Welcome to our dedicated page for Flux Power Holdings SEC filings (Ticker: FLUX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Flux Power Holdings, Inc. filings document the company’s lithium-ion battery systems business, public-company governance, capital structure, and material events. Its Form 8-K reports include quarterly financial results, operational updates, forward-looking performance estimates, credit-facility covenant matters, Nasdaq continued-listing compliance notices, and other corporate events tied to the company’s financing and reporting status.
Proxy and annual-meeting filings describe director elections, auditor ratification, shareholder voting mechanics, and governance disclosures. The filing record also includes notices related to derivative-action settlement materials and related governance matters, alongside disclosures on common stock, financing arrangements, risk language, and the company’s Nevada corporate status.
Flux Power Holdings, Inc. (FLUX) filed a prospectus supplement updating its resale registration covering up to 38,461,538 shares of common stock that may be sold from time to time by Roth Principal Investments, LLC under a Common Stock Purchase Agreement dated May 15, 2026. The company’s common stock trades on the Nasdaq Capital Market under the symbol FLUX, with a last reported sale price of $0.5715 per share on September 10, 2026.
The supplement also includes a current report noting that on September 8, 2026, Chief Operating Officer Jeff Mason tendered his resignation effective September 25, 2026. In connection with his departure, he is expected to receive a $5,000 payment under a separation and release agreement, subject to a general release of claims in favor of the company.
Flux Power Holdings, Inc. (FLUX) reported that its Chief Operating Officer, Jeff Mason, tendered his resignation on September 8, 2026, effective September 25, 2026.
Flux Power and Mr. Mason agreed to a Separation and Release Agreement under which he will receive a $5,000 payment within ten days of executing the agreement, subject to the non-revocation of a general release of claims in favor of the company. The full agreement is expected to be filed with the company’s Form 10-Q for the period ending September 30, 2026.
Flux Power Holdings, Inc. (FLUX) has filed a prospectus supplement tied to an S-1 registration covering the resale by Roth Principal Investments, LLC of up to 38,461,538 shares of common stock issuable under a May 15, 2026 Common Stock Purchase Agreement (a committed equity facility).
The facility allows Flux, in its sole discretion, to sell up to $40 million of stock to Roth over 36 months, generally at VWAP-based prices less fixed discounts and only while the share price is at or above a $0.50 threshold and subject to an Exchange Cap and a 4.99% beneficial ownership limit. The 10-K incorporated into this supplement highlights substantial doubt about Flux’s ability to continue as a going concern, a current event of default under its senior secured GBC credit facility, heavy customer and supplier concentration, tariff exposure, and Nasdaq listing deficiencies, including a notice for failing the $1.00 minimum bid price requirement.
Flux Power Holdings, Inc. (FLUX) filed its annual report for the year ended June 30, 2026, highlighting a lithium‑ion energy storage business focused on material handling and airport ground support equipment. The company emphasizes its proprietary battery management system, UL‑listed packs, OEM approvals, and three issued U.S. patents.
Flux reports significant going concern uncertainty: existing cash of $0.3 million, reliance on a revolving credit facility with Gibraltar Business Capital that is in covenant default, and a need to raise additional capital. As of June 30, 2026, $6.3 million was outstanding under the $16.0 million GBC facility, which is secured by substantially all assets and can be called due to the EBITDA covenant breach.
The company entered a $40.0 million Committed Equity Facility with Roth Principal Investments, allowing at‑the‑market style issuances subject to a $0.50 threshold price, Nasdaq share caps, and discounts to VWAP, which could cause significant dilution. Flux is also addressing Nasdaq listing risks: it previously regained compliance with equity requirements but now faces a minimum bid price deficiency that could lead to delisting if unresolved. Two customers provided 71% of fiscal 2026 revenue, and one Chinese cell supplier provided 20% of purchases, while evolving U.S. tariffs on lithium‑ion components have pressured margins and created planning uncertainty.
Flux Power Holdings, Inc. (FLUX) reported 2026 fiscal fourth quarter and full-year results, highlighting a major cost reset alongside steep revenue declines. Fourth quarter revenue was $8.2 million, up from $6.6 million in the prior quarter but down from $16.7 million a year earlier. Full-year revenue was $42.1 million versus $66.4 million in 2025. Fourth quarter gross margin was 27.4%, roughly flat sequentially but below 34.5% a year ago.
