Flux Power CEO sells shares to cover RSU taxes

Flux Power Holdings, Inc. CEO and President Vanka Krishna C reported routine equity compensation activity involving restricted stock units (RSUs) and a related tax sale.

Rhea-AI Filing Summary

Flux Power Holdings, Inc. CEO and President Vanka Krishna C reported routine equity compensation activity involving restricted stock units (RSUs) and a related tax sale. On July 1, 2026, 40,650 RSUs vested and were converted into the same number of common shares at a price of $0.00 per share.

On July 2, 2026, he sold 20,633 common shares at a weighted average price of $0.8672 per share, leaving 20,017 common shares held directly after the sale. According to the footnotes, this sale was a "sell to cover" transaction made solely to satisfy tax withholding obligations related to the RSU vesting and is described as not a discretionary transaction.

Insider Trade Summary

Exercise and sale activity reported; no spread calculated

Exercise and Sale 3 txns

Insider Vanka Krishna C

Role CEO and President

Sold 20,633 shs ($18K)

Approx. gross sale proceeds $18K

Approx. exercise cost $0.00

Type	Security	Shares	Price	Value
Sale	Common Stock	20,633	$0.8672	$18K
Exercise	Restricted Stock Units	40,650	$0.00	$0.00
Exercise	Common Stock	40,650	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 81,301 contracts (Direct); Common Stock — 20,017 shares (Direct)

Footnotes (3)

1. F1. On August 1, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on July 1, 2026. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to vest annually over 3 years, with the first vest date on July 1, 2026, subject to the Reporting Person's continued employment or service through each vest date.
2. F2. The price reported in Column 4 is a weighted average price. The shares were pooled and sold in multiple transactions, at prices ranging from $0.8301 to $0.9101, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. F3. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of the RSUs. The sale is made to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Key Figures

Shares sold: 20,633 shares Weighted average sale price: $0.8672 per share Shares held after sale: 20,017 shares +2 more

5 metrics

Shares sold 20,633 shares Open-market sale on July 2, 2026 to cover taxes

Weighted average sale price $0.8672 per share Tax-related sale of 20,633 shares

Shares held after sale 20,017 shares Common stock directly owned post July 2, 2026 transaction

RSUs vested 40,650 units RSUs vested and converted into common stock on July 1, 2026

RSU conversion price $0.00 per share Conversion of vested RSUs into common stock

Key Terms

restricted stock units, weighted average price, sell to cover

3 terms

restricted stock units financial

"the reporting person was granted restricted stock units ("RSUs"), which vested on July 1, 2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

sell to cover financial

"to be funded by a "sell to cover" transaction and does not represent a discretionary transaction"

Sell to cover is when a person who receives company stock through options or awards sells just enough shares immediately to pay required taxes, exercise costs, or fees, keeping the rest. Think of it like cashing part of a bonus to cover the tax bill so you can keep the remainder. For investors, it can create predictable small selling pressure and slightly change the number of shares actually held by insiders without increasing long‑term dilution.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Flux Power (FLUX) CEO report on this Form 4?

Flux Power CEO Vanka Krishna C reported RSU vesting and a related tax sale. 40,650 RSUs vested into common shares on July 1, 2026, followed by a July 2, 2026 sale of 20,633 shares to cover tax withholding obligations.

How many Flux Power (FLUX) shares did the CEO sell and at what price?

The CEO sold 20,633 Flux Power common shares at a weighted average price of $0.8672 per share. The footnotes state shares were sold in multiple trades between $0.8301 and $0.9101 as part of a pooled, weighted-average transaction.

Was the Flux Power (FLUX) CEO’s stock sale a discretionary trade?

The filing states the sale was not discretionary. Shares were sold in a "sell to cover" transaction solely to satisfy tax withholding obligations arising from the vesting and settlement of restricted stock units on July 1, 2026.

How many Flux Power (FLUX) shares does the CEO hold after these transactions?

After the reported sale, the CEO holds 20,017 Flux Power common shares directly. This figure comes from the post-transaction ownership column in the Form 4 entry for the July 2, 2026 open-market sale of 20,633 shares.

What are the key terms of the Flux Power (FLUX) CEO’s RSU grant?

The RSUs were granted August 1, 2025 and vest annually over three years, starting July 1, 2026. Each RSU converts into one share of Flux Power common stock upon vesting, subject to the CEO’s continued employment or service through each vesting date.

How many restricted stock units vested for the Flux Power (FLUX) CEO?

40,650 restricted stock units vested for the CEO on July 1, 2026. Each vested RSU converted into one share of Flux Power common stock at a stated conversion price of $0.00 per share, reflecting standard RSU settlement mechanics.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 04:33 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Vanka Krishna C

(Last) (First) (Middle)

C/O FLUX POWER HOLDINGS, INC.

2685 S. MELROSE DRIVE

(Street)

VISTA CALIFORNIA 92081

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Flux Power Holdings, Inc. [ FLUX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO and President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026		M		40,650	A	(1)	40,650	D
Common Stock	07/02/2026		S		20,633	D	$0.8672(2)(3)	20,017	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	07/01/2026		M			40,650	(1)	(1)	Common Stock	40,650	(1)	81,301	D

Explanation of Responses:

1. On August 1, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on July 1, 2026. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs are scheduled to vest annually over 3 years, with the first vest date on July 1, 2026, subject to the Reporting Person's continued employment or service through each vest date.

2. The price reported in Column 4 is a weighted average price. The shares were pooled and sold in multiple transactions, at prices ranging from $0.8301 to $0.9101, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

3. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of the RSUs. The sale is made to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

	/s/ Kevin S. Royal, Attorney-in-fact	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)