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Flux Power Holdings, Inc. Form 4 Filings

FLUX NASDAQ

Every Form 4 that Flux Power Holdings, Inc. (FLUX) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow FLUX and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full FLUX filings page.

Rhea-AI Summary

Flux Power Holdings, Inc. CEO and President Vanka Krishna C reported routine equity compensation activity involving restricted stock units (RSUs) and a related tax sale. On July 1, 2026, 40,650 RSUs vested and were converted into the same number of common shares at a price of $0.00 per share.

On July 2, 2026, he sold 20,633 common shares at a weighted average price of $0.8672 per share, leaving 20,017 common shares held directly after the sale. According to the footnotes, this sale was a "sell to cover" transaction made solely to satisfy tax withholding obligations related to the RSU vesting and is described as not a discretionary transaction.

Rhea-AI Summary

Flux Power Holdings director Lisa Walters-Hoffert reported equity compensation activity involving 50,000 shares. On May 28, 2025, she was granted 50,000 restricted stock units (RSUs) that later vested on May 28, 2026. Upon vesting, each RSU converted on a one-for-one basis into common stock at a price of $0.00 per share, reflecting a stock-based award rather than a cash purchase.

After the RSUs converted, Walters-Hoffert directly owned 94,107 shares of Flux Power common stock. The filing notes this RSU grant had not been previously reported due to an administrative error, and no open‑market buys or sells were disclosed in this Form 4.

Rhea-AI Summary

Flux Power Holdings director Dale Thomas Robinette reported equity compensation activity. On May 28, 2025, he was granted 50,000 restricted stock units, each representing one future share of common stock at no cash cost. These RSUs vested on May 28, 2026 and converted into 50,000 shares of common stock through a derivative exercise. After the conversion, he directly held 106,311 shares of Flux Power common stock. The company noted that the original RSU grant had not been previously reported due to an administrative error.

Rhea-AI Summary

Flux Power Holdings director Mark F. Leposky reported routine equity compensation activity. On May 28, 2026, previously granted restricted stock units converted into 50,000 shares of common stock, increasing his directly held common shares to 67,057. The RSUs were originally granted on May 28, 2025 and vested one year later, with each unit converting into one share of common stock. The company notes that this 2025 RSU grant had not been reported earlier due to an administrative error.

Rhea-AI Summary

Flux Power Holdings director and 10% owner Michael Johnson exercised 50,000 restricted stock units on May 28, 2026, converting them into 50,000 shares of common stock at a price of $0.00 per share. These RSUs were originally granted on May 28, 2025 and vested one year later.

After the conversion, Johnson directly holds 106,311 shares of Flux Power common stock. He also indirectly holds 4,061,799 shares through Esenjay Investments, L.L.C., where he is the sole director and beneficial owner. The company notes this RSU grant had previously not been reported due to an administrative error.

Rhea-AI Summary

Flux Power Holdings director and 10% owner Michael Johnson, through Esenjay Investments, L.L.C., reported open-market sales of a total of 86,881 shares of Common Stock. On March 16, 2026, Esenjay sold 21,371 shares at a weighted average price of $1.36, in multiple trades between $1.30 and $1.38. On March 17, 2026, it sold 65,510 shares at a weighted average price of $1.27, in trades between $1.26 and $1.31. After these sales, Esenjay held 4,061,799 shares indirectly for Johnson, and he also held 56,311 shares directly.