Flux Power (FLUX) director gains 50,000 shares through RSU vesting

Rhea-AI Filing Summary

Flux Power Holdings director Lisa Walters-Hoffert reported equity compensation activity involving 50,000 shares. On May 28, 2025, she was granted 50,000 restricted stock units (RSUs) that later vested on May 28, 2026. Upon vesting, each RSU converted on a one-for-one basis into common stock at a price of $0.00 per share, reflecting a stock-based award rather than a cash purchase.

After the RSUs converted, Walters-Hoffert directly owned 94,107 shares of Flux Power common stock. The filing notes this RSU grant had not been previously reported due to an administrative error, and no open‑market buys or sells were disclosed in this Form 4.

Insider Trade Summary

50,000 shares exercised/converted

Mixed 3 txns

Insider Walters-Hoffert Lisa

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	50,000	$0.00	--
Exercise	Common Stock	50,000	$0.00	--
Grant/Award	Restricted Stock Units	50,000	$0.00	--

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Common Stock — 94,107 shares (Direct, null)

Footnotes (1)

1. On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock. Due to an administrative error, this grant was not previously reported.

Key Figures

RSU grant: 50,000 units RSU conversion: 50,000 shares Conversion price: $0.00 per share +2 more

5 metrics

RSU grant 50,000 units Restricted stock units granted on May 28, 2025

RSU conversion 50,000 shares RSUs vested and converted into common stock on May 28, 2026

Conversion price $0.00 per share RSUs converted into common stock at no cash cost

Shares owned after 94,107 shares Direct common stock ownership after RSU conversion

Exercise transactions 1 transaction, 50,000 shares Derivative exercise/conversion activity in transaction summary

Key Terms

Restricted Stock Units, RSUs, derivative security, grant, award, or other acquisition

4 terms

Restricted Stock Units financial

"On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs financial

"Upon vesting, each RSU converted into one share of the Issuer's common stock."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Walters-Hoffert Lisa

(Last) (First) (Middle)

C/O FLUX POWER HOLDINGS, INC.

2685 S. MELROSE DRIVE

(Street)

VISTA CALIFORNIA 92081

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Flux Power Holdings, Inc. [ FLUX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/28/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/28/2026		M		50,000	A	(1)	94,107	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)(2)	05/28/2025		A		50,000		(1)	(1)	Common Stock	50,000	(1)	50,000	D
Restricted Stock Units	(1)	05/28/2026		M			50,000	(1)	(1)	Common Stock	50,000	(1)	0	D

Explanation of Responses:

1. On May 28, 2025, the reporting person was granted restricted stock units ("RSUs"), which vested on May 28, 2026. Upon vesting, each RSU converted into one share of the Issuer's common stock.

2. Due to an administrative error, this grant was not previously reported.

	/s/ Kevin S. Royal, Attorney-in-fact	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Flux Power (FLUX) report for Lisa Walters-Hoffert?

Flux Power reported that director Lisa Walters-Hoffert received and exercised equity awards. She was granted 50,000 restricted stock units that later vested and converted into 50,000 common shares, increasing her direct ownership without any open-market buying or selling.

How many Flux Power (FLUX) shares did Lisa Walters-Hoffert acquire in this Form 4?

Lisa Walters-Hoffert acquired 50,000 Flux Power common shares through vesting of restricted stock units. Each RSU converted into one share at vesting, resulting in 50,000 new common shares issued to her as part of stock-based compensation, not a market purchase.

What is Lisa Walters-Hoffert’s Flux Power (FLUX) ownership after these transactions?

After the RSU vesting and share conversion, Lisa Walters-Hoffert directly owns 94,107 Flux Power common shares. This total reflects her position following the 50,000-share RSU conversion reported in the Form 4, with no concurrent sales reported in the filing.

Were the Flux Power (FLUX) transactions open-market buys or sells?

The reported transactions were not open-market buys or sells. They involved a grant of 50,000 restricted stock units and their later vesting into 50,000 common shares at a conversion price of $0.00, representing equity compensation rather than trading activity.

What administrative error is mentioned in the Flux Power (FLUX) Form 4 filing?

The Form 4 notes that the 50,000 restricted stock unit grant dated May 28, 2025 had not been previously reported due to an administrative error. The current filing corrects this by disclosing both the original RSU grant and its later vesting into common shares.