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Financial Instns Inc Form 4 Filings

FISI NASDAQ

Every Form 4 that Financial Instns Inc (FISI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow FISI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full FISI filings page.

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FINANCIAL INSTITUTIONS INC (FISI) director Mark Zupan purchased common stock in an open-market transaction. On September 2, 2026, he bought 608 shares at $40.7721 per share, bringing his directly held position to 15,909 shares. No Rule 10b5-1 trading plan is reported for this transaction.

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HOLLIDAY SUSAN R reported acquisition or exercise transactions in this Form 4 filing.

FINANCIAL INSTITUTIONS INC director Susan R. Holliday reported an equity award and updated holdings of the company’s common stock. She received a grant of 1,282 shares at a stated price of $0.00 per share, increasing her direct ownership to 41,678 shares. A separate entry records 1,000 shares held indirectly in an IRA, reflecting an existing position rather than a new market trade.

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FINANCIAL INSTITUTIONS INC director Andrew W. Dorn Jr. received a grant of 1,282 shares of Common Stock on May 20, 2026. The award was recorded at a price of $0.0000 per share, indicating a compensation-related grant rather than a market purchase. Following this acquisition, he directly holds 39,066 shares of the company’s common stock.

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VanGelder Kim E reported acquisition or exercise transactions in this Form 4 filing.

FINANCIAL INSTITUTIONS INC director Kim E. VanGelder received a grant of 1,282 shares of common stock on May 20, 2026. The award was recorded at a price of $0.00 per share, indicating it was a compensation-related stock grant rather than a market purchase.

Following this grant, VanGelder directly holds a total of 30,356 shares of the company’s common stock. This filing reflects routine equity compensation for a board member, increasing her ownership stake in the company.

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HARTING BRUCE W reported acquisition or exercise transactions in this Form 4 filing.

FINANCIAL INSTITUTIONS INC director Bruce W. Harting received a grant of 1,282 shares of Common Stock on May 20, 2026 at no stated purchase price. Following this award, he directly holds 7,421 shares of the company’s common stock.

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FINANCIAL INSTITUTIONS INC director Mark Zupan received a grant of 1,282 shares of common stock. The shares were awarded at no cash cost, classified as a grant or award acquisition. Following this transaction, he directly holds a total of 15,301 common shares.

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Burlew Dawn H reported acquisition or exercise transactions in this Form 4 filing.

FINANCIAL INSTITUTIONS INC director Dawn H. Burlew reported stock awards on Common Stock. On May 20, 2026, she received two non-derivative grants: 313 shares at a reference price of $35.10 per share and an additional 1,282 shares recorded at $0.00 per share, indicating compensation-related awards rather than open-market purchases. These transactions increase her direct ownership and represent routine equity compensation, not discretionary buying or selling in the market.

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FINANCIAL INSTITUTIONS INC director Angela J. Panzarella reported receiving additional common stock through equity grants. On May 20, 2026, she was awarded 925 shares of Common Stock at $35.10 per share and 1,282 shares at $0.00 per share, reflecting non-derivative "Grant, award, or other acquisition" transactions rather than open-market purchases or sales.

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Latella Robert N reported acquisition or exercise transactions in this Form 4 filing.

FINANCIAL INSTITUTIONS INC director Robert N. Latella received a grant of 1,282 shares of Common Stock, recorded at $0.0000 per share. After this equity award on May 20, 2026, his direct holdings totaled 32,849 shares of Common Stock. A separate holding entry shows 16,000 shares held indirectly in an IRA.

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Glaser Robert M reported acquisition or exercise transactions in this Form 4 filing.

FINANCIAL INSTITUTIONS INC director Robert M. Glaser reported a stock award of 1,282 shares of Common Stock on May 20, 2026. The grant was recorded at a price of $0.00 per share, indicating it was compensation rather than a market purchase.

