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Flux Power (FLUX) investors CVI and Heights now report 0% stake

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Flux Power Holdings, Inc. received an amended Schedule 13G from CVI Investments, Inc. and Heights Capital Management, Inc. reporting that they beneficially own 0 shares of Flux Power common stock, representing 0% of the class as of 12/31/2025.

Heights Capital Management, Inc. is described as the investment manager to CVI Investments, Inc., but both parties disclaim beneficial ownership of any Flux Power shares other than any pecuniary interest. They certify the securities are not held to change or influence control of the company.

Positive

  • None.

Negative

  • None.





Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G




Comment for Type of Reporting Person: With respect to Row 6 and Row 8 above, Heights Capital Management, Inc. is the investment manager to CVI Investments, Inc. and as such may exercise voting and dispositive power over the shares reported as beneficially owned by CVI Investments, Inc. herein.


SCHEDULE 13G




Comment for Type of Reporting Person: With respect to Row 6 and Row 8 above, Heights Capital Management, Inc. is the investment manager to CVI Investments, Inc. and as such may exercise voting and dispositive power over the shares reported as beneficially owned by CVI Investments, Inc. herein.


SCHEDULE 13G



CVI Investments, Inc.
Signature:/s/ Sarah Travis
Name/Title:Sarah Travis, Assistant General Counsel and Assistant Secretary of Heights Capital Management, Inc.
Date:02/10/2026
Heights Capital Management, Inc.
Signature:/s/ Sarah Travis
Name/Title:Sarah Travis, Assistant General Counsel and Assistant Secretary
Date:02/10/2026

Comments accompanying signature: Heights Capital Management, Inc. serves as authorized agent of CVI Investments, Inc. pursuant to a Limited Power of Attorney, a copy of which was previously filed.
Exhibit Information

EXHIBIT INDEX EXHIBIT DESCRIPTION 24 Limited Power of Attorney* 99 Joint Filing Agreement* * Previously filed

FAQ

What does the amended Schedule 13G/A for Flux Power (FLUX) report?

The amended Schedule 13G/A reports that CVI Investments, Inc. and Heights Capital Management, Inc. beneficially own 0 shares of Flux Power common stock, representing 0% of the class as of December 31, 2025, indicating they no longer report a 5% or greater stake.

Who are the reporting persons in the Flux Power (FLUX) Schedule 13G/A?

The reporting persons are CVI Investments, Inc., organized in the Cayman Islands, and Heights Capital Management, Inc., organized in Delaware. Heights Capital Management, Inc. is identified as the investment manager to CVI Investments, Inc. with potential voting and dispositive power over shares held by CVI.

How many Flux Power (FLUX) shares do CVI and Heights report owning?

They each report beneficial ownership of 0.00 shares, with 0.00 shares under sole or shared voting and dispositive power. The aggregate amount beneficially owned by each reporting person is 0.00 shares, corresponding to 0% of Flux Power’s common stock outstanding.

What does the 0% ownership in the Flux Power (FLUX) filing mean?

The 0% figure means CVI Investments, Inc. and Heights Capital Management, Inc. no longer report beneficial ownership of 5% or more of Flux Power’s common stock. They list 0 shares and 0% of the class, reflecting that any previously reportable position has been reduced below that threshold.

Do CVI and Heights seek to influence control of Flux Power (FLUX)?

They certify the securities referenced were not acquired and are not held to change or influence control of Flux Power. The certification states the holdings are not in connection with any transaction having that purpose or effect, other than activities tied to a director nomination provision.

What relationship exists between CVI Investments and Heights Capital in this Flux Power filing?

Heights Capital Management, Inc. serves as investment manager to CVI Investments, Inc. and may exercise voting and dispositive power over shares held by CVI. Both entities, however, disclaim beneficial ownership of any Flux Power shares except for any pecuniary interest they may have.
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