Fluent, Inc. SEC Filings

Mathis Donald H reported acquisition or exercise transactions in this Form 4 filing.

Fluent, Inc. director Donald H. Mathis reported two equity awards in the form of restricted stock units (RSUs). On January 5, 2026, he received 15,152 RSUs that will vest in three equal annual installments starting January 5, 2027. On June 17, 2026, he received an additional 30,096 RSUs with a similar three-year vesting schedule beginning June 17, 2027. Following these compensation-related grants, his direct holdings of common stock reported in this filing total 171,018 shares.

PFENNIGER RICHARD C JR reported acquisition or exercise transactions in this Form 4 filing.

Fluent, Inc. director Richard C. Pfenniger Jr. received a grant of 21,429 shares of common stock on June 4, 2024 at no cost. This award increased his direct holdings to 50,660 shares of common stock. An earlier Form 4 had understated his post-transaction holdings by one share due to the issuer’s 1-for-6 reverse stock split effectuated on April 11, 2024, and this amendment corrects that total.

Graff David Allen reported acquisition or exercise transactions in this Form 4 filing.

Fluent, Inc. director David Allen Graff received a grant of 21,249 shares of common stock, bringing his direct holdings to 50,660 shares. The shares were awarded on June 4, 2024 at a stated price of $0.0000 per share, reflecting a compensation-related award rather than a market purchase.

The amended Form 4 also corrects a prior filing that did not fully capture the impact of Fluent’s 1-for-6 reverse stock split effectuated on April 11, 2024, and now confirms Graff’s post-transaction ownership as 50,660 shares of common stock.

SHATTUCK KOHN BARBARA reported acquisition or exercise transactions in this Form 4 filing.

Fluent, Inc. director Barbara Shattuck Kohn received a grant of 21,429 shares of Common Stock on June 4, 2024, at no purchase price. After this award, she directly owned 70,782 shares. The amendment also corrects a prior Form 4 that understated her post-transaction holdings following a 1-for-6 reverse stock split on April 11, 2024.

Mathis Donald H reported acquisition or exercise transactions in this Form 4 filing.

Fluent, Inc. director Donald H. Mathis reported an equity award and corrected his share count. On June 5, 2024 he received a grant of 21,429 restricted stock units under Fluent’s 2022 Omnibus Equity Incentive Plan, vesting in three equal annual installments beginning on June 1, 2025.

After this grant, Mathis directly owned 86,088 shares of common stock. The amended Form 4 also fixes a prior filing that had understated his post–reverse-split holdings by five shares.

Fluent, Inc. reported the results of its 2026 Annual Meeting of Stockholders, held virtually on June 17, 2026. A total of 24,933,091 shares were represented in person or by proxy out of 29,815,712 common shares outstanding and entitled to vote as of the April 23, 2026 record date.

Stockholders cast votes on the election of director nominees and several other proposals. Each director nominee received over 20.9 million votes "for" versus comparatively small "against" and abstention totals, with approximately 3.83 million broker non-votes reported for each director item.

Fluent, Inc. director and 10% owner James Geygan, through Global Value Investment Corporation (GVIC) and personal accounts, reported net open-market purchases of 61,368 shares of Common Stock on June 12, 2026. He bought 1,185 shares directly at $2.7822 per share and 60,183 shares indirectly via GVIC-managed accounts at $2.7517 per share, both at weighted average prices. After these trades, direct holdings rose to 59,591 shares and indirect holdings to 3,100,838 shares. A separate "J" code entry on June 16, 2026 reclassified 40,390 indirectly held shares as certain separately managed accounts terminated their relationship with GVIC, reducing the reported indirect position to 3,060,448 shares. The filing also shows existing direct and indirect warrant and pre-funded warrant positions over additional Fluent common shares.

Fluent, Inc. insider activity centers on Global Value Investment Corporation (GVIC). GVIC, a major shareholder managing various accounts, reported an open-market purchase of 61,368 shares of Fluent common stock at a weighted average price of $2.7523 per share, held indirectly through GVIC-managed accounts.

After this purchase, GVIC-related indirect holdings in Fluent common stock increased to 3,151,044 shares. Separately, 9,385 shares are shown as directly held. The filing also records an internal restructuring transaction of 40,390 shares tied to accounts that, as of June 16, 2026, terminated their advisory relationship with GVIC, so those positions are no longer included.

GVIC-associated entities also hold warrants and pre-funded warrants over 78,425 underlying Fluent common shares each, with exercise prices of $2.2000 and $0.0005 per share, respectively, which become exercisable after stockholder approval. Overall, the filing reflects a net share purchase rather than a sale by this large holder.

Fluent, Inc. CEO Patrick Donald Huntley reported several compensation-related equity transactions. On April 3, 2026, he received 107,000 restricted stock units and an equal number of phantom stock units under the 2025 Equity Participation Plan, each vesting in three annual installments.

On April 1, 2026, 37,000 phantom stock units were converted into common stock and then 37,000 shares were returned to the issuer, while 37,000 phantom units were settled for cash. Earlier, Huntley was granted 111,000 RSUs on October 9, 2025, and sold 1,353 shares on June 10, 2025 to cover tax withholding obligations. After the most recent award, he held 532,007 common shares and 107,000 phantom stock units directly.