Flux Power details resale of 38.5M shares

Flux Power updates its equity-line resale prospectus and discloses the planned September 25, 2026 resignation of its chief operating officer with a modest separation payment.

Rhea-AI Filing Summary

Flux Power Holdings, Inc. (FLUX) filed a prospectus supplement updating its resale registration covering up to 38,461,538 shares of common stock that may be sold from time to time by Roth Principal Investments, LLC under a Common Stock Purchase Agreement dated May 15, 2026. The company’s common stock trades on the Nasdaq Capital Market under the symbol FLUX, with a last reported sale price of $0.5715 per share on September 10, 2026.

The supplement also includes a current report noting that on September 8, 2026, Chief Operating Officer Jeff Mason tendered his resignation effective September 25, 2026. In connection with his departure, he is expected to receive a $5,000 payment under a separation and release agreement, subject to a general release of claims in favor of the company.

Positive

• None.

Negative

• Chief Operating Officer resignation: Jeff Mason resigned effective September 25, 2026, creating a senior leadership transition at Flux Power.

Filing Explained

The filing updates a resale registration for up to 38,461,538 shares, but registration alone does not sell or issue those shares; any future issuance would increase the share count and reduce existing holders’ percentage ownership.

Key Figures

Resale registration amount: 38,461,538 shares Last reported share price: $0.5715 per share COO separation payment: $5,000 +2 more

5 metrics

Resale registration amount 38,461,538 shares Maximum number of Flux Power common shares Roth Principal Investments may resell

Last reported share price $0.5715 per share Flux Power common stock on Nasdaq Capital Market on September 10, 2026

COO separation payment $5,000 Payment to Jeff Mason under the expected separation and release agreement

COO resignation effective date September 25, 2026 Effective date of Jeff Mason’s resignation as Chief Operating Officer

Prospectus supplement date September 11, 2026 Date of the prospectus supplement incorporating the current report

Key Terms

Prospectus supplement, Common Stock Purchase Agreement, resale, general release of claims, +1 more

5 terms

Prospectus supplement regulatory

"This prospectus supplement supplements the prospectus, dated June 4, 2026"

A prospectus supplement is an additional document provided alongside a company's main offering details, offering updated or extra information about a specific financial product being sold. It helps investors understand the latest terms, risks, and details of the investment, similar to how an update or revision clarifies or expands on original instructions, ensuring they have current and complete information before making a decision.

Common Stock Purchase Agreement financial

"pursuant to a Common Stock Purchase Agreement, dated as of May 15, 2026"

A common stock purchase agreement is a legal contract that spells out the deal when someone buys ordinary shares in a company, specifying how many shares, the price, payment method, and any conditions for the sale. For investors it matters because it defines ownership rights, timing and protections—like a receipt plus rules for a big purchase—so it determines how and when an investor actually acquires voting power and potential returns.

resale financial

"relate to the proposed offer and resale or other disposition from time to time"

Resale is the act of selling an item, asset, or security by someone who previously bought it rather than by the original maker or issuer. It matters to investors because resale activity affects how easily an investment can be sold, the price buyers are willing to pay, and the potential profit or loss — like selling a used car: condition, demand and market rules determine what you can get for it.

general release of claims regulatory

"subject to the non-revocation of a general release of claims in favor of the Company"

Emerging growth company regulatory

"Emerging growth company"

An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.

Offering Details

ATM

Offering

Offering Type ATM

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What share amount is covered in Flux Power (FLUX)'s latest prospectus supplement?

The prospectus supplement relates to the proposed offer and resale by Roth Principal Investments of up to 38,461,538 shares of Flux Power common stock under a Common Stock Purchase Agreement dated May 15, 2026.

Who is the selling security holder in Flux Power (FLUX)'s resale registration?

The selling security holder is Roth Principal Investments, LLC, which may offer and resell up to 38,461,538 shares of Flux Power common stock that Flux Power has elected, or may elect, to sell to it under a Common Stock Purchase Agreement.

What recent leadership change did Flux Power (FLUX) disclose?

Flux Power disclosed that its Chief Operating Officer, Jeff Mason, tendered his resignation on September 8, 2026, to be effective September 25, 2026, and that the company and Mr. Mason agreed to a separation and release arrangement.

What separation payment will Flux Power (FLUX)'s COO receive?

