STOCK TITAN

[Form 4] FIRST TRUST MORTGAGE INCOME FUND Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

First Trust Mortgage Income Fund (FMY) reported an insider purchase by a director. On 10/10/2025, the reporting person acquired 242 common shares at $12.2 per share, coded “P” for a purchase. Following the transaction, the reporting person beneficially owned 1,113 shares, held as Direct (D) ownership. The filing was submitted by attorney-in-fact for the reporting person.

First Trust Mortgage Income Fund (FMY) ha riferito un acquisto di insider da parte di un direttore. Il 10/10/2025, la persona che segnala ha acquisito 242 azioni ordinarie a $12.2 per azione, codificato “P” come acquisto. A seguito della transazione, la persona che segnala detiene beneficiamente 1.113 azioni, detenute come proprietà Diretta (D). La presentazione è stata inviata dall'avvocato procuratore della persona che segnala.

First Trust Mortgage Income Fund (FMY) informó de una compra de insider por parte de un director. El 10/10/2025, la persona que reporta adquirió 242 acciones comunes a $12.2 por acción, codificado como “P” para una compra. Tras la operación, la persona reportante poseía beneficiosamente 1.113 acciones, tituladas como propiedad Directa (D). La presentación fue presentada por el procurador de la persona reportante.

First Trust Mortgage Income Fund (FMY) 이사는 내부자 매수 사실을 보고했습니다. 2025-10-10일에 보고자가 242주 일반주$12.2에 취득했고, 매수로 표기된 코드가 “P”였습니다. 거래 후 보고자는 1,113주를 보유하게 되었으며, 보유 형태는 직접 소유(D)입니다. 이 서류는 보고자를 대신해 대리인이 제출했습니다.

First Trust Mortgage Income Fund (FMY) a annoncé un achat d'initié par un administrateur. Le 10/10/2025, la personne déclarant a acquis 242 actions ordinaires à $12.2 par action, codé “P” pour un achat. Suite à la transaction, la personne déclarant détenait bénéficiairement 1 113 actions, détenues en tant que propriété Directe (D). Le dossier a été soumis par l'avocat représentant la personne déclarant.

First Trust Mortgage Income Fund (FMY) berichtete über einen Insider-Kauf durch einen Direktor. Am 10.10.2025 erwarb die meldende Person 242 Stammaktien zu $12.2 pro Aktie, kodiert als “P” für einen Kauf. Nach der Transaktion besaß die meldende Person begünstigt 1.113 Aktien, gehalten als Direkt (D) Eigentum. Die Einreichung wurde durch den Bevollmächtigten der meldenden Person eingereicht.

First Trust Mortgage Income Fund (FMY) أبلغ عن شراء داخلي من قبل مدير. في 10/10/2025، قامت الشخص المبلغ عنه باكتساب 242 سهماً عاديّاً بسعر $12.2 للسهم، مُرمّز بـ“P” كشراء. عقب الصفقة، امتلك الشخص المبلغ عنه بشكل مستفيد 1,113 سهمًا، مُلكية بطريقة مباشر (D). تم تقديم الإبلاغ من قِبل وكيل المحامي نيابة عن الشخص المبلغ عنه.

First Trust Mortgage Income Fund (FMY) 报告了一名董事的内部人购买。2025年10月10日,报告人以每股 $12.2 的价格购买了 242股普通股,交易代码为“P”表示购买。交易完成后,报告人实际拥有 1,113股,以 直接(D) 所有权形式持有。该申报由报告人的代理律师提交。

Positive
  • None.
Negative
  • None.

First Trust Mortgage Income Fund (FMY) ha riferito un acquisto di insider da parte di un direttore. Il 10/10/2025, la persona che segnala ha acquisito 242 azioni ordinarie a $12.2 per azione, codificato “P” come acquisto. A seguito della transazione, la persona che segnala detiene beneficiamente 1.113 azioni, detenute come proprietà Diretta (D). La presentazione è stata inviata dall'avvocato procuratore della persona che segnala.

First Trust Mortgage Income Fund (FMY) informó de una compra de insider por parte de un director. El 10/10/2025, la persona que reporta adquirió 242 acciones comunes a $12.2 por acción, codificado como “P” para una compra. Tras la operación, la persona reportante poseía beneficiosamente 1.113 acciones, tituladas como propiedad Directa (D). La presentación fue presentada por el procurador de la persona reportante.

First Trust Mortgage Income Fund (FMY) 이사는 내부자 매수 사실을 보고했습니다. 2025-10-10일에 보고자가 242주 일반주$12.2에 취득했고, 매수로 표기된 코드가 “P”였습니다. 거래 후 보고자는 1,113주를 보유하게 되었으며, 보유 형태는 직접 소유(D)입니다. 이 서류는 보고자를 대신해 대리인이 제출했습니다.

First Trust Mortgage Income Fund (FMY) a annoncé un achat d'initié par un administrateur. Le 10/10/2025, la personne déclarant a acquis 242 actions ordinaires à $12.2 par action, codé “P” pour un achat. Suite à la transaction, la personne déclarant détenait bénéficiairement 1 113 actions, détenues en tant que propriété Directe (D). Le dossier a été soumis par l'avocat représentant la personne déclarant.

First Trust Mortgage Income Fund (FMY) berichtete über einen Insider-Kauf durch einen Direktor. Am 10.10.2025 erwarb die meldende Person 242 Stammaktien zu $12.2 pro Aktie, kodiert als “P” für einen Kauf. Nach der Transaktion besaß die meldende Person begünstigt 1.113 Aktien, gehalten als Direkt (D) Eigentum. Die Einreichung wurde durch den Bevollmächtigten der meldenden Person eingereicht.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
KADLEC THOMAS R

(Last) (First) (Middle)
C/O FIRST TRUST ADVISORS LP
120 EAST LIBERTY DRIVE, SUITE 400

(Street)
WHEATON IL 60187

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST TRUST MORTGAGE INCOME FUND [ FMY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 10/10/2025 P 242 A $12.2 1,113 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Thomas R. Kadlec, by Erin Klassman, attorney-in-fact, pursuant to a Power of Attorney 10/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction was reported for FMY?

A director purchased 242 common shares on 10/10/2025 at $12.2 per share.

How many FMY shares does the insider own after the trade?

The reporting person beneficially owns 1,113 shares after the transaction.

What was the transaction code and what does it indicate for FMY?

The transaction code was P, indicating a purchase.

Was the FMY insider ownership direct or indirect?

Ownership is listed as Direct (D).

Who is the issuer in this insider filing for FMY?

The issuer is First Trust Mortgage Income Fund (FMY).

How many reporting persons filed this FMY Form 4?

It was filed by one reporting person.
First Trust Mortgage Income

NYSE:FMY

FMY Rankings

FMY Latest News

FMY Latest SEC Filings

FMY Stock Data

51.57M
4.21M
0.04%
120.85%
0.14%
Asset Management
Financial Services
Link
United States
Wheaton