Welcome to our dedicated page for Fluent SEC filings (Ticker: FLNT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Fluent, Inc. (NASDAQ: FLNT) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Fluent operates in the data processing and digital marketing sector as a commerce media solutions provider, and its filings offer detailed information on financial performance, risk factors, governance, and compensation structures.
Investors reviewing FLNT filings will find annual reports on Form 10-K and quarterly reports on Form 10-Q, which discuss revenue trends, segment information related to Commerce Media Solutions and other activities, and the company’s assessment of risks in areas such as regulation, data privacy, and industry competition. Current reports on Form 8-K disclose material events, including quarterly earnings announcements, new credit facilities, private placements of securities, and the approval of the Fluent, Inc. Equity Participation Plan for cash-settled restricted stock units.
In addition to periodic and current reports, this page also surfaces insider transaction filings on Form 4 when available, allowing users to track purchases and sales of Fluent common stock by directors, officers, and other insiders. Proxy-related materials can provide further context on executive compensation and governance policies.
Stock Titan enhances these documents with AI-powered summaries that explain key points from lengthy filings, helping readers understand complex sections such as risk factor discussions, capital structure changes, or incentive plan terms. With real-time updates from EDGAR and organized access to 10-Ks, 10-Qs, 8-Ks, and Form 4s, this FLNT filings page is a central resource for analyzing Fluent’s regulatory history and disclosure record.
Fluent, Inc. (FLNT) reported that it issued a press release announcing its third quarter 2025 financial results and furnished the release as Exhibit 99.1 to an 8-K. The company noted the information is furnished, not filed, and is not subject to Section 18 liabilities or incorporated by reference into other filings unless specifically referenced.
Fluent, Inc. adopted a new Equity Participation Plan that grants cash-settled restricted stock units (RSUs) designed to track the value of its common stock. The plan is intended to create a long-term cash incentive for eligible employees, directors and independent contractors, including named executive officers.
Each RSU generally represents the economic equivalent of one share and will be settled in cash based on the fair market value of the stock on the settlement date, less applicable withholdings. Under the current draft, RSU holders do not receive dividends, other than equitable adjustments for extraordinary dividends.
The Board, acting as plan administrator, can choose participants, determine award sizes, set time-based or performance-based vesting, and define award terms. The Board may amend or terminate the plan at any time, but cannot materially adversely affect outstanding awards without the affected participant’s prior written consent.
Fluent, Inc. has filed to register 11,742,854 shares of common stock for resale by existing investors, covering shares issued in an August 19, 2025 private placement and shares underlying related pre-funded warrants and common stock warrants. Fluent will not receive any proceeds from stockholder resales, but may receive cash if the warrants are exercised, which it expects to use for working capital and general corporate purposes.
Fluent operates a data-driven commerce media and customer acquisition platform, running performance-based marketing campaigns across partner sites, its own media properties, and a call-based marketplace. The company discloses substantial doubt about its ability to continue as a going concern due to declining registrations, revenue and profitability, tight borrowing availability under its SLR Credit Agreement, and past financial covenant non-compliance, which required an amendment and an approximately $10.3 million capital raise completed in the August 2025 private placement. The filing also highlights risks around potential future covenant breaches, the need for additional capital, stock price volatility, concentrated ownership, and the possibility of losing Nasdaq listing if requirements are not maintained.
Fluent, Inc. is registering 2,000,000 additional shares of its common stock for issuance under the Fluent, Inc. 2022 Omnibus Equity Incentive Plan. Stockholders approved an amendment to this plan on June 18, 2025 that increased the total number of shares reserved for issuance to 3,666,666 from 1,666,666. This filing uses Form S-8 to add these newly approved shares to the existing registration so they can be granted as equity awards to eligible participants.