After this award, Glaser directly holds 49,333 shares of Common Stock. In addition, 1,500 shares are reported as indirectly owned and held in trust, providing further context on his total beneficial exposure.

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Schrader Robert L. reported acquisition or exercise transactions in this Form 4 filing.

FINANCIAL INSTITUTIONS INC director Robert L. Schrader reported receiving a grant of 1,282 shares of Common Stock. The award was recorded at a price of $0.00 per share, indicating it was a compensation-related grant rather than a market purchase. Following this grant, Schrader directly holds 2,643 shares of the company’s common stock, showing a modest increase in his direct equity stake without any open-market buying or selling activity.

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Financial Institutions Inc. director David Bovenzi reported stock awards of company common shares. On May 20, 2026, he acquired 391 shares of common stock at a reference price of $35.10 per share in a transaction classified as a grant or award rather than an open-market purchase.

On the same date, he received an additional 1,282-share grant of common stock at a stated price of $0.00 per share, reflecting compensation-related awards. After these transactions, one line in the filing shows 1,673 shares held directly following the first award, and another shows 1,282 shares held directly following the second award.

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FINANCIAL INSTITUTIONS INC director Steven C. Finch reported stock awards of common shares. On May 20, 2026, he acquired 391 shares of common stock at $35.10 per share as a grant, leaving him with 1,673 directly held shares in that account.

On the same date, he also received a separate grant of 1,282 common shares at no cost, resulting in 1,282 directly held shares for that position. These are compensation-related awards rather than open-market purchases or sales.

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FINANCIAL INSTITUTIONS INC Chief Financial Officer William Jack Plants II exercised restricted stock units and received common shares as equity compensation. On March 20, 2026, 2,898 restricted stock units converted into 2,898 shares of common stock, with 1,044 shares withheld at $30.59 per share to cover tax obligations.

After these transactions, he held 8,013 common shares directly, plus 1,813 shares in a 401(k) plan and 4,937 shares in an IRA, all related to FINANCIAL INSTITUTIONS INC. There were no remaining restricted stock units reported after this exercise.

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FINANCIAL INSTITUTIONS INC executive Kevin B. Quinn, Chief Commercial Banking Officer, exercised 2,684 restricted stock units into common shares. The units converted on a one-for-one basis into 2,684 shares of FISI common stock.

To cover tax obligations, 967 common shares were disposed of at $30.59 per share through share withholding, which is not an open-market sale. After these transactions, Quinn directly holds 6,992 common shares and indirectly holds 47 shares through a 401(k) plan.

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FINANCIAL INSTITUTIONS INC insider activity: Principal Accounting Officer Sandra L. Byers exercised 690 restricted stock units into 690 shares of common stock on March 20, 2026. The RSUs converted on a one-for-one basis with no cash exercise price.

After the transaction, Byers directly holds 2,150 shares of common stock. The filing shows an exercise and share acquisition only, with no reported share sales or tax-withholding dispositions, which is consistent with routine equity compensation vesting.

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FINANCIAL INSTITUTIONS INC President & CEO Martin Kearney Birmingham exercised restricted stock units into common shares. On March 20, 2026 he converted 10,672 restricted stock units into an equal number of common shares, consistent with the one-for-one RSU terms.

To cover tax obligations, 3,847 common shares were withheld at $30.59 per share, leaving a net increase of 6,825 directly held shares. Following these transactions, he held 137,622 common shares directly, plus 7,500 shares in an IRA and 15,042 shares in a 401(k) plan. No derivative awards remain from this RSU grant.

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Financial Institutions Inc Chief Human Resources Officer Laurie R. Collins reported routine equity compensation activity. She exercised 2,254 restricted stock units, which converted into the same number of common shares on a one-for-one basis. To cover tax obligations, 812 common shares were withheld at $30.59 per share.

Following these transactions, Collins directly holds 7,669 shares of common stock and also has 726 shares held indirectly in a 401(k) plan. No derivative securities remain from this restricted stock unit award, making this a standard vesting and tax-settlement event rather than an open‑market trade.

