Every S-1 that Flux Power Holdings, Inc. (FLUX) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A S-1 covers the registration statement a company files to sell shares publicly, so if you follow FLUX and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full FLUX filings page.
Flux Power Holdings has filed an S-1 to register up to 38,461,538 shares of common stock for resale by Roth Principal Investments under a committed equity facility. Flux may sell shares to Roth for up to $40,000,000 in gross proceeds, while Roth resells the shares under this prospectus.
Flux had 21,361,383 shares outstanding as of May 15, 2026, so full use of the facility could significantly dilute existing holders. The company faces substantial risks, including an auditor going-concern warning, a history of losses, current default under its GBC credit facility, prior financial restatements, material weaknesses in internal controls, dependence on a single Chinese battery cell supplier, exposure to tariffs, and the possibility of Nasdaq delisting if listing standards are not maintained.
Flux Power Holdings (FLUX) filed a Form S-1 to register the resale of up to 3,644,289 shares of common stock by selling stockholders, consisting of up to 2,429,523 shares issuable upon conversion of Series A Convertible Preferred Stock underlying pre-funded warrants and up to 1,214,766 shares issuable upon exercise of common warrants. The company will not receive proceeds from any resale; it may receive cash only if warrants are exercised.
The common warrants carry a cash exercise price of $1.715 per share. “The Offering” section states that if all such warrants are exercised for cash, Flux would receive approximately $2.1 million. Shares outstanding immediately after this offering are shown as 20,479,987 shares. Recent developments include Nasdaq’s October 14, 2025 notice of regained compliance under the market value standard, a proposed primary offering filed on October 2, 2025, and a class action settlement term sheet providing for a $1.75 million escrowed settlement fund. The GBC revolving credit facility maturity was extended to July 31, 2027, and warrant exercises are subject to 4.99% or 9.99% beneficial ownership limits.
Flux Power Holdings, Inc. filed Amendment No. 1 to its Form S-1 to add Securities Act Rule 473(b) language so the registration statement becomes automatically effective 20 days after this amendment, without changing the underlying prospectus.
The filing also describes recent unregistered securities sales. On September 15, 2025, the company raised approximately $5.0 million by issuing prefunded warrants to purchase 258,144 shares of common stock and warrants to purchase 1,214,769 shares of common stock at a purchase price of $19.369 per warrant to a small group of accredited investors, including senior executives and directors. Additional prior transactions include warrants issued to Cleveland Capital, L.P. in connection with a $2,000,000 credit facility and a 2023 cashless warrant exercise that resulted in 16,022 restricted common shares with no cash proceeds to the company.
Flux Power Holdings, Inc. (FLUX) filed an S-1 describing a proposed offering and recent fiscal results. For the year ended June 30, 2025 the company reported an operating loss of approximately $6.6 million and a net loss of $6.7 million while generating positive cash flows from operations of $0.6 million. Total assets were about $32.3 million and cash as of July 31, 2025 was $1.1 million, with approximately $6.7 million of available funding under the Gibraltar Business Capital credit facility. The filing estimates net proceeds from the offering of roughly $10.5 million (or $12.2 million with full over-allotment) based on an assumed public offering price of $4.47 per share and an assumed issuance that would result in about 19.5 million shares outstanding. The company disclosed a working capital deficit (approximately $2.3 million) and an outstanding GBC facility balance near $13.6 million. The S-1 also describes prior private placement proceeds of $5.0 million, convertible/subordinated related-party notes, stock plans and warrant issuances, and potential Nasdaq compliance matters.