Fluent, Inc. (FLNT) reporting persons Dr. Phillip Frost and Frost Gamma Investments Trust amended a Form 4 to disclose a purchase of 571,429 shares of Fluent common stock on 09/04/2025 at $0.0005 per share, increasing the reporting parties' beneficial ownership to 6,318,439 shares held indirectly by Frost Gamma Investments Trust. The amendment corrects a prior Form 4 filed on 09/08/2025 which had misstated post-transaction ownership as 7,294,403 shares; the filing clarifies the correct ownership figure. The report is signed by Dr. Phillip Frost as trustee and individually on 09/12/2025.
Dr. Phillip Frost and Frost Gamma Investments Trust reported transactions in Fluent, Inc. (FLNT). On 09/04/2025 pre-funded warrants with a $0.0005 exercise price were disposed of (571,429 warrants) and converted into 571,429 common shares by immediate exercise, resulting in an additional 571,429 common shares acquired. After the transactions the reporting persons beneficially own 7,294,403 shares (indirectly, held by Frost Gamma Investments Trust) plus 8,334 shares reported separately. The filings state the warrants were immediately exercisable and expired upon full exercise, and clarify the trust/beneficiary ownership structure with Dr. Frost as trustee.
Amendment No. 26 to Schedule 13D reports that Phillip Frost, M.D. and Frost Gamma Investments Trust (collectively, the Reporting Person) beneficially own 7,302,737 shares of Fluent, Inc. common stock, representing 28.3% of the 24,268,299 shares outstanding as of August 18, 2025. On August 19, 2025, Gamma Trust purchased $1,000,000 of securities from the Company consisting of pre-funded warrants (exercise price effectively pre-funded) at $1.75 per pre-funded warrant and warrants with a $2.21 exercise price; the warrants become exercisable six months and one day after issuance for five years. The Reporting Person entered a Support Agreement to vote in favor of specified stockholder actions and a Registration Rights Agreement obligating the Company to register resale of certain securities. The filing incorporates forms of the transaction agreements as exhibits.
Phillip Frost, M.D., and Frost Gamma Investments Trust reported acquisitions in Fluent, Inc. (FLNT) on 08/19/2025. The filing shows the purchase of 571,429 pre-funded warrants (priced at $0.0005 each and immediately exercisable for one share) and 571,429 warrants with an exercise price of $2.21. Each class corresponds to 571,429 underlying common shares and is held indirectly by Frost Gamma Investments Trust. The report lists total beneficial ownership following the transactions as 571,429 shares for each instrument.
The filing includes an ownership chain explanation identifying Dr. Frost as trustee of Frost Gamma Investments Trust and outlining related entities; the reporting persons disclaim beneficial ownership except to the extent of any pecuniary interest.
Matthew Conlin, a director, 10% owner and Chief Customer Officer of Fluent, Inc. (FLNT), reported acquisitions on 08/19/2025 of both pre-funded warrants and warrants tied to the company's common stock. The filing shows 85,714 pre-funded warrants and 85,714 warrants acquired directly, plus 57,143 pre-funded warrants and 57,143 warrants held indirectly by the Conlin Family Foundation Trust, for a combined underlying common share exposure of 285,714 shares. Pre-funded warrants carry a $0.0005 price and terminate upon full exercise; warrants carry a $2.21 exercise price and expire 02/20/2031. Both instrument types become immediately exercisable after stockholder approval of the offering. The report is signed 08/21/2025.
Patrick Donald Huntley, Chief Executive Officer of Fluent, Inc. (FLNT), reported acquisitions on Form 4 dated 08/19/2025 and signed 08/21/2025. The filing shows two derivative purchases: 14,286 Pre-Funded Warrants at a price of $0.0005 and 14,286 Warrants with a conversion price of $2.21. Each derivative represents the right to acquire 14,286 shares of Common Stock and is reported as direct beneficial ownership.
The pre-funded warrants and warrants are described as immediately exercisable only after stockholder approval of the offering; the warrants have an expiration date of 02/20/2031. The pre-funded warrants will terminate when fully exercised. No other transactions or changes in existing common-stock holdings are disclosed in this filing.