STOCK TITAN

Five Below (FIVE) awards director 96 shares instead of cash retainer

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FIVE BELOW, INC director Mimi Eckel Vaughn received a grant of 96 shares of common stock on August 3, 2026. The shares were issued under the company’s Compensation Policy for Non-Employee Directors in lieu of a $22,500 quarterly cash retainer, less tax withholdings. Following this award, she directly owns 5,934 shares of Five Below common stock. The transaction was reported as a grant/award acquisition, not a market purchase, and was not made pursuant to a Rule 10b5-1 trading plan.

Positive

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Negative

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Insider VAUGHN MIMI ECKEL
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 96 $216.70 $21K
Holdings After Transaction: Common Stock — 5,934 shares (Direct)
Footnotes (1)
  1. F1. The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $22,500.00, less applicable tax withholdings.
Shares granted 96 shares Common stock grant to director on August 3, 2026
Reference price per share $216.70 Per-share value reported for the 96-share award
Retainer amount replaced $22,500.00 Quarterly cash retainer paid in stock, before tax withholdings
Shares owned after transaction 5,934 shares Director’s direct Five Below holdings following the grant
Compensation Policy for Non-Employee Directors regulatory
"issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors"
quarterly retainer payment financial
"in lieu of a quarterly retainer payment of $22,500.00, less applicable tax withholdings"
Rule 10b5-1 trading plan regulatory
"The transaction was not made pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

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FAQ

What insider transaction did Five Below (FIVE) report for director Mimi Eckel Vaughn?

Five Below reported that director Mimi Eckel Vaughn received a grant of 96 common shares on August 3, 2026. The stock was issued under the Non-Employee Director Compensation Policy in lieu of a quarterly cash retainer, rather than through an open-market purchase.

How many Five Below (FIVE) shares were granted and at what reference value?

Mimi Eckel Vaughn was granted 96 shares of Five Below common stock at a reference value of $216.70 per share. The grant represents stock issued as compensation, tied to a $22,500 quarterly board retainer amount, before tax withholdings.

What is Mimi Eckel Vaughn’s total Five Below (FIVE) share ownership after this Form 4 transaction?

After the reported award, Mimi Eckel Vaughn directly owns 5,934 shares of Five Below common stock. This total reflects the addition of the 96-share grant made on August 3, 2026 under the company’s Compensation Policy for Non-Employee Directors.

Was the Five Below (FIVE) director stock grant made under a Rule 10b5-1 trading plan?

No, the Form 4 indicates the transaction was not made pursuant to a Rule 10b5-1 trading plan. Instead, the 96-share award to Mimi Eckel Vaughn was issued automatically under the company’s Non-Employee Director Compensation Policy for quarterly retainers.

What cash compensation did the Five Below (FIVE) stock grant replace for the director?

The 96-share stock award was issued in lieu of a $22,500 quarterly director retainer payment. Under Five Below’s Compensation Policy for Non-Employee Directors, Mimi Eckel Vaughn received shares instead of cash, subject to applicable tax withholdings.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
VAUGHN MIMI ECKEL

(Last)(First)(Middle)
C/O FIVE BELOW, INC.
701 MARKET STREET, SUITE 300

(Street)
PHILADELPHIA PENNSYLVANIA 19106

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FIVE BELOW, INC [ FIVE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/03/2026A96A$216.7(1)5,934D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The shares were issued to the reporting person pursuant to the Five Below, Inc. Compensation Policy for Non-Employee Directors in lieu of a quarterly retainer payment of $22,500.00, less applicable tax withholdings.
/s/ Kristen D. Han, as Attorney-In-Fact for Mimi Vaughn08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)