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Financial Institutions Inc.’s Chief Financial Officer, William Jack Plants II, bought 660 shares of common stock in an open‑market purchase at $30.119 per share. After this transaction, he directly owns 6,159 common shares.

He also has indirect holdings reported as 1,700 shares held in a 401(k) plan and 4,937 shares held in an IRA, providing additional retirement‑focused exposure to the company’s stock.

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FINANCIAL INSTITUTIONS INC executive Eric W. Marks reported his equity holdings in a Form 4. As of the reported date, he directly holds 2,074 restricted stock units, each representing a contingent right to receive one share of FISI common stock, and no shares of common stock directly.

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FINANCIAL INSTITUTIONS INC (FISI) executive updates holdings. Chief Commercial Banking Officer Kevin B. Quinn reported his current equity position as of March 5, 2026. He now holds 2,158 restricted stock units and 5,275 shares of common stock directly, plus 42 common shares held indirectly in the FISI 401(k) Plan, which includes 2 shares acquired since his last report.

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FINANCIAL INSTITUTIONS INC Chief Financial Officer William Jack Plants II filed a Form 4 reporting his current equity holdings as of March 5, 2026. He holds 2,897 restricted stock units, each representing a contingent right to receive one share of FISI common stock, along with 5,499 shares of common stock held directly. He also reports indirect ownership of 1,700 common shares in a 401(k) plan and 4,937 common shares in an IRA. The filing reflects holdings only and does not report new purchases or sales.

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FINANCIAL INSTITUTIONS INC (FISI) insider filing shows updated holdings for Chief Risk Officer Gary A. Pacos. The Form 4 reports direct ownership of common stock and restricted stock units as of March 5, 2026. Each restricted stock unit represents a contingent right to receive one share of FISI common stock.

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Financial Institutions Inc. President & CEO Martin Kearney Birmingham reported his ownership of company securities as of March 5, 2026. He directly holds restricted stock units that each represent a contingent right to receive one share of FISI common stock, with 8,861 restricted stock units shown after the reported holdings update.

He also directly owns 130,797 shares of FISI common stock. In addition, he has indirect ownership of FISI common stock through retirement accounts, including 7,500 shares held in an IRA and 15,042 shares held in a 401(k) plan. The filing lists these positions without identifying them as purchases or sales.

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FINANCIAL INSTITUTIONS INC (FISI) executive Laurie R. Collins, Chief Human Resources Officer, reported her share holdings as of March 5, 2026. The filing shows 1,865 Restricted Stock Units, where each unit represents a contingent right to receive one share of common stock.

She also reported holding 6,227 shares of common stock directly and 726 shares of common stock held indirectly in a 401(k) plan. These figures reflect her direct and indirect ownership positions following the reported date.

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FINANCIAL INSTITUTIONS INC executive Blake G Jones, Chief Marketing Officer, reported his current equity holdings without any recorded purchases or sales. The Form 4 shows direct ownership of 1,566 restricted stock units and indirect ownership of 232 shares of common stock held in a 401(k) plan.

Each restricted stock unit represents a contingent right to receive one share of FISI common stock, aligning a portion of his compensation with the company’s share performance over time.

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Financial Institutions Inc. reported an insider stock purchase by a director. On 11/28/2025, the director acquired 408 shares of common stock at a price of $30.6 per share.

Following this transaction, the director beneficially owns 20,657 shares of Financial Institutions Inc. common stock, held in direct ownership. The filing was made on Form 4 for a single reporting person.

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Financial Institutions Inc. director reports stock purchase

A director of Financial Institutions Inc. (FISI) reported buying 898 shares of common stock on 11/28/2025 at a price of $30.60 per share. Following this transaction, the reporting person beneficially owns 4,650 shares, held directly. This is a routine insider ownership update showing an increase in the director’s personal stake in the company.