Welcome to our dedicated page for Fluent SEC filings (Ticker: FLNT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Fluent, Inc. filings document the public-company records of a Nasdaq-listed commerce media solutions issuer. Periodic and current reports cover operating results, Commerce Media Solutions revenue activity, material agreements, financing arrangements and capital-structure disclosures tied to common stock, warrants and pre-funded warrants.
Proxy materials describe board elections, executive compensation votes, auditor ratification and stockholder approvals under Nasdaq listing rules. Other 8-K disclosures address governance and compensation matters, including the Fluent, Inc. Equity Participation Plan and cash-settled restricted stock unit awards that track the value of the company’s common stock.
Fluent, Inc. (NASDAQ: FLNT) – Schedule 13D/A (Amendment No. 6) filed 06/20/2025
Long-time co-founder and director Matthew Conlin discloses beneficial ownership of 3,797,607 shares, or 16.1 % of outstanding common stock (21,853,756 shares outstanding as of 06/18/2025). The stake comprises:
- 1,487,831 shares held directly.
- 333,334 shares held via RSMC Partners, LLC.
- 185,214 shares held through family trusts (2017 Conlin Shakra & Conlin Family Foundation).
- 612,110 conversion shares tied to a convertible subordinated promissory note (issued 08/19/2024) convertible at the lower of $3.01 or the prevailing market price, but not below $1.00.
- 1,179,118 pre-funded warrant shares (acquired 12/02/2024 & 03/19/2025) with a nominal $0.0005 exercise price; shareholder approval for exercise was obtained at the 2025 Annual Meeting (06/18/2025).
Conlin has sole voting power over the full 3.8 million shares and sole dispositive power over 3.46 million, with 333,334 shares subject to shared dispositive power via RSMC Partners. The filing states that, beyond the described financings, Conlin has no current plans to pursue actions listed in Item 4 (e.g., mergers, asset sales, or board changes).
Key takeaways for investors: (1) A core insider increased economic exposure through deeply in-the-money pre-funded warrants and a convertible note, signalling continued alignment but introducing potential dilution once instruments are exercised or converted. (2) Aggregate insider concentration at 16 % may influence future corporate actions and trading liquidity. (3) Conversion pricing mechanics could cap upside should shares approach $3.01, while the $1.00 floor limits downside conversion pressure.