exercisable as of January 1, 2026

Key Terms

Employee Stock Option (Right to Buy), Common Stock, par value $0.001 per share, fully vested and exercisable, exercisable as to

4 terms

Employee Stock Option (Right to Buy) financial

"security_title: Employee Stock Option (Right to Buy)"

fully vested and exercisable financial

"The stock option is fully vested and exercisable as of June 9, 2025."

exercisable as to financial

"The stock option became exercisable as to 1,376 shares on April 18, 2024..."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Finwise Bancorp (FINW) Form 3 filing show for Timothy Stephen Brosnan?

The Form 3 shows that officer Timothy Stephen Brosnan directly owns 18,692 shares of Finwise Bancorp common stock and holds several employee stock option awards covering additional shares at specified exercise prices and expiration dates.

How many Finwise Bancorp (FINW) common shares does Timothy Stephen Brosnan hold directly?

Timothy Stephen Brosnan directly holds 18,692 shares of Finwise Bancorp common stock. This figure reflects his reported direct ownership as of the Form 3 filing date and does not include shares underlying stock options.

What employee stock options does Timothy Stephen Brosnan report in Finwise Bancorp (FINW)?

He reports employee stock options over 4,128 shares at $8.63, 2,235 shares at $13.04, and 6,000 shares at $4.50 of Finwise Bancorp common stock, each with its own expiration date in 2033, 2032, and 2031 respectively.

Are Timothy Stephen Brosnan’s Finwise Bancorp (FINW) stock options vested and exercisable?

Footnotes state one option became exercisable in tranches on April 18, 2024 and April 18, 2025 with more in 2026, while two other options are described as fully vested and exercisable as of June 9, 2025 and January 1, 2026.

Does the Finwise Bancorp (FINW) Form 3 indicate any recent buy or sell transactions?

No buy or sell transactions are indicated. The filing lists holding entries for common stock and stock options, with transaction summaries showing no recorded purchases, sales, exercises, gifts, or tax-withholding events in this Form 3 data.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Brosnan Timothy Stephen

(Last)

(First)

(Middle)

C/O FINWISE BANK

756 EAST WINCHESTER, SUITE 100

(Street)

MURRAY

UTAH

84107

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2026

3. Issuer Name and Ticker or Trading Symbol
Finwise Bancorp [ FINW ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	See Remarks

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.001 per share	18,692	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Option (Right to Buy)	⁽¹⁾	04/18/2033	Common Stock, par value $0.001 per share	4,128	$8.63	D
Employee Stock Option (Right to Buy)	⁽²⁾	06/09/2032	Common Stock, par value $0.001 per share	2,235	$13.04	D
Employee Stock Option (Right to Buy)	⁽³⁾	01/01/2031	Common Stock, par value $0.001 per share	6,000	$4.5	D

Explanation of Responses:

1. The stock option became exercisable as to 1,376 shares on April 18, 2024 and 1,376 shares on April 18, 2025 and becomes exercisable as to 1,376 shares on April 18, 2026.

2. The stock option is fully vested and exercisable as of June 9, 2025.

3. The stock option is fully vested and exercisable as of January 1, 2026.

Remarks:

Relationship of Reporting Person(s) to Issuer: EVP, Chief Credit Officer of FinWise Bank, a wholly owned subsidiary of FinWise Bancorp

	/s/ Timothy S. Brosnan	04/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR