[Form 4] Flux Power Holdings, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Form 4 – Better Home & Finance Holding Co. (BETR)

CFO Kevin J. Ryan reported routine compensation-related equity activity:

• 5 / 28 / 25: Awarded 58,000 Class A RSUs (no cash paid); derivative holdings rise to 58,000.
• 7 / 01 / 25: 14,500 RSUs vested and converted to shares (Code M, $0); 5,706 shares withheld for taxes (Code F, $12.48). Direct ownership after event: 48,806 shares.
• 8 / 01 / 25: Additional 4,833 RSUs vested; 1,902 shares withheld (Code F, $13.35). Direct ownership after event: 51,737 shares.

Post-transactions Ryan holds 51,737 Class A shares directly and 38,667 unvested RSUs. Remaining RSUs vest 8⁄12ths monthly from 8 / 01 / 25 through 3 / 01 / 26, with the final 1⁄12th on 3 / 15 / 26. Share counts already reflect the 1-for-50 reverse split completed 8 / 16 / 24.

Insights

Securities Analyst

TL;DR: Routine RSU vesting; net share increase modest—neutral insider signal.

The filing shows standard compensation activity rather than open-market buying or selling. Ryan’s direct stake grows by a net 8,794 shares after tax withholdings, bringing total ownership to 51,737 shares plus 38,667 RSUs. Transactions were priced at $0 for vesting and market prices only for tax withholding, indicating no discretionary purchase or sale. Vesting schedule is typical and the amounts are immaterial relative to BETR’s float, so market impact should be minimal.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ROYAL KEVIN

(Last) (First) (Middle)

C/O FLUX POWER HOLDINGS, INC.

2685 S. MELROSE DRIVE

(Street)

VISTA, CA 92081

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Flux Power Holdings, Inc. [ FLUX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and Secretary

3. Date of Earliest Transaction (Month/Day/Year)
08/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$1.88	08/01/2025		A		84,150		(1)	08/01/2025	Common Stock	84,150	(1)	84,150	D

Explanation of Responses:

1. Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on August 1, 2025 (the "Grant Date"), the Reporting Person was granted 84,150 incentive stock options (the "Options") at an exercise price of $1.88, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date.

	/s/ Kevin Royal	08/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many BETR shares does CFO Kevin Ryan now own?

After the reported transactions, he directly owns 51,737 Class A shares and holds 38,667 unvested RSUs.

What triggered the share acquisitions on July 1 2025 and August 1 2025?

Those dates reflect RSU vesting (Code M), converting restricted units into Class A shares at no cash cost.

Why were some shares disposed of immediately after vesting?

Shares coded F (5,706 on 7/1/25 and 1,902 on 8/1/25) were withheld to cover withholding taxes.

What is the vesting schedule for the remaining RSUs?

8⁄12ths vest monthly from Aug 1 2025 through Mar 1 2026, with the last 1⁄12th on Mar 15 2026.

Does this Form 4 indicate open-market insider buying or selling?

No. All activity stems from automatic RSU vesting and tax withholding, not discretionary market trades.