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4,924 restricted units filed for resale by broker (NASDAQ: FIVN)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice to sell 4,924 restricted common stock units on behalf of an issuer-related holder, dated 03/03/2026. The filing also notes a prior 10b5-1 sale of 700 shares on 12/05/2025.

Positive

  • None.

Negative

  • None.

Insights

Routine resale notice filed for restricted stock units; prior 10b5-1 sale recorded.

The notice lists 4,924 restricted common stock units to be sold with an effective date of 03/03/2026, and separately records a 700-share 10b5-1 sale on 12/05/2025. The filing is procedural under resale rules.

Timing and specific proceeds treatment are not provided in the excerpt; subsequent transaction reports or broker confirmations will show actual sale amounts and execution methods.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the Form 144 for FIVN disclose?

The Form 144 discloses a proposed sale of 4,924 restricted common stock units dated 03/03/2026. It also records a prior 700-share 10b5-1 sale on 12/05/2025, indicating past and planned resale activity by the holder.

Who is the broker or intermediary listed on the Form 144 for FIVN?

The filing lists Morgan Stanley Smith Barney LLC as the broker/intermediary at 1 New York Plaza, 8th Floor, New York. This contact is named in the securities-to-be-sold section associated with the 4,924 restricted units.

Does the Form 144 show any recent sales for the insider?

Yes; the filing records a 10b5-1 sale of 700 common shares on 12/05/2025 for the reporting person Andrew Dignan. That sale is listed separately from the 4,924-unit notice dated 03/03/2026.

Are the proceeds or sale price disclosed in the Form 144 excerpt?

No proceeds or sale price are provided in the excerpt. The notice lists only quantities and dates—4,924 units (03/03/2026) and a prior 700-share sale (12/05/2025)—with no dollar amounts shown for proceeds or prices.
Five9

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