STOCK TITAN

Fiserv (FISV) director defers $37,500 into 765 stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gopal Ajei reported acquisition or exercise transactions in this Form 4 filing.

Fiserv Inc. director Ajei Gopal received a grant of 765 deferred compensation notional units on June 30, 2026 under the company’s Non-Employee Director Deferred Compensation Plan. The grant reflects $37,500 of deferred director fees, calculated using Fiserv’s closing stock price of $49.05 per share. After this credit, Gopal holds a total of 3,044 deferred compensation notional units, each of which will be settled in one share of Fiserv common stock following his service with the company.

Positive

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Negative

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Insider Gopal Ajei
Role null
Type Security Shares Price Value
Grant/Award Deferred Compensation Notional Units 765 $49.05 $38K
Holdings After Transaction: Deferred Compensation Notional Units — 3,044 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Deferred units granted 765 units Deferred compensation notional units credited on June 30, 2026
Deferred compensation amount $37,500 Director fees deferred into notional units under the Plan
Reference stock price $49.05 per share Closing price of Fiserv common stock on June 30, 2026
Post-transaction notional holdings 3,044 units Total deferred compensation notional units after the grant
Settlement ratio 1 unit : 1 share Each notional unit will be settled in one common share
Deferred Compensation Notional Units financial
"These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan"
Non-Employee Director Deferred Compensation Plan financial
"allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred"
deferred compensation financial
"may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units ... in respect of $37,500 of deferred compensation"
Deferred compensation is pay that employees or executives have earned now but will receive at a later date, such as delayed bonuses, retirement benefits, or stock grants. It matters to investors because it creates future obligations and shapes incentives—like a promise to pay later that can affect a company’s reported profits, cash needs and potential stock dilution—so it helps signal how a business manages costs and retains key people.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gopal Ajei

(Last)(First)(Middle)
600 N. VEL R. PHILLIPS AVENUE

(Street)
MILWAUKEE WISCONSIN 53203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FISERV INC [ FISV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Compensation Notional Units(1)06/30/2026A765 (1) (1)Common Stock765$49.05(1)3,044D
Explanation of Responses:
1. These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on June 30, 2026, in respect of $37,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On June 30, 2026, the closing price of Fiserv's common stock was $49.05 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.
Remarks:
/s/ Eric C. Nelson (attorney-in-fact)07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did FISERV INC director Ajei Gopal report on this Form 4?

Director Ajei Gopal reported receiving 765 deferred compensation notional units under Fiserv’s Non-Employee Director Deferred Compensation Plan. These units were credited instead of cash fees and will later convert one-for-one into Fiserv common shares after his board service ends.

How was the number of units in the FISV director’s award calculated?

The 765 notional units were calculated by dividing $37,500 of deferred director compensation by Fiserv’s June 30, 2026 closing stock price of $49.05 per share. This formula is specified in the company’s Non-Employee Director Deferred Compensation Plan.

Is the FISV Form 4 transaction an open-market stock purchase or sale?

No, the Form 4 shows a grant of deferred compensation notional units, not an open-market trade. The units were credited in lieu of cash director fees under Fiserv’s Non-Employee Director Deferred Compensation Plan, making this a routine compensation-related acquisition.

How many deferred compensation notional units does the FISV director hold after this transaction?

After this transaction, director Ajei Gopal holds 3,044 deferred compensation notional units. Each unit represents a future right to receive one share of Fiserv common stock, to be settled following the end of his service with the company.

When will the FISV deferred compensation notional units be settled into common stock?

The deferred compensation notional units will be settled in Fiserv common stock after the reporting person’s service to the company ceases. At that time, each notional unit converts into one share of Fiserv common stock, according to the terms of the deferred compensation plan.