Funko (FNKO) legal chief exercises 22,367 RSUs, lifts stake to 59,809

Rhea-AI Filing Summary

Funko, Inc. chief legal officer Tracy D. Daw exercised restricted stock units into Class A common stock over two days. On March 12, 2026, 9,767 RSUs converted into 9,767 shares at $0.00 per share, increasing direct holdings to 47,209 shares. On March 13, 2026, 12,600 RSUs converted into 12,600 shares at $0.00 per share, bringing direct ownership to 59,809 Class A shares. Footnotes note prior grants of 39,069 RSUs on March 12, 2025 and 50,400 RSUs on March 13, 2024, each vesting in four equal annual installments and settled in one share of Class A stock or equivalent cash per RSU.

Insights

Equity compensation analyst

Routine RSU vesting increases insider share ownership with no sales.

The reporting person, Funko’s chief legal officer, executed two M-code transactions that reflect RSU vesting and conversion into Class A common stock at $0.00 per share, totaling 22,367 shares acquired over two days.

Following these conversions, direct Class A common stock holdings rose to 59,809 shares. No open-market sales, gifts, or tax-withholding dispositions were reported, so the activity is best viewed as standard equity compensation rather than an active trading decision.

Footnotes indicate prior grants of 39,069 and 50,400 RSUs vesting annually over four years, which suggests ongoing, scheduled equity awards. Overall, this filing is a routine administrative update to reflect RSU vesting, with neutral impact on the broader investment thesis.

Insider Trade Summary

22,367 shares exercised/converted

Mixed 4 txns

Insider Daw Tracy D

Role CHIEF LEGAL OFFICER

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	12,600	$0.00	--
Exercise	CLASS A COMMON STOCK	12,600	$0.00	--
Exercise	Restricted Stock Units	9,767	$0.00	--
Exercise	CLASS A COMMON STOCK	9,767	$0.00	--

Holdings After Transaction: Restricted Stock Units — 25,200 shares (Direct); CLASS A COMMON STOCK — 59,809 shares (Direct)

Footnotes (1)

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. On March 12, 2025, the Reporting Person was granted 39,069 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. On March 13, 2024, the Reporting Person was granted 50,400 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Daw Tracy D

(Last) (First) (Middle)

C/O FUNKO, INC.

2802 WETMORE AVENUE

(Street)

EVERETT WA 98201

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF LEGAL OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
CLASS A COMMON STOCK	03/12/2026		M		9,767	A	$0(1)	47,209	D
CLASS A COMMON STOCK	03/13/2026		M		12,600	A	$0(1)	59,809(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/12/2026		M			9,767	(3)	(3)	CLASS A COMMON STOCK	9,767	$0	29,302	D
Restricted Stock Units	(1)	03/13/2026		M			12,600	(4)	(4)	CLASS A COMMON STOCK	12,600	$0	25,200	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

2. The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

3. On March 12, 2025, the Reporting Person was granted 39,069 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

4. On March 13, 2024, the Reporting Person was granted 50,400 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Remarks:

	/s/ Tracy D. Daw	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Funko (FNKO) insider Tracy D. Daw report in this Form 4?

Tracy D. Daw reported exercising restricted stock units into Class A common stock. On two March 2026 dates, 22,367 RSUs converted into 22,367 shares at $0.00 per share, increasing direct ownership to 59,809 shares after the transactions.

How many Funko (FNKO) shares did the chief legal officer acquire?

The chief legal officer acquired 22,367 shares of Funko Class A common stock. These came from converting 9,767 RSUs on March 12, 2026 and 12,600 RSUs on March 13, 2026, all at a price of $0.00 per share as equity compensation.

Were any Funko (FNKO) shares sold or disposed of in this Form 4?

No shares were sold or disposed of in this Form 4. All reported transactions are M-code exercises or conversions of restricted stock units into common stock, with no sales, gifts, or tax-withholding dispositions disclosed in the transaction summary.

What is Tracy D. Daw’s Funko (FNKO) share ownership after these transactions?

After the reported transactions, direct ownership stands at 59,809 shares of Funko Class A common stock. This total reflects the addition of 22,367 shares from RSU conversions reported for March 12 and March 13, 2026 in the filing’s transaction table.

What RSU grants to the Funko (FNKO) chief legal officer are described in the footnotes?

Footnotes describe grants of 39,069 RSUs on March 12, 2025 and 50,400 RSUs on March 13, 2024. Each grant vests in four equal annual installments on the first through fourth anniversaries of the grant date, subject to continued employment with Funko.

How do Funko (FNKO) RSUs convert into common stock for this insider?

Each RSU represents a contingent right to receive one share of Funko Class A common stock or an equivalent cash payment. Upon vesting and settlement, RSUs convert into shares, as shown by the March 2026 exercises at an effective price of $0.00 per share.