Five Below exec corrects stock grant to 155 shares
Poliner Graham reported acquisition or exercise transactions in this Form 4 filing.
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Form Type
4/A
Rhea-AI Filing Summary
Poliner Graham reported acquisition or exercise transactions in this Form 4 filing.
FIVE BELOW, INC executive Graham Poliner corrected a previously reported stock award. The amended Form 4 shows a grant of 155 shares of common stock on March 19, 2026 under a compensation award, and confirms he beneficially owns 18,930 shares directly after this correction.
Insider Trade Summary
Grant/Award: 155 shares
Grant/Award
1 txn
Insider
Poliner Graham
Role
CSBIAO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 155 | $0.00 | $0.00 |
Holdings After Transaction:
Common Stock — 18,930 shares (Direct)
Footnotes (1)
- F1. On March 23, 2026, the reporting person filed a Form 4 (the "Initial Form 4") that erroneously reported a grant of 234 shares pursuant to Rule 16b-3(d) on March 19, 2026. In fact, 79 of those shares had been previously reported. This amendment is being filed to report the correct number of (i) shares awarded to the reporting person on March 19, 2026 and (ii) shares beneficially owned by the reporting person following all transactions reported in the Initial Form 4.
Key Figures
Share grant: 155 shares
Shares owned after transaction: 18,930 shares
Previously reported shares: 79 shares
+1 more
4 metrics
Share grant
155 shares
Common stock award on March 19, 2026
Shares owned after transaction
18,930 shares
Beneficially owned directly following all reported transactions
Previously reported shares
79 shares
Portion of original 234-share figure already reported earlier
Transaction price
$0.0000 per share
Indicates compensation-related grant, not market purchase
Key Terms
Form 4, Rule 16b-3(d), beneficially owned, amendment
4 terms
Form 4 regulatory
"the reporting person filed a Form 4 (the "Initial Form 4") that erroneously reported a grant"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Rule 16b-3(d) regulatory
"erroneously reported a grant of 234 shares pursuant to Rule 16b-3(d) on March 19, 2026"
Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.
beneficially owned financial
"to report the correct number of (i) shares awarded ... and (ii) shares beneficially owned by the reporting person"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
amendment regulatory
"This amendment is being filed to report the correct number of (i) shares awarded"
An amendment is a formal change or addition to an existing legal, regulatory, or corporate document, such as a contract, prospectus, regulatory filing, or company charter. It matters to investors because amendments can alter rights, deadlines, obligations, or risk profiles tied to an investment; think of it like editing a recipe—changing an ingredient or cooking time can significantly affect the final result.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did FIVE (Five Below, Inc.) report in this amended Form 4?
The amended Form 4 reports that executive Graham Poliner received a grant of 155 shares of FIVE common stock on March 19, 2026. This was a compensation-related award at no purchase price, recorded as a non-derivative acquisition of common shares.
Why did Graham Poliner file an amended Form 4 for FIVE stock?
Poliner filed the amendment because his prior Form 4 incorrectly reported a 234-share grant on March 19, 2026. The footnote explains that 79 of those shares had already been reported, so this amendment corrects the actual award and updated beneficial ownership totals.
What was the size and nature of the FIVE stock award to Graham Poliner?
The filing shows Poliner received 155 shares of common stock as a grant or award under Rule 16b-3(d). The transaction price per share is listed as $0.0000, indicating it was a compensation-related equity award rather than an open-market stock purchase.
Did the amended FIVE Form 4 involve any insider stock sales?
The amended Form 4 only reports a share grant to Poliner and no sales. The transaction code is “A” for a grant, and the summary data show one acquisition transaction and zero sales, exercises, gifts, tax withholdings, or restructuring-related dispositions.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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