Rockefeller Capital (FIX) files Form 144: 690-share sale; insider sold 1,000

Rhea-AI Filing Summary

Rockefeller Capital Management filed a Form 144 notifying a proposed sale of 690 common shares of the issuer. The filing lists an aggregate amount of $1,008,987.00 and reports 35,174,967 shares outstanding as of 02/25/2026.

The filing also records a prior sale by Laura F. Howell of 1,000 shares on 12/04/2025 for $995,451.40.

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Accepted by SEC EDGAR 02/25/2026 - 04:15 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Rockefeller Capital Management 300 Crescent Ct, Ste 1450 Dallas TX 75230	690	1008987.00	35174967	02/25/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/27/2024	Stock Award	Comfort Systems			301	03/27/2024	Compensation
Common	03/21/2023	Stock Award	Comfort Systems			304	03/21/2023	Compensation
Common	04/01/2022	Stock Award	Comfort Systems			85	04/01/2022	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Laura F Howell 9753 Katy Freeway ste 700 Houston TX 77024	1000	12/04/2025	1000	995451.40

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Rockefeller Capital's Form 144 for FIX report?

It reports a proposed sale of 690 common shares with an aggregate amount of $1,008,987.00 and 35,174,967 shares outstanding as of 02/25/2026.

Who is the seller listed in the Form 144 excerpt for FIX?

The excerpt lists Laura F. Howell as a selling party and records a sale of 1,000 shares on 12/04/2025 for $995,451.40.

How many shares were sold recently according to the filing excerpt?

The excerpt shows a past sale of 1,000 shares on 12/04/2025 associated with Laura F. Howell, at an aggregate value of $995,451.40.

What share count does the Form 144 list as proposed for resale?

The Form 144 entry lists a proposed resale of 690 common shares with an aggregate dollar amount of $1,008,987.00.

What is the reported shares outstanding figure in the excerpt?

The filing shows 35,174,967 shares outstanding as of 02/25/2026, presented alongside the proposed sale data in the excerpt.