Every 424B that Flux Power Holdings, Inc. (FLUX) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 424B covers the supplement that carries the terms of a priced offering, so if you follow FLUX and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full FLUX filings page.
Flux Power Holdings, Inc. (FLUX) filed a prospectus supplement updating its resale registration covering up to 38,461,538 shares of common stock that may be sold from time to time by Roth Principal Investments, LLC under a Common Stock Purchase Agreement dated May 15, 2026. The company’s common stock trades on the Nasdaq Capital Market under the symbol FLUX, with a last reported sale price of $0.5715 per share on September 10, 2026.
The supplement also includes a current report noting that on September 8, 2026, Chief Operating Officer Jeff Mason tendered his resignation effective September 25, 2026. In connection with his departure, he is expected to receive a $5,000 payment under a separation and release agreement, subject to a general release of claims in favor of the company.
Flux Power Holdings, Inc. (FLUX) has filed a prospectus supplement tied to an S-1 registration covering the resale by Roth Principal Investments, LLC of up to 38,461,538 shares of common stock issuable under a May 15, 2026 Common Stock Purchase Agreement (a committed equity facility).
The facility allows Flux, in its sole discretion, to sell up to $40 million of stock to Roth over 36 months, generally at VWAP-based prices less fixed discounts and only while the share price is at or above a $0.50 threshold and subject to an Exchange Cap and a 4.99% beneficial ownership limit. The 10-K incorporated into this supplement highlights substantial doubt about Flux’s ability to continue as a going concern, a current event of default under its senior secured GBC credit facility, heavy customer and supplier concentration, tariff exposure, and Nasdaq listing deficiencies, including a notice for failing the $1.00 minimum bid price requirement.
Flux Power Holdings, Inc. filed a prospectus supplement tied to its Form S-1 covering the proposed offer and resale from time to time of up to 38,461,538 shares of common stock. The shares relate to a Common Stock Purchase Agreement under which the company may, at its discretion, sell shares to Roth Principal Investments, LLC, which may then resell them.
The supplement also includes disclosure that on July 24, 2026 the company received a Nasdaq minimum bid price deficiency notice after its common stock closed below $1.00 for 30 consecutive business days. Flux Power has 180 calendar days to regain compliance by achieving at least a $1.00 closing bid price for a minimum of 10 consecutive business days, with the possibility of an additional 180-day period if certain conditions are met. Failure to regain compliance could result in the common stock being subject to delisting from The Nasdaq Capital Market.
Flux Power Holdings, Inc. filed a prospectus supplement covering the proposed resale from time to time by selling stockholders of up to 3,644,289 shares of common stock under an existing Form S-1 registration. The shares trade on the Nasdaq Capital Market under the symbol FLUX.
The company discloses that Nasdaq notified it on July 24, 2026 that its stock failed to meet the $1.00 minimum bid price requirement for 30 consecutive business days. Flux Power has a 180-day compliance period to regain compliance, which requires a closing bid of at least $1.00 for 10 consecutive business days. Failure to regain compliance, including after any additional compliance period, may result in delisting from Nasdaq. The company states it will monitor its share price and may consider available options to address the deficiency.
Flux Power Holdings, Inc. is registering up to 38,461,538 shares of its common stock for resale by Roth Principal Investments under a Purchase Agreement dated May 15, 2026. The prospectus registers those Purchase Shares for resale by the Selling Stockholder; the Company states it is not selling any securities here and will not receive proceeds from resales by Roth Principal Investments.
The Company also notes that, pursuant to the Purchase Agreement (the “Committed Equity Facility”), it may, at its sole election and subject to conditions, sell shares to Roth Principal Investments for aggregate gross proceeds of up to $40,000,000. Nasdaq limits and contractual caps apply, including an Exchange Cap of 4,272,062 shares (equal to 19.999% of outstanding shares as of execution) unless stockholder approval is obtained, and a Beneficial Ownership Limitation of 4.99% per Roth Principal Investments and affiliates.
Flux Power Holdings, Inc. files a prospectus supplement registering 3,644,289 shares of Common Stock for offer and resale by the selling stockholders. The supplement incorporates a Form 8-K disclosing a committed equity facility: a Purchase Agreement with Roth Principal Investments giving the company the option to sell up to $40,000,000 of newly issued common stock and the related Registration Rights Agreement.
The Purchase Agreement contemplates multiple purchase methods (Market Open, Intraday, Pre-Market, Post-Market) with various per-transaction volume caps, a Threshold Price of $0.50, an Exchange Cap of 4,272,062 shares (19.999%), and a Beneficial Ownership Limitation of 4.99%. Fees disclosed include a $800,000 Cash Commitment Fee, a $25,000 structuring fee, reimbursement of $75,000 legal fees and a $50,000 fee to the qualified independent underwriter.
Flux Power Holdings, Inc. supplements its Form S-1 registration to cover the proposed resale by selling stockholders of 3,644,289 shares of common stock. The supplement attaches the Company’s Form 10-Q for the quarter ended March 31, 2026 and updates disclosures including liquidity, covenant default and going-concern discussion.
The 10-Q shows cash $372,000, a nine-month net loss of $5.1M, an outstanding GBC credit facility balance of $5.7M and available borrowing capacity up to $10.3M (subject to borrowing base limits). Shares outstanding were 21,361,383 as of April 28, 2026.