Operating expenses fell sharply to $4.4 million in the quarter, 33% lower than the prior-year quarter, and full-year operating expenses declined to $19.2 million from $26.8 million, aided by headcount reductions and the absence of $2.9 million in prior-year restatement costs. Fourth quarter net loss was $2.3 million, improved from a $3.2 million loss in the prior quarter but worse than the $1.2 million loss a year ago; full-year net loss was $7.4 million. Adjusted EBITDA for 2026 was negative $4.5 million versus negative $0.1 million in 2025. Cash was $0.3 million at June 30, 2026, with total liabilities of $21.6 million and stockholders’ equity of $2.6 million, compared to a deficit a year earlier. Management emphasized cost reductions, supply chain optimization, the launch of SkyEMS® 3.0, and expanded sales leadership as positioning the company for improved performance in fiscal 2027.
Flux Power Holdings, Inc. filed a prospectus supplement tied to its Form S-1 covering the proposed offer and resale from time to time of up to 38,461,538 shares of common stock. The shares relate to a Common Stock Purchase Agreement under which the company may, at its discretion, sell shares to Roth Principal Investments, LLC, which may then resell them.
The supplement also includes disclosure that on July 24, 2026 the company received a Nasdaq minimum bid price deficiency notice after its common stock closed below $1.00 for 30 consecutive business days. Flux Power has 180 calendar days to regain compliance by achieving at least a $1.00 closing bid price for a minimum of 10 consecutive business days, with the possibility of an additional 180-day period if certain conditions are met. Failure to regain compliance could result in the common stock being subject to delisting from The Nasdaq Capital Market.
Flux Power Holdings, Inc. filed a prospectus supplement covering the proposed resale from time to time by selling stockholders of up to 3,644,289 shares of common stock under an existing Form S-1 registration. The shares trade on the Nasdaq Capital Market under the symbol FLUX.
The company discloses that Nasdaq notified it on July 24, 2026 that its stock failed to meet the $1.00 minimum bid price requirement for 30 consecutive business days. Flux Power has a 180-day compliance period to regain compliance, which requires a closing bid of at least $1.00 for 10 consecutive business days. Failure to regain compliance, including after any additional compliance period, may result in delisting from Nasdaq. The company states it will monitor its share price and may consider available options to address the deficiency.
Flux Power Holdings, Inc. reported receiving a notice from The Nasdaq Stock Market on July 24, 2026 that its common stock failed to meet the $1.00 per share Minimum Bid Price Requirement after closing below that level for 30 consecutive business days. The company’s shares continue to trade on The Nasdaq Capital Market under the symbol FLUX.
Under Nasdaq Listing Rule 5810(c)(3)(A), Flux Power has 180 calendar days from the notice date to regain compliance, which requires a closing bid price of at least $1.00 for a minimum of 10 consecutive business days. If it satisfies other initial listing standards, it may receive an additional 180-day compliance period; otherwise, the stock would be subject to delisting. Flux Power states it will monitor its share price and may consider available options to regain compliance, while noting there is no assurance it will do so.
Cleveland Capital Management, L.L.C. and related reporting persons report their beneficial ownership of Flux Power Holdings, Inc. common stock in Amendment No. 10 to a Schedule 13G. The filing covers common stock with par value $0.001 per share, CUSIP 344057203.
Cleveland Capital Management, L.L.C. reports beneficial ownership of 1,450,736 shares, representing 6.8% of the class, all with shared voting and dispositive power. Cleveland Capital, L.P. reports 1,272,522 shares or 6.0%, and Rocky River Specific Opportunities Fund LLC reports 178,214 shares or 0.8%, each with shared voting and dispositive power.
Individual reporting persons include Wade Massad, who reports beneficial ownership of 1,521,809 shares, or 7.1%, with 71,073 shares held with sole voting and dispositive power and 1,450,736 shares with shared power, and John Shiry, who reports 1,500,736 shares, or 7.0%, with 50,000 shares held with sole voting and dispositive power and 1,450,736 shares with shared power. All securities are directly owned by advisory clients of Cleveland Capital Management, L.L.C. or its principals, and each reporting person disclaims beneficial ownership beyond its pecuniary interest.
Flux Power Holdings, Inc. CEO and President Vanka Krishna C reported routine equity compensation activity involving restricted stock units (RSUs) and a related tax sale. On July 1, 2026, 40,650 RSUs vested and were converted into the same number of common shares at a price of $0.00 per share.
On July 2, 2026, he sold 20,633 common shares at a weighted average price of $0.8672 per share, leaving 20,017 common shares held directly after the sale. According to the footnotes, this sale was a "sell to cover" transaction made solely to satisfy tax withholding obligations related to the RSU vesting and is described as not a discretionary transaction.