Welcome to our dedicated page for Fluent SEC filings (Ticker: FLNT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Fluent, Inc. filings document the public-company records of a Nasdaq-listed commerce media solutions issuer. Periodic and current reports cover operating results, Commerce Media Solutions revenue activity, material agreements, financing arrangements and capital-structure disclosures tied to common stock, warrants and pre-funded warrants.
Proxy materials describe board elections, executive compensation votes, auditor ratification and stockholder approvals under Nasdaq listing rules. Other 8-K disclosures address governance and compensation matters, including the Fluent, Inc. Equity Participation Plan and cash-settled restricted stock unit awards that track the value of the company’s common stock.
Fluent, Inc. (FLNT) – Form 4 insider transaction
On 18 June 2025 director Barbara Shattuck Kohn received a grant of 39,682 restricted stock units (RSUs) under the company’s 2022 Omnibus Equity Incentive Plan. The RSUs will vest in three equal annual installments beginning 18 June 2026. The award was recorded at a price of $0, confirming it was a compensation grant rather than an open-market purchase or sale.
Following the award, Kohn’s direct beneficial ownership increased to 110,461 common shares. No derivative securities were reported and the filing does not cite a Rule 10b5-1 trading plan. The transaction is routine director compensation and carries limited immediate market impact.
Fluent, Inc. (FLNT) – SEC Form 4 filing dated 06/23/2025
Director and 10% owner James P. Geygan reported two equity movements and updated his derivative positions:
- 39,682 Restricted Stock Units (RSUs) acquired on 06/18/2025 under the 2022 Omnibus Equity Incentive Plan (Code A). The RSUs vest in three equal annual tranches starting 06/18/2026 and were issued at no cost.
- Adjustment of 3,215 common shares (Code J) on 06/23/2025 reflecting accounts that are no longer managed by Global Value Investment Corp. (GVIC). These shares are no longer deemed beneficially owned.
Post-transaction beneficial ownership:
- Direct common stock: 58,281 shares
- Indirect common stock via GVIC-managed accounts: 3,045,870 shares
- Derivative holdings: 22,732 warrants/pre-funded warrants held directly and 134,118 held indirectly. Pre-Funded Warrants (exercise price $0.0005) and Warrants (exercise price $2.20) become exercisable only after shareholder approval; standard warrants expire three years after issuance.
The filing reaffirms Geygan’s substantial stake—roughly 3.1 million shares—while signaling continued alignment through new RSUs. The share reduction is immaterial (<0.1%) to his overall position. No cash transaction occurred; therefore, immediate cash flow effects on FLNT are negligible.
Fluent, Inc. (FLNT) Form 4 filing: Chief Executive Officer Patrick Donald Huntley reported an open-market sale on 06/10/2025.
- Shares sold: 28,172 common shares
- Sale price: $1.8139 per share (approx. $51,100 total proceeds)
- Post-sale holdings: 300,891 common shares held directly
The transaction represents roughly 9% of Huntley’s previously reported direct holdings and is relatively small in the context of Fluent’s public float. No derivative transactions or 10b5-1 trading plan were disclosed. The filing is routine, with no additional narrative explanations provided.
Fluent, Inc. (NASDAQ: FLNT) – Schedule 13D/A (Amendment No. 6) filed 06/20/2025
Long-time co-founder and director Matthew Conlin discloses beneficial ownership of 3,797,607 shares, or 16.1 % of outstanding common stock (21,853,756 shares outstanding as of 06/18/2025). The stake comprises:
- 1,487,831 shares held directly.
- 333,334 shares held via RSMC Partners, LLC.
- 185,214 shares held through family trusts (2017 Conlin Shakra & Conlin Family Foundation).
- 612,110 conversion shares tied to a convertible subordinated promissory note (issued 08/19/2024) convertible at the lower of $3.01 or the prevailing market price, but not below $1.00.
- 1,179,118 pre-funded warrant shares (acquired 12/02/2024 & 03/19/2025) with a nominal $0.0005 exercise price; shareholder approval for exercise was obtained at the 2025 Annual Meeting (06/18/2025).
Conlin has sole voting power over the full 3.8 million shares and sole dispositive power over 3.46 million, with 333,334 shares subject to shared dispositive power via RSMC Partners. The filing states that, beyond the described financings, Conlin has no current plans to pursue actions listed in Item 4 (e.g., mergers, asset sales, or board changes).
Key takeaways for investors: (1) A core insider increased economic exposure through deeply in-the-money pre-funded warrants and a convertible note, signalling continued alignment but introducing potential dilution once instruments are exercised or converted. (2) Aggregate insider concentration at 16 % may influence future corporate actions and trading liquidity. (3) Conversion pricing mechanics could cap upside should shares approach $3.01, while the $1.00 floor limits downside conversion pressure.