Under the expected separation and release agreement, Chief Operating Officer Jeff Mason will receive a $5,000 payment, payable within ten days of executing the agreement, subject to the non-revocation of a general release of claims in favor of Flux Power.

At what price was Flux Power (FLUX) stock last reported before this supplement?

Flux Power states that the last reported sale price of its common stock on the Nasdaq Capital Market was $0.5715 per share on September 10, 2026.

Does Flux Power (FLUX) describe its common stock investment risk in this prospectus supplement?

Yes. Flux Power notes that investing in its common stock involves a high degree of risk and directs investors to the “Risk Factors” section beginning on page 13 of the Prospectus and similar sections in any amendments or supplements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/11/2026 - 05:22 PM Accepted by SEC EDGAR 09/11/2026 - 05:18 PM Learn about SEC filing dates

Filed Pursuant to Rule 424(b)(3)

Registration Statement No. 333-296186

PROSPECTUS SUPPLEMENT NO. 3

(To the Prospectus dated June 4, 2026)

Up to 38,461,538 Shares of Common Stock

This prospectus supplement supplements the prospectus, dated June 4, 2026 (the “Prospectus”), which forms a part of our registration statement on Form S-1 (File No. 333-296186). This prospectus supplement is being filed to update and supplement the information in the Prospectus with certain information contained in the Current Report on Form 8-K filed with the Securities and Exchange Commission on September 11, 2026, which we have attached to this prospectus supplement.

The Prospectus and this prospectus supplement relate to the proposed offer and resale or other disposition from time to time by Roth Principal Investments, LLC (“Roth Principal Investments”) of up to an aggregate of 38,461,538 shares of common stock, par value $0.001 per share (“Common Stock”), of Flux Power Holdings, Inc. that we have elected or may, in our sole discretion, elect to sell to Roth Principal Investments, from time to time after the date of the Prospectus, pursuant to a Common Stock Purchase Agreement, dated as of May 15, 2026, we entered into with Roth Principal Investments.

Our shares of Common Stock are listed on The Nasdaq Capital Market under the symbol “FLUX.” On September 10, 2026, the last reported sale price of our Common Stock on The Nasdaq Capital Market was $0.5715 per share.

This prospectus supplement should be read in conjunction with the Prospectus, including any amendments or supplements thereto, which is to be delivered with this prospectus supplement. This prospectus supplement is qualified by reference to the Prospectus, including any amendments or supplements thereto, except to the extent that the information in this prospectus supplement updates and supersedes the information contained therein.

This prospectus supplement is not complete without, and may not be delivered or utilized except in connection with, the Prospectus, including any amendments or supplements thereto.

Investing in our Common Stock involves a high degree of risk. You should review carefully the risks and uncertainties described in the section entitled “Risk Factors” beginning on page 13 of the Prospectus and under similar headings in any amendments or supplements to the Prospectus.

Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or passed upon the accuracy or adequacy of this prospectus supplement or the Prospectus. Any representation to the contrary is a criminal offense.

The date of this prospectus supplement is September 11, 2026.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 8, 2026

Commission File Number: 001-31543

FLUX POWER HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

Nevada		92-3550089
(State or other jurisdiction of		(I.R.S. Employer
incorporation or organization)		Identification Number)
2685 S. Melrose Drive, Vista, California		92081
(Address of principal executive offices)		(Zip Code)

877-505-3589

(Registrant’s telephone number, including area code)

 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol		Name of each exchange on which registered
Common Stock, $0.001 par value		FLUX		Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On September 8, 2026, Mr. Jeff Mason, Chief Operating Officer of Flux Power Holdings, Inc. (the “Company”), tendered his resignation to be effective September 25, 2026. In connection with the departure of Mr. Mason, Mr. Mason and the Company agreed to enter into a separation and release agreement (the “Separation Agreement”), pursuant to which Mr. Mason will receive a payment of $5,000, payable within ten days of the execution of the Separation Agreement, subject to the non-revocation of a general release of claims in favor of the Company.

The foregoing description of the Separation Agreement is a summary and is qualified in its entirety by reference to the full text of the Separation Agreement that the Company expects to enter into with Mr. Mason, a copy of which is expected to be filed with the Company’s Quarterly Report on Form 10-Q for the period ending September 30, 2026.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	Flux Power Holdings, Inc.
	a Nevada corporation
	By:	/s/ Kevin Royal
		Kevin Royal
		Chief Financial Officer and Secretary

Dated: September 11, 2026