Welcome to our dedicated page for Fluent SEC filings (Ticker: FLNT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Fluent, Inc. filings document the public-company records of a Nasdaq-listed commerce media solutions issuer. Periodic and current reports cover operating results, Commerce Media Solutions revenue activity, material agreements, financing arrangements and capital-structure disclosures tied to common stock, warrants and pre-funded warrants.
Proxy materials describe board elections, executive compensation votes, auditor ratification and stockholder approvals under Nasdaq listing rules. Other 8-K disclosures address governance and compensation matters, including the Fluent, Inc. Equity Participation Plan and cash-settled restricted stock unit awards that track the value of the company’s common stock.
Fluent, Inc. director and 10% owner James Geygan received a grant of 30,096 restricted stock units on Common Stock under the company’s 2022 Omnibus Equity Incentive Plan. The RSUs vest in three equal annual installments, with the first installment scheduled on June 17, 2027.
Following this award, Geygan holds 89,687 shares of Common Stock directly and 3,060,448 shares indirectly through Global Value Investment Corporation. He also holds warrants and pre-funded warrants, both directly and indirectly, that are exercisable into additional shares of Common Stock at stated exercise prices, subject to stockholder-approved terms.
Fluent, Inc. insider filings show that Global Value Investment Corp. (GVIC), a 10% owner, reported an internal restructuring entry involving 30,096 shares of Common Stock on June 17, 2026, leaving GVIC with 3,140,750 shares of Common Stock held indirectly.
Footnotes also state that director James P. Geygan, who is CEO and President of GVIC, received a grant of 30,096 restricted stock units (RSUs) under Fluent’s 2022 Omnibus Equity Incentive Plan, vesting in three equal annual installments starting on June 17, 2027. GVIC-related accounts additionally hold Warrants and Pre-Funded Warrants each linked to 78,425 shares of Common Stock, with exercise prices of $2.2000 and $0.0005 per share, respectively, exercisable following stockholder approval of the offerings.
Fluent, Inc. is launching a new in-store commerce media product called Fluent In-Store. This offering extends the company’s digital advertising and commerce solutions into physical retail locations by serving targeted, identity-resolved offers on point-of-sale devices after a customer completes payment.
The product is built in partnership with Bilt Technologies, Inc., a rewards and payments network. An initial proof-of-concept deployment is planned at Beyond, Inc. retail locations, with launch targeted for mid-July to August 2026. Additional details are available on the company’s website.
PFENNIGER RICHARD C JR reported acquisition or exercise transactions in this Form 4 filing.
Fluent, Inc. director Richard C. Pfenniger Jr. received a grant of 30,096 restricted stock units, or RSUs, under the company’s 2022 Omnibus Equity Incentive Plan. These RSUs will vest in three equal annual installments starting on June 17, 2027. After this award, he holds 120,438 shares of common stock directly.
Graff David Allen reported acquisition or exercise transactions in this Form 4 filing.
Fluent, Inc. director David Allen Graff reported receiving an award of 30,096 restricted stock units (RSUs). The grant was made on June 17, 2026 at no cash cost per share, as part of compensation.
The RSUs were granted under Fluent’s 2022 Omnibus Equity Incentive Plan and will vest in three equal annual installments, with the first tranche vesting on June 17, 2027. After this award, Graff directly holds 120,438 shares of common stock, indicating this is a routine equity compensation grant rather than an open-market purchase or sale.
SHATTUCK KOHN BARBARA reported acquisition or exercise transactions in this Form 4 filing.
Fluent, Inc. director Barbara Shattuck Kohn received an equity award of 30,096 restricted stock units on June 17, 2026. The RSUs vest in three equal annual installments beginning June 17, 2027. After this grant, she reports direct ownership of 140,560 shares of common stock.
Mathis Donald H reported acquisition or exercise transactions in this Form 4 filing.
Fluent, Inc. director Donald H. Mathis reported two equity awards in the form of restricted stock units (RSUs). On January 5, 2026, he received 15,152 RSUs that will vest in three equal annual installments starting January 5, 2027. On June 17, 2026, he received an additional 30,096 RSUs with a similar three-year vesting schedule beginning June 17, 2027. Following these compensation-related grants, his direct holdings of common stock reported in this filing total 171,018 shares.
PFENNIGER RICHARD C JR reported acquisition or exercise transactions in this Form 4 filing.
Fluent, Inc. director Richard C. Pfenniger Jr. received a grant of 21,429 shares of common stock on June 4, 2024 at no cost. This award increased his direct holdings to 50,660 shares of common stock. An earlier Form 4 had understated his post-transaction holdings by one share due to the issuer’s 1-for-6 reverse stock split effectuated on April 11, 2024, and this amendment corrects that total.
Graff David Allen reported acquisition or exercise transactions in this Form 4 filing.
Fluent, Inc. director David Allen Graff received a grant of 21,249 shares of common stock, bringing his direct holdings to 50,660 shares. The shares were awarded on June 4, 2024 at a stated price of $0.0000 per share, reflecting a compensation-related award rather than a market purchase.
The amended Form 4 also corrects a prior filing that did not fully capture the impact of Fluent’s 1-for-6 reverse stock split effectuated on April 11, 2024, and now confirms Graff’s post-transaction ownership as 50,660 shares of common stock.
SHATTUCK KOHN BARBARA reported acquisition or exercise transactions in this Form 4 filing.
Fluent, Inc. director Barbara Shattuck Kohn received a grant of 21,429 shares of Common Stock on June 4, 2024, at no purchase price. After this award, she directly owned 70,782 shares. The amendment also corrects a prior Form 4 that understated her post-transaction holdings following a 1-for-6 reverse stock split on April 11, 2024.