Welcome to our dedicated page for Fluent SEC filings (Ticker: FLNT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Fluent, Inc. (NASDAQ: FLNT) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Fluent operates in the data processing and digital marketing sector as a commerce media solutions provider, and its filings offer detailed information on financial performance, risk factors, governance, and compensation structures.
Investors reviewing FLNT filings will find annual reports on Form 10-K and quarterly reports on Form 10-Q, which discuss revenue trends, segment information related to Commerce Media Solutions and other activities, and the company’s assessment of risks in areas such as regulation, data privacy, and industry competition. Current reports on Form 8-K disclose material events, including quarterly earnings announcements, new credit facilities, private placements of securities, and the approval of the Fluent, Inc. Equity Participation Plan for cash-settled restricted stock units.
In addition to periodic and current reports, this page also surfaces insider transaction filings on Form 4 when available, allowing users to track purchases and sales of Fluent common stock by directors, officers, and other insiders. Proxy-related materials can provide further context on executive compensation and governance policies.
Stock Titan enhances these documents with AI-powered summaries that explain key points from lengthy filings, helping readers understand complex sections such as risk factor discussions, capital structure changes, or incentive plan terms. With real-time updates from EDGAR and organized access to 10-Ks, 10-Qs, 8-Ks, and Form 4s, this FLNT filings page is a central resource for analyzing Fluent’s regulatory history and disclosure record.
Fluent, Inc. (FLNT) completed a private offering and disclosed material terms affecting registration, fees and stockholder approval obligations. The company entered into Purchase Agreements and a Registration Rights Agreement requiring it to file a registration statement covering the sold securities within 30 days of the Effective Date and to have that registration declared effective by the 60th day after the Effective Date (or the 90th day if the SEC conducts a full review). If the company fails to meet those deadlines, it must pay a monthly cash fee equal to 1% of each purchaser's aggregate purchase price (capped at 10% per purchaser) until cured. Benchmark Company, LLC acted as sole placement agent with Kestrel sourcing the deal; fees equal 7.0% of gross proceeds (3.0% for certain pre-existing investors) plus expense reimbursement. Securities were sold unregistered under Section 4(a)(2). The company is also obligated to use reasonable best efforts to obtain Nasdaq stockholder approval within 60 days post-closing and to convene additional meetings until approval is obtained.
Fluent, Inc. filed a notice that its Quarterly Report on Form 10-Q for the quarter ended June 30, 2025 will be late. The company says it needs more time because it is negotiating a proposed fifth amendment to its Credit Agreement with SLR to address non-compliance with financial covenants as of June 30, 2025 and to finalize related disclosures. Fluent intends to file the 10-Q within the five-day extension allowed under SEC rules.
For the six months ended June 30, 2025, Fluent expects to report revenue of $99.2 million, down from $124.7 million a year earlier. Loss from operations is expected to be ($14.2) million, similar to ($14.3) million last year. Net loss is expected to be ($15.5) million, or ($0.68) per diluted share, compared with ($17.9) million, or ($1.11) per diluted share, a year ago. Commerce Media Solutions revenue is expected to grow to $28.7 million from $13.7 million.
Fluent, Inc. (FLNT) – Form 4 insider activity dated 06/24/2025
Chief Executive Officer Donald P. Huntley converted the remainder of his pre-funded warrants into common stock. The warrants, carrying a de-minimis exercise price of $0.0005 per share, were exercised on a cashless basis immediately after shareholder approval of the warrant offering on 06/18/2025.
- Common shares acquired: 30,795 (21,596 + 9,199) through code “M” exercises.
- Common shares surrendered: 6 (5 + 1) through code “J(1)” entries tied to the cashless mechanism.
- Net change: +30,789 shares, lifting Huntley’s direct ownership from roughly 300.9k to 331,680 shares.
- Derivative position: All 30,795 pre-funded warrants were fully exercised; zero derivative securities remain.
No open-market sales occurred, so the transaction does not immediately signal profit-taking. While the converted shares add a minor amount of dilution (<0.1% of FLNT’s ~118 million shares outstanding), the CEO’s larger common position can be viewed as a vote of confidence in the company’s prospects.
Fluent, Inc. (FLNT) Form 4 disclosure
Director Richard C. Pfenniger Jr. received 39,682 restricted stock units (RSUs) on 18-Jun-2025 under the company’s 2022 Omnibus Equity Incentive Plan. The award was issued at $0 cost and will vest in three equal annual tranches starting 18-Jun-2026.
After the grant, Pfenniger’s direct beneficial ownership rose to 90,341 common shares. No dispositions, derivative securities, or 10b5-1 trading plan indications were reported.
The filing is a routine insider equity grant that aligns director incentives with shareholder interests but does not, by itself, signal operational or financial changes at Fluent.
Fluent, Inc. (FLNT) – Form 4 insider transaction
On 18 June 2025 director Barbara Shattuck Kohn received a grant of 39,682 restricted stock units (RSUs) under the company’s 2022 Omnibus Equity Incentive Plan. The RSUs will vest in three equal annual installments beginning 18 June 2026. The award was recorded at a price of $0, confirming it was a compensation grant rather than an open-market purchase or sale.
Following the award, Kohn’s direct beneficial ownership increased to 110,461 common shares. No derivative securities were reported and the filing does not cite a Rule 10b5-1 trading plan. The transaction is routine director compensation and carries limited immediate market impact.
Fluent, Inc. (FLNT) – SEC Form 4 filing dated 06/23/2025
Director and 10% owner James P. Geygan reported two equity movements and updated his derivative positions:
- 39,682 Restricted Stock Units (RSUs) acquired on 06/18/2025 under the 2022 Omnibus Equity Incentive Plan (Code A). The RSUs vest in three equal annual tranches starting 06/18/2026 and were issued at no cost.
- Adjustment of 3,215 common shares (Code J) on 06/23/2025 reflecting accounts that are no longer managed by Global Value Investment Corp. (GVIC). These shares are no longer deemed beneficially owned.
Post-transaction beneficial ownership:
- Direct common stock: 58,281 shares
- Indirect common stock via GVIC-managed accounts: 3,045,870 shares
- Derivative holdings: 22,732 warrants/pre-funded warrants held directly and 134,118 held indirectly. Pre-Funded Warrants (exercise price $0.0005) and Warrants (exercise price $2.20) become exercisable only after shareholder approval; standard warrants expire three years after issuance.
The filing reaffirms Geygan’s substantial stake—roughly 3.1 million shares—while signaling continued alignment through new RSUs. The share reduction is immaterial (<0.1%) to his overall position. No cash transaction occurred; therefore, immediate cash flow effects on FLNT are negligible.