Flux Power Holdings, Inc. is supplementing its November 10, 2025 prospectus to register up to 3,644,289 shares of Common Stock for resale. The supplement attaches a Current Report on Form 8-K that discloses the Company breached the minimum EBITDA covenant for the trailing three-month period ended March 31, 2026, resulting in an Event of Default under the Loan and Security Agreement with Gibraltar Business Capital, LLC (GBC). The Company states GBC currently continues to permit access to the line of credit but may limit access or exercise remedies, and the Company is negotiating an amendment or waiver with GBC. As of March 31, 2026, the outstanding balance under the Loan Agreement was approximately $6.5 million. The prospectus supplement reiterates that sales are by the selling stockholders of up to the registered amount and notes the last reported Nasdaq sale price was $1.12 per share on April 2, 2026.
Flux Power Holdings, Inc. files a prospectus supplement registering 3,644,289 shares of Common Stock for resale by selling stockholders.
The supplement incorporates a Form 8-K reporting the companys Annual Meeting results: 21,340,135 shares outstanding as of February 2, 2026, quorum present with 14,117,593 shares, director nominees elected, and ratification of Haskell & White LLP as auditor for the fiscal year ending June 30, 2026. The supplement notes a last reported sale price of $1.08 per share on March 26, 2026.
Flux Power Holdings, Inc. filed a prospectus supplement updating its Form S-1 for the resale of up to 3,644,289 shares of common stock by selling stockholders and attached its latest Quarterly Report on Form 10-Q. For the quarter ended December 31, 2025, revenue was $14.1 million, down from $16.8 million a year earlier, but the company generated net income of $0.6 million versus a prior-year net loss of $1.9 million, reflecting tighter operating costs. For the first six months, revenue was $27.3 million with a net loss of $2.0 million. Cash was $0.9 million with $4.7 million drawn on its Gibraltar Business Capital credit facility and up to $11.3 million available, subject to borrowing base limits. Equity improved to $7.5 million, helped by a $3.2 million private placement of prefunded and common stock warrants and a $9.8 million public offering. The company discloses substantial doubt about its ability to continue as a going concern due to an expected covenant breach under the credit facility in late February 2026 and the need to negotiate an amendment.
Flux Power Holdings, Inc. filed a prospectus supplement covering the proposed resale from time to time by selling stockholders of up to 3,644,289 shares of common stock. The supplement also includes an update that Nasdaq has notified the company it has regained compliance with continued listing rules by meeting the required $35 million market value of listed securities. As of September 30, 2025, total stockholders’ equity was a deficit of ($3.3) million, but since then the company received $0.2 million in final private placement proceeds and completed an underwritten public offering of 4,416,000 shares for net proceeds of approximately $9.2 million, which the company believes brings stockholders’ equity above $2.5 million, though this estimate may change once full quarterly results are prepared.
Flux Power Holdings, Inc. filed a prospectus supplement to its Form S-1 for the proposed offer and resale from time to time by selling stockholders of up to 3,644,289 shares of common stock.
The supplement attaches the company’s Form 10-Q for the quarter ended September 30, 2025. Flux reported revenue of $13,175,000 versus $16,125,000 a year ago, gross profit of $3,765,000, an operating loss of $2,178,000, and a net loss of $2,562,000. Operating cash flow was $889,000. Cash was $1,588,000 with a revolving credit facility balance of $9,935,000 and up to $6,100,000 available, subject to borrowing base limits.
Shares outstanding were 21,340,135 as of November 10, 2025. Subsequent to quarter end, Flux completed a public offering of common stock with net proceeds of approximately $9,200,000. Flux’s common stock trades on Nasdaq under “FLUX.”
Flux Power (FLUX) filed a prospectus to register the resale of up to 3,644,289 shares of Common Stock. The shares consist of up to 2,429,523 issuable upon conversion of Series A Convertible Preferred Stock (issuable via pre-funded warrants at $0.001 per share) and up to 1,214,766 issuable upon exercise of Common Warrants at $1.715 per share.
The company will not receive proceeds from sales by the selling stockholders. Flux Power would receive cash only if warrants are exercised for cash; if exercised in full for cash, proceeds would total approximately $2.1 million, intended for working capital and general corporate purposes. Shares of Common Stock to be outstanding immediately after this offering are stated as 24,895,987.
Recent context includes a completed underwritten public offering of Common Stock with ~$9.2 million net proceeds and a Nasdaq notice confirming regained compliance with continued listing standards, with monitoring for one year.
Flux Power Holdings (Nasdaq: FLUX) is offering 3,840,000 shares of Common Stock at a public offering price of $2.50 per share, for $9,600,000 in gross proceeds. Underwriting discounts and commissions are $0.175 per share ($672,000 total), yielding proceeds to the company of $8,928,000 before expenses. The underwriter has a 30‑day option to purchase up to 576,000 additional shares. Delivery is expected on or about November 3, 2025, subject to customary closing conditions.
The company estimates net proceeds of approximately $8.3 million (or approximately $9.6 million if the over‑allotment is exercised in full) and plans to use them for working capital and general corporate purposes. Shares outstanding are expected to be 20,675,698 after the offering (or 21,251,698 with the option exercised).
Recent updates note regained Nasdaq compliance via the market value standard, with monitoring for one year, and a class action settlement term sheet providing for a $1.75 million escrowed fund, of which insurers are expected to fund about $1.15 million and the company about $600,000. The company highlights going‑concern risks, reliance on its credit facility, and supply‑chain and tariff exposures.